We could not find any results for:
Make sure your spelling is correct or try broadening your search.
Share Name | Share Symbol | Market | Type |
---|---|---|---|
Peabody Energy Corporation | NYSE:BTU | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
-0.19 | -0.86% | 21.86 | 22.36 | 21.772 | 22.20 | 2,287,241 | 00:05:07 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
|
OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
|
|
|
1. Name and Address of Reporting Person
*
ELLIOTT ASSOCIATES, L.P. |
2. Issuer Name
and
Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __ X __ 10% Owner _____ Officer (give title below) _____ Other (specify below) |
40 WEST 57TH STREET, 30TH FLOOR |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
|
NEW YORK, NY 10019 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock, par value $0.01 per Share (1) | 4/12/2017 | M | 51446 | A | $0.01 | 1248633 | D | |||
Common Stock, par value $0.01 per Share (1) | 4/12/2017 | F | 19 | D | $0.01 | 1248614 | D | |||
Common Stock, par value $0.01 per Share (1) | 4/12/2017 | M | 282344 | A | $0.01 | 3111267 | I (2) | See footnotes | ||
Common Stock, par value $0.01 per Share (1) | 4/12/2017 | F | 93 | D | $0.01 | 3111174 | I (2) | See footnotes | ||
Common Stock, par value $0.01 per Share (1) | 4/13/2017 | M | 52721 | A | $0.01 | 1301335 | D | |||
Common Stock, par value $0.01 per Share (1) | 4/13/2017 | F | 18 | D | $0.01 | 1301317 | D | |||
Common Stock, par value $0.01 per Share (1) | 4/13/2017 | M | 908 | A | $0.01 | 3112082 | I (2) | See footnotes | ||
Common Stock, par value $0.01 per Share (1) | 4/13/2017 | J (3) | 4287 | A | $0.0 (3) | 1305604 | D |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
|||||||||||||||
1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Common Stock Warrant (Right to Buy) (4) | $0.01 | 4/12/2017 | X | 51446 | 4/3/2017 | 7/3/2017 | Common Stock | 51446 | $0 | 52721 | D | ||||
Common Stock Warrant (Right to Buy) (4) | $0.01 | 4/12/2017 | X | 282344 | 4/3/2017 | 7/3/2017 | Common Stock | 282344 | $0 | 908 | I (2) | See footnotes | |||
Common Stock Warrant (Right to Buy) (4) | $0.01 | 4/12/2017 | X | 52721 | 4/3/2017 | 7/3/2017 | Common Stock | 52721 | $0 | 0 | D | ||||
Common Stock Warrant (Right to Buy) (4) | $0.01 | 4/13/2017 | X | 908 | 4/3/2017 | 7/3/2017 | Common Stock | 908 | $0 | 0 | I (2) | See footnotes | |||
Common Stock Warrant (Right to Buy) (4) | $0.01 | 4/13/2017 | J (3) | 94 | 4/3/2017 | 7/3/2017 | Common Stock | 94 | $0 | 94 | D |
Reporting Owners
|
|||||
Reporting Owner Name / Address |
|
||||
Director | 10% Owner | Officer | Other | ||
ELLIOTT ASSOCIATES, L.P.
40 WEST 57TH STREET, 30TH FLOOR NEW YORK, NY 10019 |
|
X |
|
|
Signatures
|
||
/s/ Elliot Greenberg, Vice President of Braxton Associates, Inc., as General Partner of Elliott Capital Advisors, L.P., as General Partner, of Elliott Associates, L.P. | 4/17/2017 | |
** Signature of Reporting Person |
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Peabody Energy Chart |
1 Month Peabody Energy Chart |
It looks like you are not logged in. Click the button below to log in and keep track of your recent history.
Support: +44 (0) 203 8794 460 | support@advfn.com
By accessing the services available at ADVFN you are agreeing to be bound by ADVFN's Terms & Conditions