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Share Name Share Symbol Market Type Share ISIN Share Description
Barclays Plc LSE:BARC London Ordinary Share GB0031348658 ORD 25P
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  -2.28 -1.14% 197.24 197.24 197.28 200.15 197.02 199.98 7,003,565 11:03:48
Industry Sector Turnover (m) Profit (m) EPS - Basic PE Ratio Market Cap (m)
Banks 21,766.0 3,065.0 8.8 22.4 33,244

BARCLAYS PLC: Form 8.3 - NORTONLIFELOCK INC AMENDMENT

22/09/2021 2:35pm

UK Regulatory (RNS & others)


Barclays (LSE:BARC)
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From Sep 2021 to Oct 2021

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TIDMBARC 
 
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

 

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

 

Rule 8.3 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
(a)  Full name of discloser:                            Barclays PLC. 
 
(b)  Owner or controller of interest and short 
     positions disclosed, if different from 
     1(a): 
(c)  Name of offeror/offeree in relation to             NORTONLIFELOCK INC 
     whose 
     relevant securities this form relates: 
(d)  If an exempt fund manager connected with an 
     offeror/offeree, state this and specify 
     identity of 
     offeror/offeree: 
(e)  Date position held/dealing undertaken:             17 September 2021 
(f)  In addition to the company in 1(c) above,          YES: 
     is the discloser making 
     disclosures in respect of any other party          AVAST PLC 
     to the offer? 
 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
Class of relevant security:  USD 0.01 common 
                             Interests                     Short Positions 
                             Number            (%)         Number      (%) 
      Relevant securities 
(1)   owned 
 and/or controlled:          1,432,155         0.25%       598,607     0.10% 
 
      Cash-settled 
(2)   derivatives: 
                             193,930           0.03%       1,028,322   0.18% 
 
      Stock-settled 
      derivatives 
(3)   (including options) 
 and agreements to 
  purchase/sell:             500               0.00%       2,100       0.00% 
 
 
 TOTAL:                      1,626,585         0.28%       1,629,029   0.28% 
 
                             Convertible Bond 
Class of relevant security:  US668771AA66 
                             Interests                     Short Positions 
                             Number            (%)         Number      (%) 
      Relevant securities 
(1)   owned 
 and/or controlled:          141,000           0.02%       0           0.00% 
 
      Cash-settled 
(2)   derivatives: 
                             0                 0.00%       0           0.00% 
 
      Stock-settled 
      derivatives 
(3)   (including options) 
 and agreements to 
  purchase/sell:             0                 0.00%       0           0.00% 
 
 
 TOTAL:                      141,000           0.02%       0           0.00% 
 
 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation to which subscription right exists: 
Details, including nature of the rights concerned and relevant percentages: 
 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 
Class of 
relevant           Purchase/sale       Number of       Price per unit 
security                               securities 
USD 0.01 common    Purchase            3               25.7600 USD 
USD 0.01 common    Purchase            4               25.7300 USD 
USD 0.01 common    Purchase            6               25.7050 USD 
USD 0.01 common    Purchase            7               25.8700 USD 
USD 0.01 common    Purchase            7               25.7871 USD 
USD 0.01 common    Purchase            8               25.6975 USD 
USD 0.01 common    Purchase            8               25.7125 USD 
USD 0.01 common    Purchase            8               25.7200 USD 
USD 0.01 common    Purchase            9               25.7777 USD 
USD 0.01 common    Purchase            10              25.7315 USD 
USD 0.01 common    Purchase            11              25.7672 USD 
USD 0.01 common    Purchase            24              25.7550 USD 
USD 0.01 common    Purchase            25              25.7034 USD 
USD 0.01 common    Purchase            26              25.7700 USD 
USD 0.01 common    Purchase            28              25.7378 USD 
USD 0.01 common    Purchase            30              25.7100 USD 
USD 0.01 common    Purchase            30              25.7635 USD 
USD 0.01 common    Purchase            36              25.7455 USD 
USD 0.01 common    Purchase            42              25.7128 USD 
USD 0.01 common    Purchase            43              25.7444 USD 
USD 0.01 common    Purchase            46              25.7450 USD 
USD 0.01 common    Purchase            48              25.7704 USD 
USD 0.01 common    Purchase            54              25.7416 USD 
USD 0.01 common    Purchase            63              25.8800 USD 
USD 0.01 common    Purchase            100             25.7800 USD 
USD 0.01 common    Purchase            154             22.0500 EUR 
USD 0.01 common    Purchase            234             25.7475 USD 
USD 0.01 common    Purchase            368             25.7275 USD 
USD 0.01 common    Purchase            400             25.7537 USD 
USD 0.01 common    Purchase            498             25.7131 USD 
USD 0.01 common    Purchase            500             25.7020 USD 
USD 0.01 common    Purchase            569             25.6986 USD 
USD 0.01 common    Purchase            602             25.7000 USD 
USD 0.01 common    Purchase            617             25.7002 USD 
USD 0.01 common    Purchase            650             25.7905 USD 
USD 0.01 common    Purchase            775             25.6951 USD 
USD 0.01 common    Purchase            937             25.7435 USD 
USD 0.01 common    Purchase            1,200           25.7183 USD 
USD 0.01 common    Purchase            1,984           25.8203 USD 
USD 0.01 common    Purchase            2,712           25.7103 USD 
USD 0.01 common    Purchase            2,740           25.7596 USD 
USD 0.01 common    Purchase            6,889           25.7247 USD 
USD 0.01 common    Purchase            21,129          25.7587 USD 
USD 0.01 common    Purchase            22,629          25.7607 USD 
USD 0.01 common    Purchase            24,526          25.6941 USD 
USD 0.01 common    Purchase            31,992          25.7161 USD 
USD 0.01 common    Purchase            68,186          25.6897 USD 
USD 0.01 common    Purchase            69,871          25.6900 USD 
USD 0.01 common    Purchase            89,714          25.6911 USD 
USD 0.01 common    Purchase            99,562          25.6945 USD 
USD 0.01 common    Purchase            114,066         25.7217 USD 
USD 0.01 common    Sale                4               25.6975 USD 
USD 0.01 common    Sale                4               25.7525 USD 
USD 0.01 common    Sale                5               25.7550 USD 
USD 0.01 common    Sale                6               25.7466 USD 
USD 0.01 common    Sale                6               25.7800 USD 
USD 0.01 common    Sale                8               25.7025 USD 
USD 0.01 common    Sale                8               25.7400 USD 
USD 0.01 common    Sale                8               25.7050 USD 
USD 0.01 common    Sale                8               25.7700 USD 
USD 0.01 common    Sale                9               25.7600 USD 
USD 0.01 common    Sale                10              25.7060 USD 
USD 0.01 common    Sale                14              25.7485 USD 
USD 0.01 common    Sale                100             25.6700 USD 
USD 0.01 common    Sale                134             25.6800 USD 
USD 0.01 common    Sale                154             22.0500 EUR 
USD 0.01 common    Sale                196             25.7809 USD 
USD 0.01 common    Sale                200             25.8000 USD 
USD 0.01 common    Sale                200             25.7200 USD 
USD 0.01 common    Sale                202             25.7000 USD 
USD 0.01 common    Sale                202             25.7900 USD 
USD 0.01 common    Sale                261             25.7493 USD 
USD 0.01 common    Sale                366             25.6827 USD 
USD 0.01 common    Sale                440             25.7304 USD 
USD 0.01 common    Sale                516             25.6935 USD 
USD 0.01 common    Sale                599             25.8115 USD 
USD 0.01 common    Sale                800             25.7599 USD 
USD 0.01 common    Sale                1,645           25.7684 USD 
USD 0.01 common    Sale                1,984           25.8203 USD 
USD 0.01 common    Sale                2,589           25.7237 USD 
USD 0.01 common    Sale                3,148           25.8093 USD 
USD 0.01 common    Sale                8,089           25.7238 USD 
USD 0.01 common    Sale                20,112          25.6934 USD 
USD 0.01 common    Sale                20,335          25.6910 USD 
USD 0.01 common    Sale                21,429          25.7596 USD 
USD 0.01 common    Sale                23,714          25.7595 USD 
USD 0.01 common    Sale                31,132          25.6954 USD 
USD 0.01 common    Sale                35,895          25.7139 USD 
USD 0.01 common    Sale                41,217          25.6901 USD 
USD 0.01 common    Sale                60,191          25.6900 USD 
USD 0.01 common    Sale                67,386          25.6896 USD 
USD 0.01 common    Sale                99,562          25.6945 USD 
USD 0.01 common    Sale                110,110         25.7186 USD 
NB: The below transactions which were previously disclosed have been 
cancelled 
Class of relevant   Purchase/sale       Number of       Price per unit 
security                               securities 
USD 0.01 common    Purchase            4,186           25.6900 USD 
 

(b) Cash-settled derivative transactions

 
Class of       Product        Nature of dealing    Number of     Price per 
relevant       description    e.g.                 reference     unit 
security       e.g. CFD       opening/closing a    securities 
                              long/short 
                              position, 
                              increasing/reducing 
                              a long/short 
                              position 
 
 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 
Class of  Product      Writing,     Number of   Exercise  Type e.g.  Expiry  Option 
relevant  description  purchasing,  securities  price     American,  date    money 
security  e.g. call    selling,     to which    per       European           paid/ 
          option       varying      option      unit      etc.               received 
                       etc.         relates                                  per 
                                                                             unit 
 
 

(ii) Exercise

 
Class of        Product         Exercising/     Number of       Exercise price 
relevant        description     exercised       securities      per unit 
security        e.g. call       against 
                option 
 
 

(d) Other dealings (including subscribing for new securities)

 
Class of relevant       Nature of dealing      Details  Price per unit (if 
security                e.g. subscription,              applicable) 
                        conversion 
 
 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, or any agreement or 
understanding, formal or informal, relating to relevant securities which may 
be an inducement to deal or refrain from dealing entered into by the person 
making the disclosure and any party to the offer or any person acting in 
concert with a party to the offer: Irrevocable commitments and letters of 
intent should not be included. If there are no such agreements, arrangements 
or understandings, state "none" 
 
 None 
 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or understanding, formal or informal, 
between the person making the disclosure and any other person relating to: (i) 
the voting rights of any relevant securities under any option; or (ii) the 
voting rights or future acquisition or disposal of any relevant securities to 
which any derivative is referenced: If there are no such agreements, 
arrangements or understandings, state "none" 
 
 None 
 

(c) Attachments

 
Is a Supplemental Form 8 (Open 
Positions) attached?                YES 
Date of disclosure:                 22 Sep 2021 
                                    Large Holdings Regulatory 
Contact name:                       Operations 
Telephone number:                   020 3134 7213 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

 

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 
Identity of the person whose                          Barclays PLC. 
positions/dealings 
are being disclosed: 
Name of offeror/offeree in relation to whose          NORTONLIFELOCK INC 
relevant securities this from relates: 
 

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

 
Class       Product       Writing,      Number      Exercise  Type      Expiry 
of          description   purchasing,   of          price               date 
relevant                  selling,      securities  per unit 
security                  varying etc   to which 
                                        option 
                                        relates 
USD 0.01                                                                21 Jan 
 common     Call Options  Purchased     500         27.0000   American  2022 
USD 0.01                                                                21 Jan 
 common     Put Options   Purchased     -2,100      30.0000   American  2022 
 

3. AGREEMENTS TO PURCHASE OR SELL ETC.

 
Full details should be given so that the nature of the interest or position 
can be fully understood: 
 
 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

View source version on businesswire.com: https://www.businesswire.com/news/home/20210922005653/en/

 
    CONTACT: 

BARCLAYS PLC

 
    SOURCE: BARCLAYS PLC 
Copyright Business Wire 2021 
 

(END) Dow Jones Newswires

September 22, 2021 09:35 ET (13:35 GMT)

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