Current Report Filing (8-k)

FALSE000151428100015142812020-11-252020-11-250001514281us-gaap:CommonStockMember2020-11-252020-11-250001514281mitt:SeriesCumulativeReedmablePreferredStockMember2020-11-252020-11-250001514281mitt:SeriesBCumulativeReedmablePreferredStockMember2020-11-252020-11-250001514281mitt:SeriesCFixedToFloatingRateCumulativeRedeemablePreferredMember2020-11-252020-11-25

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D) OF THE

SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): November 25, 2020 (November 24, 2020)

AG Mortgage Investment Trust, Inc.

(Exact name of registrant as specified in its charter)

Maryland			001-35151			27-5254382
(State or other jurisdiction of incorporation)			(Commission File Number)			(IRS Employer Identification No.)

245 Park Avenue, 26th floor

New York, New York 10167

(Address of principal executive offices)

Registrant's telephone number, including area code: [phone]

 

Not Applicable

(Former Name or Address, if Changed Since Last Report)

Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions: 

			☐			Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

			☐			Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

			☐			Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

			☐			Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)

Securities registered pursuant to Section 12(b) of the Act:

Title of each class:

Trading Symbols:

Name of each exchange on which registered:

Common Stock, $0.01 par value per share

MITT

New York Stock Exchange

(NYSE)

8.25% Series A Cumulative Redeemable Preferred Stock

MITT PrA

New York Stock Exchange

(NYSE)

8.00% Series B Cumulative Redeemable Preferred Stock

MITT PrB

New York Stock Exchange

(NYSE)

8.000% Series C Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock

MITT PrC

New York Stock Exchange

(NYSE)

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

---

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

On November 24, 2020, Raul E. Moreno gave written notice of his resignation from the positions of General Counsel and Secretary of AG Mortgage Investment Trust, Inc. (the “Company”), effective December 14, 2020. This resignation was not the result of any dispute or disagreement between Mr. Moreno and the Company. Mr. Moreno will remain with Angelo, Gordon & Co., L.P. (“Angelo Gordon”), the parent of the Manager, to provide transitional legal support for the Company in the first quarter 2021. Following the effective date of Mr. Moreno’s resignation, Christopher D. Moore will serve as Acting General Counsel and Secretary of the Company. Mr. Moore is the General Counsel and Secretary of Angelo Gordon. The Manager has commenced a search for a permanent General Counsel and Secretary for the Company.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

Exhibit No.						Description
104						Cover Page Interactive Data File (formatted as Inline XBRL)

 

 

---

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: November 25, 2020			AG MORTGAGE INVESTMENT TRUST, INC.
			By:			/s/ BRIAN C. SIGMAN
						Name: Brian C. Sigman
						Title: Chief Financial Officer and Treasurer