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Share Name Share Symbol Market Type Share ISIN Share Description
Barclays Plc LSE:BARC London Ordinary Share GB0031348658 ORD 25P
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.06 0.03% 199.52 199.52 199.56 200.05 198.64 199.42 4,735,081 10:45:12
Industry Sector Turnover (m) Profit (m) EPS - Basic PE Ratio Market Cap (m)
Banks 21,766.0 3,065.0 8.8 22.7 33,628

BARCLAYS PLC: Form 8.3 - NortonLifeLock Inc. - Amendment

23/07/2021 2:48pm

UK Regulatory (RNS & others)


Barclays (LSE:BARC)
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From Jul 2021 to Oct 2021

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TIDMBARC 
 
 

FORM 8.3 - Amendment to Purchase & Sales

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

 

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

 

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
(a)  Full name of discloser:                                Barclays PLC. 
 
(b)  Owner or controller of interest and short 
     positions disclosed, if different from 1(a): 
(c)  Name of offeror/offeree in relation to whose           NORTONLIFELOCK INC 
     relevant securities this form relates: 
(d)  If an exempt fund manager connected with an 
     offeror/offeree, state this and specify identity of 
     offeror/offeree: 
(e)  Date position held/dealing undertaken:                 21 July 2021 
(f)  In addition to the company in 1(c) above, is the       YES: 
     discloser making 
     disclosures in respect of any other party to the       AVAST PLC 
     offer? 
 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
Class of relevant security:   USD 0.01 common 
                              Interests                      Short Positions 
                              Number                  (%)    Number      (%) 
      Relevant securities 
(1)   owned 
 and/or controlled:           1,901,841               0.33%  199,007     0.03% 
 
      Cash-settled 
(2)   derivatives: 
                              24,339                  0.00%  1,279,498   0.22% 
 
      Stock-settled 
      derivatives (including 
(3)   options) 
 and agreements to 
  purchase/sell:              500                     0.00%  2,100       0.00% 
 
 
 TOTAL:                       1,926,680               0.33%  1,480,605   0.26% 
 
                              Convertible Bond 
Class of relevant security:   US668771AA66 
                              Interests                      Short Positions 
                              Number                  (%)    Number      (%) 
      Relevant securities 
(1)   owned 
 and/or controlled:           129,000                 0.02%  0           0.00% 
 
      Cash-settled 
(2)   derivatives: 
                              0                       0.00%  0           0.00% 
 
      Stock-settled 
      derivatives (including 
(3)   options) 
 and agreements to 
  purchase/sell:              0                       0.00%  0           0.00% 
 
 
 TOTAL:                       129,000                 0.02%  0           0.00% 
 
 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation to which subscription right exists: 
Details, including nature of the rights concerned and relevant percentages: 
 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 
Class of relevant  Purchase/sale  Number of   Price per unit 
security                          securities 
USD 0.01 common    Purchase       3           25.5400 USD 
USD 0.01 common    Purchase       5           25.6900 USD 
USD 0.01 common    Purchase       50          25.6650 USD 
USD 0.01 common    Purchase       66          25.6200 USD 
USD 0.01 common    Purchase       66          25.6300 USD 
USD 0.01 common    Purchase       100         25.6800 USD 
USD 0.01 common    Purchase       100         25.5850 USD 
USD 0.01 common    Purchase       100         25.6050 USD 
USD 0.01 common    Purchase       100         25.5950 USD 
USD 0.01 common    Purchase       100         25.5800 USD 
USD 0.01 common    Purchase       100         25.5700 USD 
USD 0.01 common    Purchase       300         25.6500 USD 
USD 0.01 common    Purchase       300         25.5883 USD 
USD 0.01 common    Purchase       372         25.5930 USD 
USD 0.01 common    Purchase       400         25.5150 USD 
USD 0.01 common    Purchase       423         25.6158 USD 
USD 0.01 common    Purchase       500         25.5200 USD 
USD 0.01 common    Purchase       600         25.5100 USD 
USD 0.01 common    Purchase       700         25.5250 USD 
USD 0.01 common    Purchase       831         25.5878 USD 
USD 0.01 common    Purchase       1,051       25.5893 USD 
USD 0.01 common    Purchase       1,416       25.6955 USD 
USD 0.01 common    Purchase       1,731       25.6016 USD 
USD 0.01 common    Purchase       2,333       25.6082 USD 
USD 0.01 common    Purchase       3,000       25.5198 USD 
USD 0.01 common    Purchase       3,007       25.6012 USD 
USD 0.01 common    Purchase       3,856       25.5900 USD 
USD 0.01 common    Purchase       4,541       25.6011 USD 
USD 0.01 common    Purchase       5,395       25.5952 USD 
USD 0.01 common    Purchase       5,704       25.5545 USD 
USD 0.01 common    Purchase       5,922       25.5541 USD 
USD 0.01 common    Purchase       7,654       25.5968 USD 
USD 0.01 common    Purchase       8,736       25.5907 USD 
USD 0.01 common    Purchase       9,930       25.6028 USD 
USD 0.01 common    Purchase       10,089      25.5934 USD 
USD 0.01 common    Purchase       10,331      25.5668 USD 
USD 0.01 common    Purchase       10,562      25.6042 USD 
USD 0.01 common    Purchase       12,465      25.5776 USD 
USD 0.01 common    Purchase       13,260      25.6197 USD 
USD 0.01 common    Purchase       13,963      25.5844 USD 
USD 0.01 common    Purchase       15,000      25.5446 USD 
USD 0.01 common    Purchase       17,690      25.6089 USD 
USD 0.01 common    Purchase       17,992      25.5904 USD 
USD 0.01 common    Purchase       18,162      25.6310 USD 
USD 0.01 common    Purchase       18,621      25.5719 USD 
USD 0.01 common    Purchase       21,830      25.5547 USD 
USD 0.01 common    Purchase       28,779      25.5897 USD 
USD 0.01 common    Purchase       43,073      25.6172 USD 
USD 0.01 common    Purchase       62,939      25.6238 USD 
USD 0.01 common    Purchase       89,548      25.5660 USD 
USD 0.01 common    Sale           3           25.5400 USD 
USD 0.01 common    Sale           50          25.6650 USD 
USD 0.01 common    Sale           100         25.6050 USD 
USD 0.01 common    Sale           131         25.5300 USD 
USD 0.01 common    Sale           158         25.4989 USD 
USD 0.01 common    Sale           300         25.5700 USD 
USD 0.01 common    Sale           300         25.6500 USD 
USD 0.01 common    Sale           400         25.5112 USD 
USD 0.01 common    Sale           400         25.5350 USD 
USD 0.01 common    Sale           400         25.5675 USD 
USD 0.01 common    Sale           500         25.5920 USD 
USD 0.01 common    Sale           500         25.5200 USD 
USD 0.01 common    Sale           673         25.5795 USD 
USD 0.01 common    Sale           692         25.5595 USD 
USD 0.01 common    Sale           700         25.5785 USD 
USD 0.01 common    Sale           900         25.5283 USD 
USD 0.01 common    Sale           900         25.5577 USD 
USD 0.01 common    Sale           956         25.6294 USD 
USD 0.01 common    Sale           992         25.5427 USD 
USD 0.01 common    Sale           1,100       25.6000 USD 
USD 0.01 common    Sale           1,200       25.5479 USD 
USD 0.01 common    Sale           1,208       25.5491 USD 
USD 0.01 common    Sale           1,277       25.5881 USD 
USD 0.01 common    Sale           1,416       25.6955 USD 
USD 0.01 common    Sale           1,500       25.5680 USD 
USD 0.01 common    Sale           1,800       25.5363 USD 
USD 0.01 common    Sale           2,020       25.5974 USD 
USD 0.01 common    Sale           2,194       25.5764 USD 
USD 0.01 common    Sale           2,201       25.5487 USD 
USD 0.01 common    Sale           2,722       25.5734 USD 
USD 0.01 common    Sale           2,899       25.5745 USD 
USD 0.01 common    Sale           3,042       25.5784 USD 
USD 0.01 common    Sale           3,132       25.5326 USD 
USD 0.01 common    Sale           3,388       25.5677 USD 
USD 0.01 common    Sale           3,555       25.5528 USD 
USD 0.01 common    Sale           3,723       25.5869 USD 
USD 0.01 common    Sale           4,700       25.5189 USD 
USD 0.01 common    Sale           6,832       25.5896 USD 
USD 0.01 common    Sale           7,214       25.5756 USD 
USD 0.01 common    Sale           7,654       25.5968 USD 
USD 0.01 common    Sale           8,742       25.5736 USD 
USD 0.01 common    Sale           8,795       25.5748 USD 
USD 0.01 common    Sale           10,043      25.5879 USD 
USD 0.01 common    Sale           11,398      25.5771 USD 
USD 0.01 common    Sale           11,803      25.5739 USD 
USD 0.01 common    Sale           14,084      25.5793 USD 
USD 0.01 common    Sale           19,096      25.5904 USD 
USD 0.01 common    Sale           19,718      25.5721 USD 
USD 0.01 common    Sale           20,406      25.5800 USD 
USD 0.01 common    Sale           26,404      25.5747 USD 
USD 0.01 common    Sale           32,414      25.5900 USD 
USD 0.01 common    Sale           62,939      25.6238 USD 
USD 0.01 common    Sale           154,024     25.5720 USD 
 

(b) Cash-settled derivative transactions

 
Class of       Product        Nature of dealing    Number of     Price per 
relevant       description    e.g.                 reference     unit 
security       e.g. CFD       opening/closing a    securities 
                              long/short 
                              position, 
                              increasing/reducing 
                              a long/short 
                              position 
 
 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 
Class of  Product      Writing,     Number of   Exercise  Type e.g.  Expiry  Option 
relevant  description  purchasing,  securities  price     American,  date    money 
security  e.g. call    selling,     to which    per       European           paid/ 
          option       varying      option      unit      etc.               received 
                       etc.         relates                                  per 
                                                                             unit 
 
 

(ii) Exercise

 
Class of        Product         Exercising/     Number of       Exercise price 
relevant        description     exercised       securities      per unit 
security        e.g. call       against 
                option 
 
 

(d) Other dealings (including subscribing for new securities)

 
Class of relevant       Nature of dealing      Details  Price per unit (if 
security                e.g. subscription,              applicable) 
                        conversion 
 
 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, or any agreement or 
understanding, formal or informal, relating to relevant securities which may 
be an inducement to deal or refrain from dealing entered into by the person 
making the disclosure and any party to the offer or any person acting in 
concert with a party to the offer: Irrevocable commitments and letters of 
intent should not be included. If there are no such agreements, arrangements 
or understandings, state "none" 
 
 None 
 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or understanding, formal or informal, 
between the person making the disclosure and any other person relating to: (i) 
the voting rights of any relevant securities under any option; or (ii) the 
voting rights or future acquisition or disposal of any relevant securities to 
which any derivative is referenced: If there are no such agreements, 
arrangements or understandings, state "none" 
 
 None 
 

(c) Attachments

 
Is a Supplemental Form 8 (Open 
Positions) attached?                      YES 
Date of disclosure:                       23 Jul 2021 
Contact name:                             Large Holdings Regulatory Operations 
Telephone number:                         020 3134 7213 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

 

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
Is a Supplemental Form 8 (Open 
Positions) attached?                      YES 
Date of disclosure:                       23 Jul 2021 
Contact name:                             Large Holdings Regulatory Operations 
Telephone number:                         020 3134 7213 
 

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 
Class      Product       Writing,      Number      Exercise  Type      Expiry 
of         description   purchasing,   of          price               date 
relevant                 selling,      securities  per unit 
security                 varying etc   to which 
                                       option 
                                       relates 
USD 0.01                                                               21 Jan 
 common    Call Options  Purchased     500         27.0000   American  2022 
USD 0.01                                                               21 Jan 
 common    Put Options   Purchased     -2,100      30.0000   American  2022 
 

3. AGREEMENTS TO PURCHASE OR SELL ETC.

 
Full details should be given so that the nature of the interest or position 
can be fully understood: 
 
 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

View source version on businesswire.com: https://www.businesswire.com/news/home/20210723005336/en/

 
    CONTACT: 

BARCLAYS PLC

 
    SOURCE: BARCLAYS PLC 
Copyright Business Wire 2021 
 

(END) Dow Jones Newswires

July 23, 2021 09:48 ET (13:48 GMT)

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