Barclays PLC Form 8.5 (EPT/NON-RI) HARGREAVES LANSDOWN PLC

RNS Number : 3614N

Barclays PLC

22 November 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			HARGREAVES LANSDOWN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			HARGREAVES LANSDOWN PLC
(d)	Date position held/dealing undertaken:			21 Nov 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			NO
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				0.4p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				8,710,790	1.84%	63,167	0.01%
(2) Cash-settled derivatives:				280,302	0.05%	8,494,052	1.79%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				8,991,092	1.89%	8,557,219	1.80%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
0.4p ordinary	Purchase	819320	10.8944  GBP	10.8800  GBP
0.4p ordinary	Sale	723865	10.8948  GBP	10.8798  GBP
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
0.4p ordinary	SWAP	Decreasing Short	105	10.8798  GBP
0.4p ordinary	SWAP	Decreasing Short	15,945	10.8831  GBP
0.4p ordinary	SWAP	Decreasing Short	115	10.8837  GBP
0.4p ordinary	SWAP	Decreasing Short	198	10.8840  GBP
0.4p ordinary	SWAP	Decreasing Short	37,433	10.8847  GBP
0.4p ordinary	SWAP	Decreasing Short	10,065	10.8850  GBP
0.4p ordinary	SWAP	Decreasing Short	445	10.8872  GBP
0.4p ordinary	SWAP	Decreasing Short	545	10.8912  GBP
0.4p ordinary	SWAP	Decreasing Short	179	10.8948  GBP
0.4p ordinary	SWAP	Decreasing Short	85	10.8950  GBP
0.4p ordinary	SWAP	Increasing Short	48,396	10.8850  GBP
0.4p ordinary	SWAP	Increasing Short	5,969	10.8855  GBP
0.4p ordinary	SWAP	Increasing Short	8,995	10.8878  GBP
0.4p ordinary	SWAP	Increasing Short	6,539	10.8882  GBP
0.4p ordinary	SWAP	Increasing Short	17,641	10.8883  GBP
0.4p ordinary	SWAP	Increasing Short	7,375	10.8886  GBP
0.4p ordinary	SWAP	Increasing Short	7,686	10.8893  GBP
0.4p ordinary	SWAP	Increasing Short	3,443	10.8895  GBP
0.4p ordinary	SWAP	Increasing Short	403	10.8900  GBP
0.4p ordinary	SWAP	Increasing Short	13,513	10.8908  GBP
0.4p ordinary	SWAP	Increasing Short	57,914	10.8914  GBP
0.4p ordinary	CFD	Increasing Short	148	10.8906  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				22 Nov 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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