BARCLAYS PLC Form 8 (DD) - VANTIV INC

 
TIDMBARC 
 
 

FORM 8 (DD)

PUBLIC DEALING DISCLOSURE BY A PARTY TO AN OFFER OR PERSON ACTING IN CONCERT (INCLUDING DEALINGS FOR THE ACCOUNT OF DISCRETIONARY INVESTMENT CLIENTS)

Rules 8.1, 8.2 and 8.4 of the Takeover Code (the "Code")

1.KEY INFORMATION

 
(a)   Full name of discloser:                       Barclays PLC. 
(b)   Owner or controller of interest and short 
      positions disclosed, if different from 1(a): 
(c)   Name of offeror/offeree in relation to whose  VANTIV INC 
      relevant securities this form relates: 
(d)   Status of person making the disclosure:       CONNECTED TO OFFEREE 
(e)   Date position held/dealing undertaken:        25 July 2017 
(f)   In addition to the company in 1(c)            NO 
      above, is the discloser making 
      disclosures in respect of any 
      other party to the offer? 
 
 

2.POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a)Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing

 
Class of relevant                                                  USD 0.00001 Class A common 
security: 
                                                                   Interests      Short Positions 
                                                                   Number  (%)    Number   (%) 
(1)                 Relevant securities owned 
                    and/or controlled:                             30,217  0.02%  0        0.00% 
(2)                 Cash-settled derivatives: 
                                                                   0       0.00%  0        0.00% 
(3)                 Stock-settled derivatives (including options) 
                    and agreements to purchase/sell:               1,200   0.00%  108,800  0.07% 
                    TOTAL:                                         31,417  0.02%  108,800  0.07% 
 
 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

Details of any securities borrowing and lending positions or financial collateral arrangements should be disclosed on a Supplemental Form 8 (SBL).

(b)Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation 
to which subscription  right exists: 
Details, including nature of the rights 
concerned and relevant  percentages: 
 
 

3.DEALINGS BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a)Purchases and sales

(i)Party to an offer or person acting in concert (except for a principal trader in the same group as a connected adviser)

 
Class of relevant            Purchase/sale  Number of   Price per unit 
security                                    securities 
USD 0.00001 Class A common   Purchase       100         64.1400 USD 
USD 0.00001 Class A common   Purchase       100         64.0200 USD 
USD 0.00001 Class A common   Purchase       190         64.7410 USD 
USD 0.00001 Class A common   Purchase       195         64.7450 USD 
USD 0.00001 Class A common   Purchase       199         63.9500 USD 
USD 0.00001 Class A common   Purchase       200         64.0500 USD 
USD 0.00001 Class A common   Purchase       200         64.7100 USD 
USD 0.00001 Class A common   Purchase       200         64.7000 USD 
USD 0.00001 Class A common   Purchase       200         64.7225 USD 
USD 0.00001 Class A common   Purchase       201         64.0097 USD 
USD 0.00001 Class A common   Purchase       209         64.6700 USD 
USD 0.00001 Class A common   Purchase       218         64.2242 USD 
USD 0.00001 Class A common   Purchase       300         64.7633 USD 
USD 0.00001 Class A common   Purchase       366         64.7637 USD 
USD 0.00001 Class A common   Purchase       400         64.6925 USD 
USD 0.00001 Class A common   Purchase       400         64.7425 USD 
USD 0.00001 Class A common   Purchase       400         64.7250 USD 
USD 0.00001 Class A common   Purchase       424         64.2445 USD 
USD 0.00001 Class A common   Purchase       484         64.4748 USD 
USD 0.00001 Class A common   Purchase       500         64.2700 USD 
USD 0.00001 Class A common   Purchase       500         64.7580 USD 
USD 0.00001 Class A common   Purchase       596         64.5536 USD 
USD 0.00001 Class A common   Purchase       600         64.2650 USD 
USD 0.00001 Class A common   Purchase       900         64.3688 USD 
USD 0.00001 Class A common   Purchase       1,050       64.5104 USD 
USD 0.00001 Class A common   Purchase       1,104       64.3050 USD 
USD 0.00001 Class A common   Purchase       1,400       64.5575 USD 
USD 0.00001 Class A common   Purchase       1,510       64.3404 USD 
USD 0.00001 Class A common   Purchase       1,703       64.6800 USD 
USD 0.00001 Class A common   Purchase       2,490       64.7439 USD 
USD 0.00001 Class A common   Purchase       2,700       64.7262 USD 
USD 0.00001 Class A common   Purchase       2,829       64.5557 USD 
USD 0.00001 Class A common   Purchase       3,000       64.5746 USD 
USD 0.00001 Class A common   Purchase       3,002       64.6430 USD 
USD 0.00001 Class A common   Purchase       3,200       64.7343 USD 
USD 0.00001 Class A common   Purchase       4,100       64.5892 USD 
USD 0.00001 Class A common   Purchase       4,200       64.6436 USD 
USD 0.00001 Class A common   Purchase       4,235       64.5991 USD 
USD 0.00001 Class A common   Purchase       6,449       64.7210 USD 
USD 0.00001 Class A common   Purchase       15,400      64.4184 USD 
USD 0.00001 Class A common   Purchase       16,000      64.3922 USD 
USD 0.00001 Class A common   Sale           400         64.0518 USD 
USD 0.00001 Class A common   Sale           424         64.2445 USD 
USD 0.00001 Class A common   Sale           809         64.6885 USD 
USD 0.00001 Class A common   Sale           1,579       64.7495 USD 
USD 0.00001 Class A common   Sale           1,703       64.6800 USD 
USD 0.00001 Class A common   Sale           3,002       64.6430 USD 
USD 0.00001 Class A common   Sale           4,800       64.5204 USD 
USD 0.00001 Class A common   Sale           6,310       64.4649 USD 
USD 0.00001 Class A common   Sale           7,100       64.3500 USD 
USD 0.00001 Class A common   Sale           8,500       64.4436 USD 
USD 0.00001 Class A common   Sale           12,014      64.5578 USD 
USD 0.00001 Class A common   Sale           15,300      64.4434 USD 
USD 0.00001 Class A common   Sale           20,113      64.6605 USD 
 
 

(ii)Principal trader where the sole reason for the connection is that the principal trader is in the same group as a connected adviser

 
Class of   Purchases/ sales  Total number of  Highest price  Lowest price 
relevant                     securities       per unit       per unit 
security                                      paid/received  paid/received 
 
 

(b)Cash-settled derivative transactions

 
Class of relevant   Product      Nature of            Number of reference  Price per unit 
security            description  dealing              securities 
                    e.g. CFD     e.g. 
                                 opening/closing 
                                 a long/short 
                                 position, 
                                 increasing/reducing 
                                 a long/short 
                                 position 
 
 

(c)Stock-settled derivative transactions (including options)

(i)Writing, selling, purchasing or varying

 
Class of   Product          Writing,      Number         Exercise price  Type            Expiry date  Option money 
relevant   descriptione.g.  purchasing,   of securities  per unit        e.g. American,               paid/ 
security   call             selling,      to                             European etc.                received 
           option           varying etc.  which option                                                per unit 
                                          relates 
 
 

(ii)Exercise

 
Class of relevant   Product      Exercising/  Number         Exercise price 
security            description  exercised    of securities  per unit 
                    e.g. call    against 
                    option 
 
 

(d)Other dealings (including subscribing for new securities)

 
Class of relevant   Nature of dealing   Details  Price per unit (if 
security            e.g. subscription,           applicable) 
                    conversion 
 
 

4.OTHER INFORMATION

(a)Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, 
or any agreement  or understanding, 
formal or informal, relating to relevant 
securities which may be an inducement 
to deal or refrain from  dealing entered 
into by the party to the offer or 
person acting in  concert making the disclosure and any other person: 
Irrevocable commitments and letters of intent 
should not be  included. If there 
are no such agreements, arrangements or  understandings, state "none" 
 
 

(b)Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or understanding, 
formal or  informal, between the party to 
the offer or person acting in concert  making the 
disclosure and any other person relating to: 
(i) the voting rights of any relevant securities under any  option; or 
(ii) the voting rights or future acquisition or disposal of any 
relevant securities to which any derivative is referenced: 
If there are no such agreements, arrangements 
or  understandings, state "none" 
 
 

(c)Attachments

Are any Supplemental Forms attached?

 
Supplemental Form 8 (Open Positions)   YES 
Supplemental Form 8 (SBL)              NO 
Date of disclosure:                    26 Jul 2017 
Contact name:                          Jay Supaya 
Telephone number:                      020 7773 0635 
 
 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.KEY INFORMATION

 
Identity of the person whose positions/dealings   Barclays PLC. 
are being disclosed: 
Name of offeror/offeree in relation to whose      VANTIV INC 
relevant securities this from relates: 
 
 

2.STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 
Class      Product      Writing,     Number      Exercise  Type      Expiry 
of         description  purchasing,  of          price               date 
relevant                selling,     securities  per unit 
security                varying etc  to which 
                                     option 
                                     relates 
USD        Put          Purchased    -400        55.0000   American  18 Aug 2017 
0.00001    Options 
Class 
A 
common 
USD        Call         Written      -1,200      70.0000   American  17 Nov 2017 
0.00001    Options 
Class 
A 
common 
USD        Call         Written      -1,500      60.0000   American  18 Aug 2017 
0.00001    Options 
Class 
A 
common 
USD        Put          Written      600         60.0000   American  17 Nov 2017 
0.00001    Options 
Class 
A 
common 
USD        Call         Written      -500        75.0000   American  17 Nov 2017 
0.00001    Options 
Class 
A 
common 
USD        Call         Purchased    100         55.0000   American  18 Aug 2017 
0.00001    Options 
Class 
A 
common 
USD        Call         Written      -100        70.0000   American  16 Feb 2018 
0.00001    Options 
Class 
A 
common 
USD        Call         Written      -8,400      65.0000   American  17 Nov 2017 
0.00001    Options 
Class 
A 
common 
USD        Call         Written      -19,600     65.0000   American  18 Aug 2017 
0.00001    Options 
Class 
A 
common 
USD        Call         Written      -71,700     70.0000   American  18 Aug 2017 
0.00001    Options 
Class 
A 
common 
USD        Put          Purchased    -3,300      60.0000   American  18 Aug 2017 
0.00001    Options 
Class 
A 
common 
USD        Call         Purchased    500         60.0000   American  17 Nov 2017 
0.00001    Options 
Class 
A 
common 
USD        Put          Purchased    -2,100      45.0000   American  16 Feb 2018 
0.00001    Options 
Class 
A 
common 
 
 

3.AGREEMENTS TO PURCHASE OR SELL ETC.

 
Full details should be given so that the nature of the 
interest  or position can be fully understood: 
 
 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: http://www.businesswire.com/news/home/20170726005539/en/

 
This information is provided by Business Wire 
 
 

(END) Dow Jones Newswires

July 26, 2017 05:59 ET (09:59 GMT)