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KLAC KLA Corporation

772.36
0.00 (0.00%)
Pre Market
Last Updated: 12:29:02
Delayed by 15 minutes
Share Name Share Symbol Market Type
KLA Corporation NASDAQ:KLAC NASDAQ Common Stock
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 772.36 757.70 770.00 85 12:29:02

Initial Statement of Beneficial Ownership (3)

08/02/2017 11:19pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Lorig Brian

2. Date of Event Requiring Statement (MM/DD/YYYY)
2/2/2017 

3. Issuer Name and Ticker or Trading Symbol

KLA TENCOR CORP [KLAC]

(Last)        (First)        (Middle)

ONE TECHNOLOGY DRIVE

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
SVP /

(Street)

MILPITAS, CA 95035       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock   2441   D    
Common Stock - Restricted Stock Units   (1) 21546   (2) D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares

Explanation of Responses:
( 1)  Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock. Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.
( 2)  Consists of eight different RSU awards covering: (1) 1,528 shares, which will vest as to all of the shares on September 4, 2017; (2) 1,100 shares, which will vest as to 50% of the shares on September 4, 2017 and 2018; (3) 1,985 shares, which will vest as to 33% of the shares on September 3, 2017, 2018 and 2019; (4) 6,022 shares, which will vest as to 25% of the shares on November 11, 2017, 2018, 2019 and 2020; (5) 3,100 shares, which will vest as to 50% of the shares on August 4, 2018 and 2020; (6) 6,200 shares, which will vest as to 25% of the shares on August 4, 2017, 2018, 2019 and 2020; (7) 1,000 shares, all of which vests on February 6, 2017; and (8) 611 shares, all of which vests on September 4, 2017, in each case subject to continued service on the applicable vesting date.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
Lorig Brian
ONE TECHNOLOGY DRIVE
MILPITAS, CA 95035


SVP

Signatures
/s/ Teri A. Little, attorney-in-fact for Brian Lorig 2/7/2017
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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