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BTU Peabody Energy Corporation

21.60
-0.34 (-1.55%)
02 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Peabody Energy Corporation NYSE:BTU NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  -0.34 -1.55% 21.60 22.14 21.34 21.99 4,647,045 00:53:59

Initial Statement of Beneficial Ownership (3)

13/03/2020 1:33pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Jarboe Scott T.
2. Date of Event Requiring Statement (MM/DD/YYYY)
3/6/2020 

3. Issuer Name and Ticker or Trading Symbol

PEABODY ENERGY CORP [BTU]
(Last)        (First)        (Middle)

C/O PEABODY ENERGY CORPORATION, 701 MARKET STREET
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
CLO and Corporate Secretary /
(Street)

ST. LOUIS, MO 63101      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)
 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock 28181 (1)D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) Includes (i) restricted stock units ("RSUs") that vest on various dates between April 3, 2020 and January 2, 2023 and (ii) exempt dividend equivalents on prior RSU awards.

Remarks:
Exhibit 24 - Power of Attorney

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Jarboe Scott T.
C/O PEABODY ENERGY CORPORATION
701 MARKET STREET
ST. LOUIS, MO 63101


CLO and Corporate Secretary

Signatures
/s/ Eric R. Waller, attorney-in-fact3/13/2020
**Signature of Reporting PersonDate

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