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Share Name Share Symbol Market Type Share ISIN Share Description
Barclays Plc LSE:BARC London Ordinary Share GB0031348658 ORD 25P
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.40 0.2% 199.86 199.86 199.90 200.05 198.64 199.42 4,213,973 10:15:35
Industry Sector Turnover (m) Profit (m) EPS - Basic PE Ratio Market Cap (m)
Banks 21,766.0 3,065.0 8.8 22.7 33,682

BARCLAYS PLC: Form 8.3 - NORTONLIFELOCK INC

23/07/2021 12:45pm

UK Regulatory (RNS & others)


Barclays (LSE:BARC)
Historical Stock Chart


From Jul 2021 to Oct 2021

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TIDMBARC 
 
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

 

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

 

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
(a) Full name of discloser:                                 Barclays PLC. 
(b) Owner or controller of interests and short positions 
disclosed, if different from 1(a): The naming of nominee 
or vehicle companies is insufficient. For a trust, the 
trustee(s), settlor and beneficiaries must be named. 
(c) Name of offeror/offeree in relation to whose relevant   NORTONLIFELOCK INC 
securities this form relates: Use a separate form for each 
offeror/offeree 
(d) If an exempt fund manager connected with an 
offeror/offeree, state this and specify identity of 
offeror/offeree: 
(e) Date position held/dealing undertaken: For an opening   22 JULY 2021 
position disclosure, state the latest practicable date 
prior to the disclosure 
(f) In addition to the company in 1(c) above, is the        YES : AVAST PLC 
discloser making disclosures in respect of any other party 
to the offer? If it is a cash offer or possible cash 
offer, state "N/A" 
 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
Class of relevant security:   USD 0.01 common 
                              Interests                      Short Positions 
                              Number                  (%)    Number      (%) 
      Relevant securities 
(1)   owned 
 and/or controlled:           1,826,366               0.31%  212,948     0.04% 
 
      Cash-settled 
(2)   derivatives: 
                              24,339                  0.00%  1,279,498   0.22% 
 
      Stock-settled 
      derivatives (including 
(3)   options) 
 and agreements to 
  purchase/sell:              500                     0.00%  2,100       0.00% 
 
 
 TOTAL:                       1,851,205               0.32%  1,494,546   0.26% 
 
                              Convertible Bond 
Class of relevant security:   US668771AA66 
                              Interests                      Short Positions 
                              Number                  (%)    Number      (%) 
      Relevant securities 
(1)   owned 
 and/or controlled:           129,000                 0.02%  0           0.00% 
 
      Cash-settled 
(2)   derivatives: 
                              0                       0.00%  0           0.00% 
 
      Stock-settled 
      derivatives (including 
(3)   options) 
 and agreements to 
  purchase/sell:              0                       0.00%  0           0.00% 
 
 
 TOTAL:                       129,000                 0.02%  0           0.00% 
 
 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation to which subscription right exists: 
Details, including nature of the rights concerned and relevant percentages: 
 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 
Class of relevant  Purchase/sale  Number of   Price per unit 
security                          securities 
USD 0.01 common    Purchase       100         25.5750 USD 
USD 0.01 common    Purchase       100         25.5950 USD 
USD 0.01 common    Purchase       100         25.5850 USD 
USD 0.01 common    Purchase       113         25.5794 USD 
USD 0.01 common    Purchase       200         25.7175 USD 
USD 0.01 common    Purchase       300         25.6300 USD 
USD 0.01 common    Purchase       400         25.5600 USD 
USD 0.01 common    Purchase       520         25.5703 USD 
USD 0.01 common    Purchase       612         25.7412 USD 
USD 0.01 common    Purchase       1,200       25.5758 USD 
USD 0.01 common    Purchase       2,378       25.5650 USD 
USD 0.01 common    Purchase       3,556       25.6225 USD 
USD 0.01 common    Purchase       4,210       25.5564 USD 
USD 0.01 common    Purchase       4,687       25.6595 USD 
USD 0.01 common    Purchase       7,785       25.7112 USD 
USD 0.01 common    Purchase       11,471      25.5588 USD 
USD 0.01 common    Purchase       39,203      25.7100 USD 
USD 0.01 common    Purchase       40,299      25.7734 USD 
USD 0.01 common    Purchase       41,849      25.6086 USD 
USD 0.01 common    Purchase       47,489      25.7065 USD 
USD 0.01 common    Purchase       50,233      25.7255 USD 
USD 0.01 common    Purchase       53,819      25.7087 USD 
USD 0.01 common    Purchase       63,221      25.6349 USD 
USD 0.01 common    Purchase       66,945      25.6314 USD 
USD 0.01 common    Sale           13          25.5450 USD 
USD 0.01 common    Sale           13          25.5600 USD 
USD 0.01 common    Sale           26          25.5525 USD 
USD 0.01 common    Sale           26          25.6100 USD 
USD 0.01 common    Sale           26          25.5875 USD 
USD 0.01 common    Sale           37          25.5700 USD 
USD 0.01 common    Sale           52          25.5500 USD 
USD 0.01 common    Sale           100         25.5550 USD 
USD 0.01 common    Sale           100         25.6500 USD 
USD 0.01 common    Sale           117         25.5755 USD 
USD 0.01 common    Sale           139         25.5900 USD 
USD 0.01 common    Sale           300         25.6300 USD 
USD 0.01 common    Sale           740         25.7981 USD 
USD 0.01 common    Sale           800         25.7850 USD 
USD 0.01 common    Sale           970         25.5850 USD 
USD 0.01 common    Sale           990         25.7461 USD 
USD 0.01 common    Sale           1,110       25.5890 USD 
USD 0.01 common    Sale           1,994       25.5922 USD 
USD 0.01 common    Sale           3,456       25.6244 USD 
USD 0.01 common    Sale           3,539       25.8156 USD 
USD 0.01 common    Sale           4,747       25.8080 USD 
USD 0.01 common    Sale           6,449       25.7621 USD 
USD 0.01 common    Sale           8,597       25.7135 USD 
USD 0.01 common    Sale           11,517      25.6644 USD 
USD 0.01 common    Sale           12,397      25.7555 USD 
USD 0.01 common    Sale           18,006      25.6967 USD 
USD 0.01 common    Sale           19,139      25.7084 USD 
USD 0.01 common    Sale           30,397      25.7048 USD 
USD 0.01 common    Sale           44,870      25.7100 USD 
USD 0.01 common    Sale           49,647      25.6143 USD 
USD 0.01 common    Sale           52,971      25.7401 USD 
USD 0.01 common    Sale           53,674      25.7088 USD 
USD 0.01 common    Sale           54,770      25.6256 USD 
USD 0.01 common    Sale           59,752      25.5931 USD 
 

(b) Cash-settled derivative transactions

 
Class of       Product        Nature of dealing    Number of     Price per 
relevant       description    e.g.                 reference     unit 
security       e.g. CFD       opening/closing a    securities 
                              long/short 
                              position, 
                              increasing/reducing 
                              a long/short 
                              position 
 
 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 
Class of  Product      Writing,     Number of   Exercise  Type e.g.  Expiry  Option 
relevant  description  purchasing,  securities  price     American,  date    money 
security  e.g. call    selling,     to which    per       European           paid/ 
          option       varying      option      unit      etc.               received 
                       etc.         relates                                  per 
                                                                             unit 
 
 

(ii) Exercise

 
Class of        Product         Exercising/     Number of       Exercise price 
relevant        description     exercised       securities      per unit 
security        e.g. call       against 
                option 
 
 

(d) Other dealings (including subscribing for new securities)

 
Class of relevant       Nature of dealing      Details  Price per unit (if 
security                e.g. subscription,              applicable) 
                        conversion 
 
 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, or any agreement or 
understanding, formal or informal, relating to relevant securities which may 
be an inducement to deal or refrain from dealing entered into by the person 
making the disclosure and any party to the offer or any person acting in 
concert with a party to the offer: Irrevocable commitments and letters of 
intent should not be included. If there are no such agreements, arrangements 
or understandings, state "none" 
 
 None 
 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or understanding, formal or informal, 
between the person making the disclosure and any other person relating to: (i) 
the voting rights of any relevant securities under any option; or (ii) the 
voting rights or future acquisition or disposal of any relevant securities to 
which any derivative is referenced: If there are no such agreements, 
arrangements or understandings, state "none" 
 
 None 
 

(c) Attachments

 
Is a Supplemental Form 8 (Open Positions) attached?  YES 
 
 
Date of disclosure:   23 JULY 2021 
Contact name:         Large Holdings Regulatory Operations 
Telephone number*:    020 3134 7213 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

 

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
Full name of person making disclosure:                      Barclays PLC. 
Name of offeror/offeree in relation to whose relevant       NORTONLIFELOCK INC 
securities the disclosure relates: 
 

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 
Class      Product       Writing,      Number      Exercise  Type      Expiry 
of         description   purchasing,   of          price               date 
relevant                 selling,      securities  per unit 
security                 varying etc   to which 
                                       option 
                                       relates 
USD 0.01                                                               21 Jan 
 common    Call Options  Purchased     500         27.0000   American  2022 
USD 0.01                                                               21 Jan 
 common    Put Options   Purchased     -2,100      30.0000   American  2022 
 

3. AGREEMENTS TO PURCHASE OR SELL ETC.

 
Full details should be given so that the nature of the interest or position 
can be fully understood: 
 
 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

View source version on businesswire.com: https://www.businesswire.com/news/home/20210723005263/en/

 
    CONTACT: 

BARCLAYS PLC

 
    SOURCE: BARCLAYS PLC 
Copyright Business Wire 2021 
 

(END) Dow Jones Newswires

July 23, 2021 07:45 ET (11:45 GMT)

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