BARCLAYS PLC Dealing Disclosure - XL Group Plc

 
TIDMBARC 
 
 
DEALING 
DISCLOSURE 
1.                   KEY INFORMATION 
(a)                  Name of exempt principal trader:                                                      BARCLAYS CAPITAL INC 
(b)                  Name of offeror/offeree in relation to whose                                          XL GROUP PLC 
                     relevant securities this form relates: 
(c)                  Name of the party to the offer with which exempt                                      CATLIN GROUP LTD 
                     principal trader is connected 
(d)                  Date position held/dealing undertaken:                                                21 January 2015 
2.                   POSITIONS 
(a)                  Interests and short positions in the relevant securities of the  offeror or offeree 
                     to which the disclosure relates following the dealing (if any) 
Class of                                                                                                   ORD 
relevant 
security: 
                                                                                                           Interests                                              Short Positions 
                                                                                                           Number                         (%)                     Number                 (%) 
(1)                  Relevant securities owned 
                     and/or controlled:                                                                    668                            0.00%                   2,951                  0.00% 
(2)                  Cash-settled derivatives: 
                                                                                                           0                              0.00%                   0                      0.00% 
(3)                  Stock-settled derivatives (including options) 
                     and agreements to purchase/sell:                                                      0                              0.00%                   5,800                  0.00% 
(4) 
                     TOTAL:                                                                                668                            0.00%                   8,751                  0.00% 
(b)                  Rights to subscribe for new securities (including directors and  other executive 
                     options) 
Class of 
relevant 
security 
in relation 
to 
which 
subscription 
right exists 
Details, 
including 
nature 
of the rights 
concerned and 
relevant 
percentages: 
3.                   DEALINGS 
(a)                  Purchases and sales 
Class of             Purchase/sell                                                                         Total number of                Highest price per unit  Lowest price per unit 
relevant 
security                                                                                                   securities                     paid/received           paid/received 
ORD                  Purchase                                                                              76,317                         35.0400 USD             34.76 USD 
ORD                  Sale                                                                                  79,062                         35.0374 USD             34.73 USD 
(b)                  Cash-settled derivative transactions 
Class of             Product                                                                               Nature of dealing              Number of               Price per unit 
relevant 
security             description                                                                                                          reference 
                                                                                                                                          securities 
(c)                  Stock-settled derivative transactions (including options) 
(i)                  Writing, selling, purchasing or varying 
Class                Product                                                                               Writing,                       Number                  Exercise               Type      Expiry       Option 
of                   description                                                                           purchasing,                    of                      price                            date         money 
relevant                                                                                                   selling,                       securities              per unit                                      paid/ 
security                                                                                                   varying etc                    to which                                                              received 
                                                                                                                                          option                                                                per unit 
                                                                                                                                          relates 
(ii)                 Exercising 
Class of             Product description                                                                   Exercising/ exercised against  Number of               Exercise price per 
relevant 
security                                                                                                                                  securities              unit 
(d)                  Other dealings (including subscribing for new securities) 
Class of             Nature of Dealings                                                                    Details                        Price per unit (if 
relevant 
security                                                                                                                                  applicable) 
Is                   YES 
a 
Supplemental 
Form 8 (Open 
Positions) 
attached? 
Date                 22 Jan 2015 
of 
disclosure: 
Contact name:        Rajesh Muthanna 
Telephone            [phone] 
number: 
SUPPLEMENTAL 
FORM 8 
(OPEN 
POSITIONS) 
DETAILS OF 
OPEN 
OPTION 
AND 
DERIVATIVE 
POSITIONS, 
AGREEMENTS 
TO 
PURCHASE OR 
SELL ETC. 
1.                   KEY INFORMATION 
Identity             BARCLAYS CAPITAL INC 
of the 
person whose 
positions/dealings 
are 
being 
disclosed: 
Name                 XL GROUP PLC 
of 
offeror/offeree 
in relation 
to whose 
relevant 
securities 
this from 
relates: 
2.                   OPTIONS AND DERIVATIVES 
Class                Product                                                                               Writing,                       Number                  Exercise               Type      Expiry 
of                   description                                                                           purchasing,                    of                      price                            date 
relevant                                                                                                   selling,                       securities              per unit 
security                                                                                                   varying etc                    to which 
                                                                                                                                          option 
                                                                                                                                          relates 
ORD                  Put Options                                                                           Purchased                      -5,800                  30.0000                American  17 Apr 2015 
3.                   AGREEMENTS TO PURCHASE OR SELL ETC. 
Full details 
should 
be given 
so that the 
nature 
of 
the interest 
or  position 
can be fully 
understood: 
 
 
 
 
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