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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Costco Wholesale Corporation | NASDAQ:COST | NASDAQ | Common Stock |
Price Change | % Change | Share Price | Bid Price | Offer Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 743.90 | 746.28 | 748.00 | 401 | 11:16:35 |
☒
|
ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
|
☐
|
TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
|
Commission File Number 0-20355
|
A. Full title of the plan and the address of the plan, if different from that of the issuer named below:
|
|
Costco 401(k) Retirement Plan
|
|
B. Name of issuer of the securities held pursuant to the plan and the address of its principal executive office:
|
|
Page
|
Financial Statements:
|
|
Supplemental Information
|
|
Exhibit:
|
|
|
|
|
|
|
|
|
|
2018
|
|
2017
|
||||
Assets:
|
|
|
|
|
|
|
|
||||||
|
Investments at fair value:
|
|
|
|
|||||||||
|
|
Costco Wholesale Corporation common stock
|
$
|
5,964,993
|
|
|
$
|
5,507,519
|
|
||||
|
|
Common commingled trust funds
|
3,950,639
|
|
|
3,857,434
|
|
||||||
|
|
Separately managed accounts
|
2,117,458
|
|
|
2,197,607
|
|
||||||
|
|
Registered investment company funds
|
1,248,845
|
|
|
1,255,566
|
|
||||||
|
Investments at contract value:
|
|
|
|
|||||||||
|
|
Fully benefit-responsive investment contracts
|
1,291,658
|
|
|
1,181,089
|
|
||||||
|
|
|
|
|
Total investments
|
14,573,593
|
|
|
13,999,215
|
|
|||
|
Receivables:
|
|
|
|
|
||||||||
|
|
Notes receivable from participants
|
514,935
|
|
|
484,852
|
|
||||||
|
|
Employee contributions
|
28,787
|
|
|
—
|
|
||||||
|
|
Employer contributions
|
345,719
|
|
|
324,291
|
|
||||||
|
|
|
|
|
Total receivables
|
889,441
|
|
|
809,143
|
|
|||
|
Non-interest bearing cash
|
1,282
|
|
|
482
|
|
|||||||
Net assets available for benefits
|
$
|
15,464,316
|
|
|
$
|
14,808,840
|
|
|
2018
|
||||||||
Net investment income:
|
|
||||||||
|
Net appreciation of investments
|
$
|
40,370
|
|
|||||
|
Interest
|
28,737
|
|
||||||
|
Dividends
|
121,285
|
|
||||||
|
|
Total net investment income
|
190,392
|
|
|||||
Interest on notes receivable from participants
|
25,950
|
|
|||||||
Contributions to the Plan:
|
|
||||||||
|
Employee
|
635,693
|
|
||||||
|
Employer
|
409,571
|
|
||||||
|
|
Total contributions
|
1,045,264
|
|
|||||
Distributions to participants and other
|
(606,130
|
)
|
|||||||
|
|
Net increase in net assets available for benefits
|
655,476
|
|
|||||
Net assets available for benefits, beginning of year
|
14,808,840
|
|
|||||||
Net assets available for benefits, end of year
|
$
|
15,464,316
|
|
(1)
|
Plan Description
|
(a)
|
Employee Contributions
|
(b)
|
Employer Contributions
|
(1)
|
Covered by the
Teamsters Agreements
|
(2)
|
Other eligible employment (not covered by the Teamsters Agreements)
|
(c)
|
Participants’ Accounts
|
(d)
|
Vesting
|
Years of service
|
|
Percentage vested
|
||||||
Under 2 years
|
|
|
0%
|
|||||
2 years
|
|
|
20%
|
|||||
3 years
|
|
|
40%
|
|||||
4 years
|
|
|
60%
|
|||||
5 years
|
|
|
100%
|
(e)
|
Forfeitures
|
(f)
|
Investment Options
|
(g)
|
Distributions
|
(h)
|
Notes Receivable from Participants
|
(i)
|
Trustee and Plan Administrator
|
(j)
|
Administrative and Investment Expenses
|
(2)
|
Summary of Significant Accounting Policies
|
(a)
|
Basis of Accounting
|
(b)
|
Use of Estimates
|
(c)
|
Investment Valuation and Income Recognition
|
(d)
|
Notes Receivable from Participants
|
(e)
|
Distribution of Benefits
|
(3)
|
Fully Benefit-Responsive Investment Contracts
|
|
Fully benefit-responsive investment contracts (in 000's)
|
||||||||||||
|
2018
|
|
2017
|
||||||||||
SIC
|
$
|
1,291,658
|
|
|
$
|
995,843
|
|
||||||
SAC
|
—
|
|
|
185,246
|
|
||||||||
Total fully benefit-responsive investment contracts
|
$
|
1,291,658
|
|
|
$
|
1,181,089
|
|
(4)
|
Fair Value Measurement
|
December 31, 2018:
|
Level 1
(in 000's)
|
||
Investments measured at fair value:
|
|
||
Costco Wholesale Corporation common stock
|
$
|
5,964,993
|
|
Common commingled trust funds
|
3,950,639
|
|
|
Separately managed accounts
|
2,117,458
|
|
|
Registered investment company funds
|
1,248,845
|
|
|
Total investments in fair value hierarchy
|
$
|
13,281,935
|
|
December 31, 2017:
|
Level 1
(in 000's)
|
||
Investments measured at fair value:
|
|
||
Costco Wholesale Corporation common stock
|
$
|
5,507,519
|
|
Common commingled trust funds
|
3,857,434
|
|
|
Separately managed accounts
|
2,197,607
|
|
|
Registered investment company funds
|
1,255,566
|
|
|
Total investments in fair value hierarchy
|
$
|
12,818,126
|
|
(5)
|
Plan Termination
|
(6)
|
Tax Status
|
(7)
|
Party-in-Interest and Related Party Transactions
|
(a) (b) Identity of issuer, borrower,
lessor, or similar party
|
|
(c) Description of investment
|
|
(d) Cost
|
|
(e) Current value
|
|||||||
Registered investment company and common commingled trust funds:
|
|
|
|
|
|
|
|
|
|||||
|
|
American Funds
|
|
New Perspective Fund R6
|
|
**
|
|
$
|
270,600
|
|
|||
|
|
PIMCO
|
|
Income Institutional
|
|
**
|
|
405,347
|
|
||||
|
|
* T. Rowe Price
|
|
Retirement Balanced Trust G
|
|
**
|
|
24,598
|
|
||||
|
|
* T. Rowe Price
|
|
TRP Ret 2005 Active Trust G
|
|
**
|
|
15,820
|
|
||||
|
|
* T. Rowe Price
|
|
TRP Ret 2010 Active Trust G
|
|
**
|
|
37,351
|
|
||||
|
|
* T. Rowe Price
|
|
TRP Ret 2015 Active Trust G
|
|
**
|
|
113,448
|
|
||||
|
|
* T. Rowe Price
|
|
TRP Ret 2020 Active Trust G
|
|
**
|
|
333,889
|
|
||||
|
|
* T. Rowe Price
|
|
TRP Ret 2025 Active Trust G
|
|
**
|
|
503,562
|
|
||||
|
|
* T. Rowe Price
|
|
TRP Ret 2030 Active Trust G
|
|
**
|
|
527,218
|
|
||||
|
|
* T. Rowe Price
|
|
TRP Ret 2035 Active Trust G
|
|
**
|
|
448,489
|
|
||||
|
|
* T. Rowe Price
|
|
TRP Ret 2040 Active Trust G
|
|
**
|
|
547,554
|
|
||||
|
|
* T. Rowe Price
|
|
TRP Ret 2045 Active Trust G
|
|
**
|
|
611,763
|
|
||||
|
|
* T. Rowe Price
|
|
TRP Ret 2050 Active Trust G
|
|
**
|
|
351,191
|
|
||||
|
|
* T. Rowe Price
|
|
TRP Ret 2055 Active Trust G
|
|
**
|
|
378,436
|
|
||||
|
|
* T. Rowe Price
|
|
TRP Ret 2060 Active Trust G
|
|
**
|
|
57,320
|
|
||||
|
|
Vanguard
|
|
Total International Stock Index DX Institutional
|
|
**
|
|
20,454
|
|
||||
|
|
Vanguard
|
|
Total Bond Market Index Fund Institutional
|
|
**
|
|
62,295
|
|
||||
|
|
Vanguard
|
|
Institutional Index, Plus
|
|
**
|
|
490,149
|
|
||||
|
|
Total registered investment company and common commingled trust funds
|
|
|
|
5,199,484
|
|
||||||
Separately managed accounts:
|
|
|
|
|
|
|
|
|
|||||
|
|
Mid-Cap Growth Portfolio:
|
|
|
|
|
|
|
|||||
|
|
|
Acadia Healthcare Co Inc.
|
|
Common Stock
|
|
**
|
|
3,546
|
|
|||
|
|
|
Agilent Technologies Inc.
|
|
Common Stock
|
|
**
|
|
16,990
|
|
|||
|
|
|
Air Products & Chemicals Inc.
|
|
Common Stock
|
|
**
|
|
11,517
|
|
|||
|
|
|
Alaska Air Group Inc.
|
|
Common Stock
|
|
**
|
|
2,858
|
|
|||
|
|
|
Alkermes Plc
|
|
Common Stock
|
|
**
|
|
6,341
|
|
|||
|
|
|
Allegion Plc
|
|
Common Stock
|
|
**
|
|
7,170
|
|
|||
|
|
|
Alnylam Pharmaceuticals Inc.
|
|
Common Stock
|
|
**
|
|
3,279
|
|
|||
|
|
|
Amneal Pharmaceuticals Inc.
|
|
Common Stock
|
|
**
|
|
3,583
|
|
|||
|
|
|
Aptiv Plc
|
|
Common Stock
|
|
**
|
|
8,369
|
|
|||
|
|
|
Aramark
|
|
Common Stock
|
|
**
|
|
5,154
|
|
|||
|
|
|
Ardagh Group Sa
|
|
Common Stock
|
|
**
|
|
210
|
|
|||
|
|
|
Assurant Inc.
|
|
Common Stock
|
|
**
|
|
5,274
|
|
|||
|
|
|
Athenahealth Inc.
|
|
Common Stock
|
|
**
|
|
1,187
|
|
|||
|
|
|
Atlassian Corp Plc-Class A
|
|
Common Stock
|
|
**
|
|
8,092
|
|
|||
|
|
|
Atmos Energy Corp
|
|
Common Stock
|
|
**
|
|
3,707
|
|
|||
|
|
|
Avery Dennison Corp
|
|
Common Stock
|
|
**
|
|
3,232
|
|
|||
|
|
|
Axis Capital Holdings Ltd
|
|
Common Stock
|
|
**
|
|
3,458
|
|
|||
|
|
|
Ball Corp
|
|
Common Stock
|
|
**
|
|
15,302
|
|
|||
|
|
|
Black Knight Inc.
|
|
Common Stock
|
|
**
|
|
7,250
|
|
|||
|
|
|
Bruker Corp
|
|
Common Stock
|
|
**
|
|
9,997
|
|
|||
|
|
|
Burlington Stores Inc.
|
|
Common Stock
|
|
**
|
|
8,129
|
|
|||
|
|
|
Bwx Technologies Inc.
|
|
Common Stock
|
|
**
|
|
4,470
|
|
|||
|
|
|
Cabot Oil & Gas Corp
|
|
Common Stock
|
|
**
|
|
5,718
|
|
(a) (b) Identity of issuer, borrower,
lessor, or similar party
|
|
(c) Description of investment
|
|
(d) Cost
|
|
(e) Current value
|
|||||||
|
|
|
Carmax Inc.
|
|
Common Stock
|
|
**
|
|
6,457
|
|
|||
|
|
|
Casey's General Stores Inc.
|
|
Common Stock
|
|
**
|
|
8,708
|
|
|||
|
|
|
Catalent Inc.
|
|
Common Stock
|
|
**
|
|
8,788
|
|
|||
|
|
|
Cboe Global Markets Inc.
|
|
Common Stock
|
|
**
|
|
8,897
|
|
|||
|
|
|
Cdk Global Inc.
|
|
Common Stock
|
|
**
|
|
3,254
|
|
|||
|
|
|
Centennial Resource Development-A
|
|
Common Stock
|
|
**
|
|
2,004
|
|
|||
|
|
|
Ceridian Hcm Holding Inc.
|
|
Common Stock
|
|
**
|
|
1,000
|
|
|||
|
|
|
Coherent Inc.
|
|
Common Stock
|
|
**
|
|
2,318
|
|
|||
|
|
|
Colfax Corp
|
|
Common Stock
|
|
**
|
|
4,595
|
|
|||
|
|
|
Conagra Brands Inc.
|
|
Common Stock
|
|
**
|
|
3,800
|
|
|||
|
|
|
Concho Resources Inc.
|
|
Common Stock
|
|
**
|
|
7,499
|
|
|||
|
|
|
Continental Resources Inc./Ok
|
|
Common Stock
|
|
**
|
|
3,615
|
|
|||
|
|
|
Cooper Cos Inc./The
|
|
Common Stock
|
|
**
|
|
20,857
|
|
|||
|
|
|
Corelogic Inc.
|
|
Common Stock
|
|
**
|
|
7,281
|
|
|||
|
|
|
Corning Inc.
|
|
Common Stock
|
|
**
|
|
10,839
|
|
|||
|
|
|
Costar Group Inc.
|
|
Common Stock
|
|
**
|
|
6,069
|
|
|||
|
|
|
Darden Restaurants Inc.
|
|
Common Stock
|
|
**
|
|
3,194
|
|
|||
|
|
|
Docusign Inc.
|
|
Common Stock
|
|
**
|
|
1,826
|
|
|||
|
|
|
Dollar General Corp
|
|
Common Stock
|
|
**
|
|
12,422
|
|
|||
|
|
|
Dollar Tree Inc.
|
|
Common Stock
|
|
**
|
|
9,027
|
|
|||
|
|
|
Dunkin' Brands Group Inc.
|
|
Common Stock
|
|
**
|
|
5,831
|
|
|||
|
|
|
Elanco Animal Health Inc.
|
|
Common Stock
|
|
**
|
|
851
|
|
|||
|
|
|
Electronic Arts Inc.
|
|
Common Stock
|
|
**
|
|
1,104
|
|
|||
|
|
|
Equifax Inc.
|
|
Common Stock
|
|
**
|
|
5,119
|
|
|||
|
|
|
Exact Sciences Corp
|
|
Common Stock
|
|
**
|
|
3,973
|
|
|||
|
|
|
Ferrari Nv
|
|
Common Stock
|
|
**
|
|
994
|
|
|||
|
|
|
Fidelity National Financial
|
|
Common Stock
|
|
**
|
|
10,306
|
|
|||
|
|
|
Fidelity National Info Serv
|
|
Common Stock
|
|
**
|
|
7,482
|
|
|||
|
|
|
Fifth Third Bancorp
|
|
Common Stock
|
|
**
|
|
6,890
|
|
|||
|
|
|
Fiserv Inc.
|
|
Common Stock
|
|
**
|
|
10,503
|
|
|||
|
|
|
Fleetcor Technologies Inc.
|
|
Common Stock
|
|
**
|
|
8,538
|
|
|||
|
|
|
Fortive Corp
|
|
Common Stock
|
|
**
|
|
10,346
|
|
|||
|
|
|
Franco-Nevada Corp
|
|
Common Stock
|
|
**
|
|
5,119
|
|
|||
|
|
|
Frontdoor Inc.
|
|
Common Stock
|
|
**
|
|
2,367
|
|
|||
|
|
|
Gardner Denver Holdings Inc.
|
|
Common Stock
|
|
**
|
|
6,336
|
|
|||
|
|
|
Gartner Inc.
|
|
Common Stock
|
|
**
|
|
4,600
|
|
|||
|
|
|
Global Payments Inc.
|
|
Common Stock
|
|
**
|
|
4,741
|
|
|||
|
|
|
Guidewire Software Inc.
|
|
Common Stock
|
|
**
|
|
2,085
|
|
|||
|
|
|
Harris Corp
|
|
Common Stock
|
|
**
|
|
16,283
|
|
|||
|
|
|
HD Supply Holdings Inc.
|
|
Common Stock
|
|
**
|
|
2,700
|
|
|||
|
|
|
Hilton Worldwide Holdings Inc.
|
|
Common Stock
|
|
**
|
|
6,530
|
|
|||
|
|
|
Hologic Inc.
|
|
Common Stock
|
|
**
|
|
18,854
|
|
|||
|
|
|
Hunt (JB) Transprt Svcs Inc.
|
|
Common Stock
|
|
**
|
|
2,883
|
|
|||
|
|
|
Iac/Interactivecorp
|
|
Common Stock
|
|
**
|
|
15,366
|
|
|||
|
|
|
Icu Medical Inc.
|
|
Common Stock
|
|
**
|
|
4,360
|
|
|||
|
|
|
Idex Corp
|
|
Common Stock
|
|
**
|
|
13,123
|
|
(a) (b) Identity of issuer, borrower,
lessor, or similar party
|
|
(c) Description of investment
|
|
(d) Cost
|
|
(e) Current value
|
|||||||
|
|
|
Idexx Laboratories Inc.
|
|
Common Stock
|
|
**
|
|
2,417
|
|
|||
|
|
|
Ihs Markit Ltd
|
|
Common Stock
|
|
**
|
|
6,424
|
|
|||
|
|
|
Incyte Corp
|
|
Common Stock
|
|
**
|
|
4,703
|
|
|||
|
|
|
Iqvia Holdings Inc.
|
|
Common Stock
|
|
**
|
|
4,180
|
|
|||
|
|
|
Kansas City Southern
|
|
Common Stock
|
|
**
|
|
6,964
|
|
|||
|
|
|
Kar Auction Services Inc.
|
|
Common Stock
|
|
**
|
|
6,820
|
|
|||
|
|
|
Keysight Technologies Inc.
|
|
Common Stock
|
|
**
|
|
19,171
|
|
|||
|
|
|
KKR & Co Inc. -A
|
|
Common Stock
|
|
**
|
|
4,218
|
|
|||
|
|
|
Kroger Co
|
|
Common Stock
|
|
**
|
|
5,689
|
|
|||
|
|
|
L3 Technologies Inc.
|
|
Common Stock
|
|
**
|
|
3,471
|
|
|||
|
|
|
Marketaxess Holdings Inc.
|
|
Common Stock
|
|
**
|
|
4,013
|
|
|||
|
|
|
Marriott International -Cl A
|
|
Common Stock
|
|
**
|
|
7,920
|
|
|||
|
|
|
Martin Marietta Materials
|
|
Common Stock
|
|
**
|
|
4,638
|
|
|||
|
|
|
Marvell Technology Group Ltd
|
|
Common Stock
|
|
**
|
|
6,812
|
|
|||
|
|
|
Maxar Technologies Ltd
|
|
Common Stock
|
|
**
|
|
801
|
|
|||
|
|
|
Maxim Integrated Products
|
|
Common Stock
|
|
**
|
|
6,861
|
|
|||
|
|
|
Mednax Inc.
|
|
Common Stock
|
|
**
|
|
3,661
|
|
|||
|
|
|
MGM Resorts International
|
|
Common Stock
|
|
**
|
|
10,183
|
|
|||
|
|
|
Michaels Cos Inc./The
|
|
Common Stock
|
|
**
|
|
1,935
|
|
|||
|
|
|
Microchip Technology Inc.
|
|
Common Stock
|
|
**
|
|
19,551
|
|
|||
|
|
|
National Instruments Corp
|
|
Common Stock
|
|
**
|
|
3,674
|
|
|||
|
|
|
Norwegian Cruise Line Holdings
|
|
Common Stock
|
|
**
|
|
12,964
|
|
|||
|
|
|
O'Reilly Automotive Inc.
|
|
Common Stock
|
|
**
|
|
6,194
|
|
|||
|
|
|
Perrigo Co Plc
|
|
Common Stock
|
|
**
|
|
3,563
|
|
|||
|
|
|
Progressive Corp
|
|
Common Stock
|
|
**
|
|
4,221
|
|
|||
|
|
|
Red Hat Inc.
|
|
Common Stock
|
|
**
|
|
7,899
|
|
|||
|
|
|
Roofoods Limited (Deliveroo)
|
|
Preferred Stock
|
|
**
|
|
1,947
|
|
|||
|
|
|
Roper Technologies Inc.
|
|
Common Stock
|
|
**
|
|
12,253
|
|
|||
|
|
|
RPM International Inc.
|
|
Common Stock
|
|
**
|
|
8,636
|
|
|||
|
|
|
Sage Therapeutics Inc.
|
|
Common Stock
|
|
**
|
|
1,532
|
|
|||
|
|
|
Sealed Air Corp
|
|
Common Stock
|
|
**
|
|
6,128
|
|
|||
|
|
|
Seattle Genetics Inc.
|
|
Common Stock
|
|
**
|
|
3,567
|
|
|||
|
|
|
Sempra Energy
|
|
Common Stock
|
|
**
|
|
7,785
|
|
|||
|
|
|
Sensata Technologies Holding
|
|
Common Stock
|
|
**
|
|
15,326
|
|
|||
|
|
|
Servicemaster Global Holding
|
|
Common Stock
|
|
**
|
|
5,398
|
|
|||
|
|
|
Shopify Inc - Class A
|
|
Common Stock
|
|
**
|
|
1,660
|
|
|||
|
|
|
Skyworks Solutions Inc.
|
|
Common Stock
|
|
**
|
|
5,425
|
|
|||
|
|
|
Slack Technologies, Inc.
|
|
Preferred Stock
|
|
**
|
|
713
|
|
|||
|
|
|
SLM Corp
|
|
Common Stock
|
|
**
|
|
2,791
|
|
|||
|
|
|
Splunk Inc.
|
|
Common Stock
|
|
**
|
|
4,820
|
|
|||
|
|
|
Sprouts Farmers Market Inc.
|
|
Common Stock
|
|
**
|
|
5,169
|
|
|||
|
|
|
SS&C Technologies Holdings
|
|
Common Stock
|
|
**
|
|
4,463
|
|
|||
|
|
|
Symantec Corp
|
|
Common Stock
|
|
**
|
|
7,214
|
|
|||
|
|
|
Tableau Software Inc.-Cl A
|
|
Common Stock
|
|
**
|
|
7,316
|
|
|||
|
|
|
Tapestry Inc.
|
|
Common Stock
|
|
**
|
|
14,740
|
|
|||
|
|
|
TD Ameritrade Holding Corp
|
|
Common Stock
|
|
**
|
|
14,533
|
|
(a) (b) Identity of issuer, borrower,
lessor, or similar party
|
|
(c) Description of investment
|
|
(d) Cost
|
|
(e) Current value
|
|||||||
|
|
|
Teleflex Inc.
|
|
Common Stock
|
|
**
|
|
25,574
|
|
|||
|
|
|
Textron Inc.
|
|
Common Stock
|
|
**
|
|
17,190
|
|
|||
|
|
|
Transunion
|
|
Common Stock
|
|
**
|
|
8,345
|
|
|||
|
|
|
Treehouse Foods Inc.
|
|
Common Stock
|
|
**
|
|
6,487
|
|
|||
|
|
|
Ulta Beauty Inc.
|
|
Common Stock
|
|
**
|
|
4,405
|
|
|||
|
|
|
United Continental Holdings
|
|
Common Stock
|
|
**
|
|
6,025
|
|
|||
|
|
|
Vail Resorts Inc.
|
|
Common Stock
|
|
**
|
|
8,428
|
|
|||
|
|
|
Valvoline Inc.
|
|
Common Stock
|
|
**
|
|
4,873
|
|
|||
|
|
|
Venture Global Lng, Inc., Series B
|
|
Common Stock
|
|
**
|
|
229
|
|
|||
|
|
|
Venture Global Lng, Inc., Series C
|
|
Common Stock
|
|
**
|
|
1,518
|
|
|||
|
|
|
Verisk Analytics Inc.
|
|
Common Stock
|
|
**
|
|
11,660
|
|
|||
|
|
|
Visteon Corp
|
|
Common Stock
|
|
**
|
|
2,289
|
|
|||
|
|
|
Waste Connections Inc.
|
|
Common Stock
|
|
**
|
|
7,346
|
|
|||
|
|
|
We Work Companies Class A Common Stock
|
|
Common Stock
|
|
**
|
|
636
|
|
|||
|
|
|
Webster Financial Corp
|
|
Common Stock
|
|
**
|
|
3,103
|
|
|||
|
|
|
West Pharmaceutical Services
|
|
Common Stock
|
|
**
|
|
5,291
|
|
|||
|
|
|
Willis Towers Watson Plc
|
|
Common Stock
|
|
**
|
|
17,150
|
|
|||
|
|
|
Workday Inc.-Class A
|
|
Common Stock
|
|
**
|
|
14,522
|
|
|||
|
|
|
Worldpay Inc.-Class A
|
|
Common Stock
|
|
**
|
|
14,590
|
|
|||
|
|
|
Xilinx Inc.
|
|
Common Stock
|
|
**
|
|
7,661
|
|
|||
|
|
|
Xylem Inc.
|
|
Common Stock
|
|
**
|
|
9,002
|
|
|||
|
|
|
Zillow Group Inc. - A
|
|
Common Stock
|
|
**
|
|
503
|
|
|||
|
|
|
Zillow Group Inc. - C
|
|
Common Stock
|
|
**
|
|
1,831
|
|
|||
|
|
|
US Govt Stif 5 Bps
|
|
Bond
|
|
**
|
|
1,797
|
|
|||
|
|
|
* T Rowe Price Treasury Reserve Fund
|
|
Money Market Securities
|
|
**
|
|
18,840
|
|
|||
|
|
Large Cap Value Portfolio:
|
|
|
|
|
|
|
|||||
|
|
|
Agilent Technologies Inc.
|
|
Common Stock
|
|
**
|
|
954
|
|
|||
|
|
|
Air Products & Chemicals Inc.
|
|
Common Stock
|
|
**
|
|
830
|
|
|||
|
|
|
American International Group
|
|
Common Stock
|
|
**
|
|
1,964
|
|
|||
|
|
|
Ameriprise Financial Inc.
|
|
Common Stock
|
|
**
|
|
1,189
|
|
|||
|
|
|
Anthem Inc.
|
|
Common Stock
|
|
**
|
|
1,437
|
|
|||
|
|
|
AT&T Inc.
|
|
Common Stock
|
|
**
|
|
3,208
|
|
|||
|
|
|
AXA Equitable Holdings Inc.
|
|
Common Stock
|
|
**
|
|
200
|
|
|||
|
|
|
Ball Corp
|
|
Common Stock
|
|
**
|
|
1,311
|
|
|||
|
|
|
Bank Of America Corp
|
|
Common Stock
|
|
**
|
|
501
|
|
|||
|
|
|
Becton Dickinson And Co
|
|
Preferred Stock
|
|
**
|
|
3,568
|
|
|||
|
|
|
Boeing Co/The
|
|
Common Stock
|
|
**
|
|
4,691
|
|
|||
|
|
|
Boston Scientific Corp
|
|
Common Stock
|
|
**
|
|
1,434
|
|
|||
|
|
|
Bp Plc-Spons Adr
|
|
Common Stock
|
|
**
|
|
1,200
|
|
|||
|
|
|
Broadcom Inc.
|
|
Common Stock
|
|
**
|
|
458
|
|
|||
|
|
|
Cabot Oil & Gas Corp
|
|
Common Stock
|
|
**
|
|
809
|
|
|||
|
|
|
Celgene Corp
|
|
Common Stock
|
|
**
|
|
434
|
|
|||
|
|
|
Chevron Corp
|
|
Common Stock
|
|
**
|
|
206
|
|
|||
|
|
|
Chubb Ltd
|
|
Common Stock
|
|
**
|
|
2,276
|
|
|||
|
|
|
Cigna Corp
|
|
Common Stock
|
|
**
|
|
2,844
|
|
(a) (b) Identity of issuer, borrower,
lessor, or similar party
|
|
(c) Description of investment
|
|
(d) Cost
|
|
(e) Current value
|
|||||||
|
|
|
Cisco Systems Inc.
|
|
Common Stock
|
|
**
|
|
5,588
|
|
|||
|
|
|
Comcast Corp-Class A
|
|
Common Stock
|
|
**
|
|
1,798
|
|
|||
|
|
|
Conagra Brands Inc.
|
|
Common Stock
|
|
**
|
|
1,156
|
|
|||
|
|
|
Concho Resources Inc.
|
|
Common Stock
|
|
**
|
|
1,332
|
|
|||
|
|
|
Conocophillips
|
|
Common Stock
|
|
**
|
|
970
|
|
|||
|
|
|
Cooper Cos Inc./The
|
|
Common Stock
|
|
**
|
|
660
|
|
|||
|
|
|
Corning Inc.
|
|
Common Stock
|
|
**
|
|
2,976
|
|
|||
|
|
|
Crown Castle Intl Corp
|
|
Common Stock
|
|
**
|
|
1,506
|
|
|||
|
|
|
Cvs Health Corp
|
|
Common Stock
|
|
**
|
|
2,404
|
|
|||
|
|
|
Danaher Corp
|
|
Common Stock
|
|
**
|
|
3,039
|
|
|||
|
|
|
Delta Air Lines Inc.
|
|
Common Stock
|
|
**
|
|
582
|
|
|||
|
|
|
Dollar Tree Inc.
|
|
Common Stock
|
|
**
|
|
2,251
|
|
|||
|
|
|
Dowdupont Inc.
|
|
Common Stock
|
|
**
|
|
2,485
|
|
|||
|
|
|
Duke Energy Corp
|
|
Common Stock
|
|
**
|
|
3,305
|
|
|||
|
|
|
Eli Lilly & Co
|
|
Common Stock
|
|
**
|
|
1,027
|
|
|||
|
|
|
Entergy Corp
|
|
Common Stock
|
|
**
|
|
2,561
|
|
|||
|
|
|
EOG Resources Inc.
|
|
Common Stock
|
|
**
|
|
1,896
|
|
|||
|
|
|
Evergy Inc.
|
|
Common Stock
|
|
**
|
|
1,815
|
|
|||
|
|
|
Facebook Inc.-Class A
|
|
Common Stock
|
|
**
|
|
2,019
|
|
|||
|
|
|
Fifth Third Bancorp
|
|
Common Stock
|
|
**
|
|
1,306
|
|
|||
|
|
|
First Republic Bank/Ca
|
|
Common Stock
|
|
**
|
|
1,192
|
|
|||
|
|
|
Fortive Corporation
|
|
Common Stock
|
|
**
|
|
843
|
|
|||
|
|
|
General Electric Co
|
|
Common Stock
|
|
**
|
|
2,363
|
|
|||
|
|
|
Hologic Inc.
|
|
Common Stock
|
|
**
|
|
635
|
|
|||
|
|
|
Honeywell International Inc.
|
|
Common Stock
|
|
**
|
|
1,919
|
|
|||
|
|
|
Illinois Tool Works
|
|
Common Stock
|
|
**
|
|
871
|
|
|||
|
|
|
Intercontinental Exchange Inc.
|
|
Common Stock
|
|
**
|
|
2,544
|
|
|||
|
|
|
International Paper Co
|
|
Common Stock
|
|
**
|
|
1,117
|
|
|||
|
|
|
Jpmorgan Chase & Co
|
|
Common Stock
|
|
**
|
|
5,420
|
|
|||
|
|
|
Kansas City Southern
|
|
Common Stock
|
|
**
|
|
1,018
|
|
|||
|
|
|
Keysight Technologies Inc.
|
|
Common Stock
|
|
**
|
|
2,061
|
|
|||
|
|
|
Kimberly-Clark Corp
|
|
Common Stock
|
|
**
|
|
2,393
|
|
|||
|
|
|
Kraft Heinz Co/The
|
|
Common Stock
|
|
**
|
|
453
|
|
|||
|
|
|
Kroger Co
|
|
Common Stock
|
|
**
|
|
877
|
|
|||
|
|
|
Las Vegas Sands Corp
|
|
Common Stock
|
|
**
|
|
1,383
|
|
|||
|
|
|
Magna International Inc.
|
|
Common Stock
|
|
**
|
|
1,265
|
|
|||
|
|
|
Marsh & Mclennan Cos
|
|
Common Stock
|
|
**
|
|
2,126
|
|
|||
|
|
|
Maxim Integrated Products
|
|
Common Stock
|
|
**
|
|
588
|
|
|||
|
|
|
McDonald's Corp
|
|
Common Stock
|
|
**
|
|
2,471
|
|
|||
|
|
|
Medtronic Plc
|
|
Common Stock
|
|
**
|
|
4,677
|
|
|||
|
|
|
Merck & Co. Inc.
|
|
Common Stock
|
|
**
|
|
5,563
|
|
|||
|
|
|
MGM Resorts International
|
|
Common Stock
|
|
**
|
|
281
|
|
|||
|
|
|
Micron Technology Inc.
|
|
Common Stock
|
|
**
|
|
28
|
|
|||
|
|
|
Microsoft Corp
|
|
Common Stock
|
|
**
|
|
9,248
|
|
|||
|
|
|
Morgan Stanley
|
|
Common Stock
|
|
**
|
|
1,672
|
|
|||
|
|
|
Nextera Energy Inc.
|
|
Common Stock
|
|
**
|
|
6,051
|
|
(a) (b) Identity of issuer, borrower,
lessor, or similar party
|
|
(c) Description of investment
|
|
(d) Cost
|
|
(e) Current value
|
|||||||
|
|
|
Nielsen Holdings Plc
|
|
Common Stock
|
|
**
|
|
1,621
|
|
|||
|
|
|
Nisource Inc
|
|
Common Stock
|
|
**
|
|
1,453
|
|
|||
|
|
|
Northrop Grumman Corp
|
|
Common Stock
|
|
**
|
|
3,214
|
|
|||
|
|
|
Nxp Semiconductors Nv
|
|
Common Stock
|
|
**
|
|
1,059
|
|
|||
|
|
|
Occidental Petroleum Corp
|
|
Common Stock
|
|
**
|
|
1,695
|
|
|||
|
|
|
PG&E Corp
|
|
Common Stock
|
|
**
|
|
832
|
|
|||
|
|
|
Paccar Inc.
|
|
Common Stock
|
|
**
|
|
616
|
|
|||
|
|
|
Perrigo Co Plc
|
|
Common Stock
|
|
**
|
|
133
|
|
|||
|
|
|
Pfizer Inc.
|
|
Common Stock
|
|
**
|
|
11,147
|
|
|||
|
|
|
Philip Morris International
|
|
Common Stock
|
|
**
|
|
2,565
|
|
|||
|
|
|
Pnc Financial Services Group
|
|
Common Stock
|
|
**
|
|
4,216
|
|
|||
|
|
|
Procter & Gamble Co/The
|
|
Common Stock
|
|
**
|
|
1,457
|
|
|||
|
|
|
Prologis Inc.
|
|
Common Stock
|
|
**
|
|
1,171
|
|
|||
|
|
|
Prudential Financial Inc.
|
|
Common Stock
|
|
**
|
|
959
|
|
|||
|
|
|
Public Storage
|
|
Common Stock
|
|
**
|
|
484
|
|
|||
|
|
|
Qualcomm Inc.
|
|
Common Stock
|
|
**
|
|
2,214
|
|
|||
|
|
|
Raymond James Financial Inc.
|
|
Common Stock
|
|
**
|
|
484
|
|
|||
|
|
|
Republic Services Inc.
|
|
Common Stock
|
|
**
|
|
912
|
|
|||
|
|
|
Roper Technologies Inc.
|
|
Common Stock
|
|
**
|
|
745
|
|
|||
|
|
|
Ross Stores Inc.
|
|
Common Stock
|
|
**
|
|
1,028
|
|
|||
|
|
|
Schwab (Charles) Corp
|
|
Common Stock
|
|
**
|
|
2,931
|
|
|||
|
|
|
Sempra Energy
|
|
Common Stock
|
|
**
|
|
4,801
|
|
|||
|
|
|
Southern Co/The
|
|
Common Stock
|
|
**
|
|
3,260
|
|
|||
|
|
|
State Street Corp
|
|
Common Stock
|
|
**
|
|
344
|
|
|||
|
|
|
Stryker Corp
|
|
Common Stock
|
|
**
|
|
1,922
|
|
|||
|
|
|
Synopsys Inc.
|
|
Common Stock
|
|
**
|
|
1,697
|
|
|||
|
|
|
Te Connectivity Ltd
|
|
Common Stock
|
|
**
|
|
1,101
|
|
|||
|
|
|
Texas Instruments Inc.
|
|
Common Stock
|
|
**
|
|
2,829
|
|
|||
|
|
|
Thermo Fisher Scientific Inc.
|
|
Common Stock
|
|
**
|
|
3,162
|
|
|||
|
|
|
Total Sa-Spon Adr
|
|
Common Stock
|
|
**
|
|
4,567
|
|
|||
|
|
|
Transcanada Corp
|
|
Common Stock
|
|
**
|
|
3,587
|
|
|||
|
|
|
Twenty-First Century Fox - B
|
|
Common Stock
|
|
**
|
|
2,167
|
|
|||
|
|
|
Tyson Foods Inc.-Cl A
|
|
Common Stock
|
|
**
|
|
6,571
|
|
|||
|
|
|
UnitedHealth Group Inc.
|
|
Common Stock
|
|
**
|
|
1,440
|
|
|||
|
|
|
US Bancorp
|
|
Common Stock
|
|
**
|
|
432
|
|
|||
|
|
|
Ventas Inc.
|
|
Common Stock
|
|
**
|
|
695
|
|
|||
|
|
|
Verizon Communications Inc.
|
|
Common Stock
|
|
**
|
|
4,953
|
|
|||
|
|
|
Walmart Inc.
|
|
Common Stock
|
|
**
|
|
1,281
|
|
|||
|
|
|
Wells Fargo & Co
|
|
Common Stock
|
|
**
|
|
8,118
|
|
|||
|
|
|
Weyerhaeuser Co
|
|
Common Stock
|
|
**
|
|
564
|
|
|||
|
|
|
Willis Towers Watson Plc
|
|
Common Stock
|
|
**
|
|
1,843
|
|
|||
|
|
|
Zimmer Biomet Holdings Inc.
|
|
Common Stock
|
|
**
|
|
1,230
|
|
|||
|
|
|
Us Govt Stif 5 Bps
|
|
Money Market Securities
|
|
**
|
|
1,070
|
|
|||
|
|
|
* T Rowe Price Gov Res Fund
|
|
Mutual Funds
|
|
**
|
|
2,030
|
|
|||
|
|
Small-Cap Core Portfolio:
|
|
|
|
|
|
|
|||||
|
|
|
2U Inc.
|
|
Common Stock
|
|
**
|
|
1,282
|
|
(a) (b) Identity of issuer, borrower,
lessor, or similar party
|
|
(c) Description of investment
|
|
(d) Cost
|
|
(e) Current value
|
|||||||
|
|
|
A Place For Rover Inc.
|
|
Preferred Stock
|
|
**
|
|
226
|
|
|||
|
|
|
Aaron's Inc.
|
|
Common Stock
|
|
**
|
|
2,391
|
|
|||
|
|
|
Abeona Therapeutics Inc.
|
|
Common Stock
|
|
**
|
|
96
|
|
|||
|
|
|
Acadia Healthcare Co Inc.
|
|
Common Stock
|
|
**
|
|
1,335
|
|
|||
|
|
|
Acadia Realty Trust
|
|
Common Stock
|
|
**
|
|
998
|
|
|||
|
|
|
Acceleron Pharma Inc.
|
|
Common Stock
|
|
**
|
|
1,136
|
|
|||
|
|
|
Aerojet Rocketdyne Holdings
|
|
Common Stock
|
|
**
|
|
2,121
|
|
|||
|
|
|
Agios Pharmaceuticals Inc.
|
|
Common Stock
|
|
**
|
|
554
|
|
|||
|
|
|
Aimmune Therapeutics Inc.
|
|
Common Stock
|
|
**
|
|
621
|
|
|||
|
|
|
Alder Biopharmaceuticals Inc.
|
|
Common Stock
|
|
**
|
|
567
|
|
|||
|
|
|
Alexander & Baldwin Inc.
|
|
Common Stock
|
|
**
|
|
1,139
|
|
|||
|
|
|
Alkermes Plc
|
|
Common Stock
|
|
**
|
|
451
|
|
|||
|
|
|
Allbirds Common Stock Pp
|
|
Common Stock
|
|
**
|
|
257
|
|
|||
|
|
|
Allbirds Inc. Series B Convertible
|
|
Preferred Stock
|
|
**
|
|
15
|
|
|||
|
|
|
Allbirds Series C Cvt
|
|
Preferred Stock
|
|
**
|
|
140
|
|
|||
|
|
|
Allbirds, Inc., Series A Convertible
|
|
Preferred Stock
|
|
**
|
|
83
|
|
|||
|
|
|
Allbirds, Inc., Series Seed Convertible
|
|
Preferred Stock
|
|
**
|
|
45
|
|
|||
|
|
|
Allogene Therapeutics Inc.
|
|
Common Stock
|
|
**
|
|
185
|
|
|||
|
|
|
Amedisys Inc.
|
|
Common Stock
|
|
**
|
|
786
|
|
|||
|
|
|
American Campus Communities
|
|
Common Stock
|
|
**
|
|
2,469
|
|
|||
|
|
|
American Public Education
|
|
Common Stock
|
|
**
|
|
785
|
|
|||
|
|
|
Amneal Pharmaceuticals Inc.
|
|
Common Stock
|
|
**
|
|
612
|
|
|||
|
|
|
Anaptysbio Inc.
|
|
Common Stock
|
|
**
|
|
57
|
|
|||
|
|
|
Argenx Se - Adr
|
|
Common Stock
|
|
**
|
|
957
|
|
|||
|
|
|
Ascendis Pharma A/S - Adr
|
|
Common Stock
|
|
**
|
|
1,338
|
|
|||
|
|
|
Assurant Inc.
|
|
Common Stock
|
|
**
|
|
1,942
|
|
|||
|
|
|
Atlantic Capital Bancshares
|
|
Common Stock
|
|
**
|
|
786
|
|
|||
|
|
|
Atricure Inc.
|
|
Common Stock
|
|
**
|
|
710
|
|
|||
|
|
|
Avalara Inc.
|
|
Common Stock
|
|
**
|
|
117
|
|
|||
|
|
|
Avanos Medical Inc.
|
|
Common Stock
|
|
**
|
|
2,400
|
|
|||
|
|
|
Axis Capital Holdings Ltd
|
|
Common Stock
|
|
**
|
|
1,669
|
|
|||
|
|
|
Azz Inc.
|
|
Common Stock
|
|
**
|
|
1,736
|
|
|||
|
|
|
Bankunited Inc.
|
|
Common Stock
|
|
**
|
|
2,188
|
|
|||
|
|
|
Barings Bdc Inc.
|
|
Common Stock
|
|
**
|
|
478
|
|
|||
|
|
|
Barnes Group Inc.
|
|
Common Stock
|
|
**
|
|
1,132
|
|
|||
|
|
|
Beigene Ltd-Adr
|
|
Common Stock
|
|
**
|
|
160
|
|
|||
|
|
|
Beneficial Bancorp Inc.
|
|
Common Stock
|
|
**
|
|
1,234
|
|
|||
|
|
|
Bloom Energy Corp- A
|
|
Common Stock
|
|
**
|
|
207
|
|
|||
|
|
|
Blue Hills Bancorp Inc.
|
|
Common Stock
|
|
**
|
|
1,078
|
|
|||
|
|
|
Blueprint Medicines Corp
|
|
Common Stock
|
|
**
|
|
951
|
|
|||
|
|
|
Booz Allen Hamilton Holdings
|
|
Common Stock
|
|
**
|
|
2,558
|
|
|||
|
|
|
Boston Beer Company Inc.-A
|
|
Common Stock
|
|
**
|
|
2,847
|
|
|||
|
|
|
Boyd Gaming Corp
|
|
Common Stock
|
|
**
|
|
163
|
|
|||
|
|
|
Bridge Bancorp Inc.
|
|
Common Stock
|
|
**
|
|
1,081
|
|
|||
|
|
|
Bright Horizons Family Solutions
|
|
Common Stock
|
|
**
|
|
1,678
|
|
|||
|
|
|
Brink's Co/The
|
|
Common Stock
|
|
**
|
|
4,334
|
|
(a) (b) Identity of issuer, borrower,
lessor, or similar party
|
|
(c) Description of investment
|
|
(d) Cost
|
|
(e) Current value
|
|||||||
|
|
|
Bruker Corp
|
|
Common Stock
|
|
**
|
|
1,730
|
|
|||
|
|
|
Burlington Stores Inc.
|
|
Common Stock
|
|
**
|
|
3,774
|
|
|||
|
|
|
Bwx Technologies Inc.
|
|
Common Stock
|
|
**
|
|
2,501
|
|
|||
|
|
|
Cable One Inc.
|
|
Common Stock
|
|
**
|
|
4,030
|
|
|||
|
|
|
California Water Service Grp
|
|
Common Stock
|
|
**
|
|
2,122
|
|
|||
|
|
|
Cal-Maine Foods Inc.
|
|
Common Stock
|
|
**
|
|
2,575
|
|
|||
|
|
|
Capitol Federal Financial Inc.
|
|
Common Stock
|
|
**
|
|
1,553
|
|
|||
|
|
|
Cara Therapeutics Inc.
|
|
Common Stock
|
|
**
|
|
144
|
|
|||
|
|
|
Cargurus Inc.
|
|
Common Stock
|
|
**
|
|
1,140
|
|
|||
|
|
|
Catalent Inc.
|
|
Common Stock
|
|
**
|
|
2,114
|
|
|||
|
|
|
CBOE Global Markets Inc.
|
|
Common Stock
|
|
**
|
|
4,005
|
|
|||
|
|
|
Centene Corp
|
|
Common Stock
|
|
**
|
|
712
|
|
|||
|
|
|
Centennial Resource Development-A
|
|
Common Stock
|
|
**
|
|
1,052
|
|
|||
|
|
|
Centerstate Bank Corp
|
|
Common Stock
|
|
**
|
|
189
|
|
|||
|
|
|
Central Garden And Pet Co-A
|
|
Common Stock
|
|
**
|
|
196
|
|
|||
|
|
|
Ceridian Hcm Holding Inc.
|
|
Common Stock
|
|
**
|
|
704
|
|
|||
|
|
|
Chart Industries Inc.
|
|
Common Stock
|
|
**
|
|
2,992
|
|
|||
|
|
|
Checkr Inc.
|
|
Common Stock
|
|
**
|
|
34
|
|
|||
|
|
|
Checkr, Inc., Series C Convertible
|
|
Preferred Stock
|
|
**
|
|
157
|
|
|||
|
|
|
Chegg Inc.
|
|
Common Stock
|
|
**
|
|
2,008
|
|
|||
|
|
|
Chesapeake Utilities Corp
|
|
Common Stock
|
|
**
|
|
1,862
|
|
|||
|
|
|
Chuy's Holdings Inc.
|
|
Common Stock
|
|
**
|
|
650
|
|
|||
|
|
|
Collier Creek Holdings
|
|
Common Stock
|
|
**
|
|
577
|
|
|||
|
|
|
Colliers International Group
|
|
Common Stock
|
|
**
|
|
716
|
|
|||
|
|
|
Columbia Banking System Inc.
|
|
Common Stock
|
|
**
|
|
1,009
|
|
|||
|
|
|
Computer Modelling Group Ltd
|
|
Common Stock
|
|
**
|
|
429
|
|
|||
|
|
|
Constellium Nv- Class A
|
|
Common Stock
|
|
**
|
|
400
|
|
|||
|
|
|
Convoy Series C Cvt
|
|
Preferred Stock
|
|
**
|
|
350
|
|
|||
|
|
|
Corvus Pharmaceuticals Inc.
|
|
Common Stock
|
|
**
|
|
51
|
|
|||
|
|
|
Coupa Software Inc.
|
|
Common Stock
|
|
**
|
|
2,288
|
|
|||
|
|
|
Cray Inc.
|
|
Common Stock
|
|
**
|
|
1,034
|
|
|||
|
|
|
Crinetics Pharmaceuticals Inc.
|
|
Common Stock
|
|
**
|
|
324
|
|
|||
|
|
|
Cross Country Healthcare Inc.
|
|
Common Stock
|
|
**
|
|
415
|
|
|||
|
|
|
Crossfirst Bankshares Inc.
|
|
Common Stock
|
|
**
|
|
303
|
|
|||
|
|
|
Csw Industrials Inc.
|
|
Common Stock
|
|
**
|
|
991
|
|
|||
|
|
|
Cts Corp
|
|
Common Stock
|
|
**
|
|
1,067
|
|
|||
|
|
|
Cubesmart
|
|
Common Stock
|
|
**
|
|
691
|
|
|||
|
|
|
Cubic Corp
|
|
Common Stock
|
|
**
|
|
2,416
|
|
|||
|
|
|
Cutera Inc.
|
|
Common Stock
|
|
**
|
|
353
|
|
|||
|
|
|
Cyberark Software Ltd/Israel
|
|
Common Stock
|
|
**
|
|
1,196
|
|
|||
|
|
|
Cytomx Therapeutics Inc.
|
|
Common Stock
|
|
**
|
|
380
|
|
|||
|
|
|
Denny's Corp
|
|
Common Stock
|
|
**
|
|
2,462
|
|
|||
|
|
|
Descartes Systems Grp/The
|
|
Common Stock
|
|
**
|
|
2,540
|
|
|||
|
|
|
Diamondback Energy Inc.
|
|
Common Stock
|
|
**
|
|
1,505
|
|
|||
|
|
|
Dril-Quip Inc.
|
|
Common Stock
|
|
**
|
|
535
|
|
|||
|
|
|
Dunkin' Brands Group Inc.
|
|
Common Stock
|
|
**
|
|
2,605
|
|
(a) (b) Identity of issuer, borrower,
lessor, or similar party
|
|
(c) Description of investment
|
|
(d) Cost
|
|
(e) Current value
|
|||||||
|
|
|
Eastgroup Properties Inc.
|
|
Common Stock
|
|
**
|
|
3,508
|
|
|||
|
|
|
Edgewell Personal Care Co
|
|
Common Stock
|
|
**
|
|
253
|
|
|||
|
|
|
Ellie Mae Inc.
|
|
Common Stock
|
|
**
|
|
1,351
|
|
|||
|
|
|
Enanta Pharmaceuticals Inc.
|
|
Common Stock
|
|
**
|
|
148
|
|
|||
|
|
|
Encore Capital Group Inc.
|
|
Common Stock
|
|
**
|
|
1,378
|
|
|||
|
|
|
Entegris Inc.
|
|
Common Stock
|
|
**
|
|
1,936
|
|
|||
|
|
|
Equity Bancshares Inc. - Cl A
|
|
Common Stock
|
|
**
|
|
333
|
|
|||
|
|
|
Equity Commonwealth
|
|
Common Stock
|
|
**
|
|
1,685
|
|
|||
|
|
|
Esco Technologies Inc.
|
|
Common Stock
|
|
**
|
|
2,624
|
|
|||
|
|
|
Essent Group Ltd
|
|
Common Stock
|
|
**
|
|
871
|
|
|||
|
|
|
Euronet Worldwide Inc.
|
|
Common Stock
|
|
**
|
|
3,028
|
|
|||
|
|
|
Eventbrite Inc.-Class A
|
|
Common Stock
|
|
**
|
|
165
|
|
|||
|
|
|
Evo Payments Inc.-Class A
|
|
Common Stock
|
|
**
|
|
268
|
|
|||
|
|
|
Exelixis Inc.
|
|
Common Stock
|
|
**
|
|
198
|
|
|||
|
|
|
Farmers Business Network
|
|
Preferred Stock
|
|
**
|
|
631
|
|
|||
|
|
|
FB Financial Corp
|
|
Common Stock
|
|
**
|
|
1,691
|
|
|||
|
|
|
Federal Signal Corp
|
|
Common Stock
|
|
**
|
|
194
|
|
|||
|
|
|
Fiesta Restaurant Group
|
|
Common Stock
|
|
**
|
|
825
|
|
|||
|
|
|
First Bancshares Inc./Ms
|
|
Common Stock
|
|
**
|
|
554
|
|
|||
|
|
|
First Industrial Realty Trust, Inc.
|
|
Common Stock
|
|
**
|
|
793
|
|
|||
|
|
|
Firstservice Corp
|
|
Common Stock
|
|
**
|
|
2,653
|
|
|||
|
|
|
Five Below
|
|
Common Stock
|
|
**
|
|
1,253
|
|
|||
|
|
|
Five Prime Therapeutics Inc.
|
|
Common Stock
|
|
**
|
|
57
|
|
|||
|
|
|
Five9 Inc.
|
|
Common Stock
|
|
**
|
|
2,678
|
|
|||
|
|
|
Franco-Nevada Corp
|
|
Common Stock
|
|
**
|
|
1,754
|
|
|||
|
|
|
Gardner Denver Holdings Inc.
|
|
Common Stock
|
|
**
|
|
403
|
|
|||
|
|
|
Gcp Applied Technologies
|
|
Common Stock
|
|
**
|
|
1,149
|
|
|||
|
|
|
Genesee & Wyoming Inc.-Cl A
|
|
Common Stock
|
|
**
|
|
553
|
|
|||
|
|
|
Gentherm Inc.
|
|
Common Stock
|
|
**
|
|
1,540
|
|
|||
|
|
|
Gibraltar Industries Inc.
|
|
Common Stock
|
|
**
|
|
1,976
|
|
|||
|
|
|
Global Blood Therapeutics Inc.
|
|
Common Stock
|
|
**
|
|
1,090
|
|
|||
|
|
|
Glycomimetics Inc.
|
|
Common Stock
|
|
**
|
|
158
|
|
|||
|
|
|
Goosehead Insurance Inc. -A
|
|
Common Stock
|
|
**
|
|
480
|
|
|||
|
|
|
Graco Inc.
|
|
Common Stock
|
|
**
|
|
1,542
|
|
|||
|
|
|
Grubhub Inc.
|
|
Common Stock
|
|
**
|
|
688
|
|
|||
|
|
|
Gtt Communications Inc.
|
|
Common Stock
|
|
**
|
|
987
|
|
|||
|
|
|
Guaranty Bancorp
|
|
Common Stock
|
|
**
|
|
831
|
|
|||
|
|
|
Guardant Health Inc.
|
|
Common Stock
|
|
**
|
|
202
|
|
|||
|
|
|
Guidewire Software Inc.
|
|
Common Stock
|
|
**
|
|
192
|
|
|||
|
|
|
Hanger Inc.
|
|
Common Stock
|
|
**
|
|
864
|
|
|||
|
|
|
Hanover Insurance Group Inc.
|
|
Common Stock
|
|
**
|
|
2,663
|
|
|||
|
|
|
Hawaiian Holdings Inc.
|
|
Common Stock
|
|
**
|
|
1,173
|
|
|||
|
|
|
Haynes International Inc.
|
|
Common Stock
|
|
**
|
|
907
|
|
|||
|
|
|
Healthcare Services Group
|
|
Common Stock
|
|
**
|
|
1,080
|
|
|||
|
|
|
Heritage Commerce Corp
|
|
Common Stock
|
|
**
|
|
990
|
|
|||
|
|
|
Heritage Financial Corp
|
|
Common Stock
|
|
**
|
|
1,234
|
|
(a) (b) Identity of issuer, borrower,
lessor, or similar party
|
|
(c) Description of investment
|
|
(d) Cost
|
|
(e) Current value
|
|||||||
|
|
|
Heritage-Crystal Clean Inc.
|
|
Common Stock
|
|
**
|
|
802
|
|
|||
|
|
|
HMS Holdings Corp
|
|
Common Stock
|
|
**
|
|
1,801
|
|
|||
|
|
|
Home Bancshares Inc.
|
|
Common Stock
|
|
**
|
|
2,219
|
|
|||
|
|
|
Hope Bancorp Inc.
|
|
Common Stock
|
|
**
|
|
711
|
|
|||
|
|
|
Huron Consulting Group Inc.
|
|
Common Stock
|
|
**
|
|
736
|
|
|||
|
|
|
Icu Medical Inc.
|
|
Common Stock
|
|
**
|
|
1,502
|
|
|||
|
|
|
Immunogen Inc.
|
|
Common Stock
|
|
**
|
|
52
|
|
|||
|
|
|
Immunomedics Inc.
|
|
Common Stock
|
|
**
|
|
600
|
|
|||
|
|
|
Independent Bank Group Inc.
|
|
Common Stock
|
|
**
|
|
848
|
|
|||
|
|
|
Inphi Corp
|
|
Common Stock
|
|
**
|
|
1,472
|
|
|||
|
|
|
Insmed Inc.
|
|
Common Stock
|
|
**
|
|
971
|
|
|||
|
|
|
Investors Bancorp Inc.
|
|
Common Stock
|
|
**
|
|
1,145
|
|
|||
|
|
|
Jagged Peak Energy Inc.
|
|
Common Stock
|
|
**
|
|
717
|
|
|||
|
|
|
Jand Inc Dba Warby Parker Class A Common
|
|
Common Stock
|
|
**
|
|
256
|
|
|||
|
|
|
Jand Inc Dba Warby Parker Series E Convertible
|
|
Preferred Stock
|
|
**
|
|
316
|
|
|||
|
|
|
JBG Smith Properties
|
|
Common Stock
|
|
**
|
|
607
|
|
|||
|
|
|
John Bean Technologies Corp
|
|
Common Stock
|
|
**
|
|
2,716
|
|
|||
|
|
|
Knight-Swift Transportation
|
|
Common Stock
|
|
**
|
|
240
|
|
|||
|
|
|
Kosmos Energy Ltd
|
|
Common Stock
|
|
**
|
|
129
|
|
|||
|
|
|
Landstar System Inc.
|
|
Common Stock
|
|
**
|
|
1,067
|
|
|||
|
|
|
Lattice Semiconductor Corp
|
|
Common Stock
|
|
**
|
|
2,216
|
|
|||
|
|
|
Lennox International Inc.
|
|
Common Stock
|
|
**
|
|
283
|
|
|||
|
|
|
Littelfuse Inc.
|
|
Common Stock
|
|
**
|
|
598
|
|
|||
|
|
|
Live Oak Bancshares Inc.
|
|
Common Stock
|
|
**
|
|
697
|
|
|||
|
|
|
Loxo Oncology Inc.
|
|
Common Stock
|
|
**
|
|
837
|
|
|||
|
|
|
Luxfer Holdings Plc
|
|
Common Stock
|
|
**
|
|
1,119
|
|
|||
|
|
|
Macom Technology Solutions
|
|
Common Stock
|
|
**
|
|
707
|
|
|||
|
|
|
Macrogenics Inc.
|
|
Common Stock
|
|
**
|
|
114
|
|
|||
|
|
|
Madrigal Pharmaceuticals Inc
|
|
Common Stock
|
|
**
|
|
198
|
|
|||
|
|
|
Magnolia Oil & Gas Corp
|
|
Common Stock
|
|
**
|
|
433
|
|
|||
|
|
|
Marriott Vacations World
|
|
Common Stock
|
|
**
|
|
326
|
|
|||
|
|
|
Martin Marietta Materials
|
|
Common Stock
|
|
**
|
|
243
|
|
|||
|
|
|
Matador Resources Co
|
|
Common Stock
|
|
**
|
|
719
|
|
|||
|
|
|
Matson Inc.
|
|
Common Stock
|
|
**
|
|
1,837
|
|
|||
|
|
|
Meridian Bancorp Inc.
|
|
Common Stock
|
|
**
|
|
1,377
|
|
|||
|
|
|
Michaels Cos Inc./The
|
|
Common Stock
|
|
**
|
|
1,382
|
|
|||
|
|
|
Middlesex Water Co
|
|
Common Stock
|
|
**
|
|
859
|
|
|||
|
|
|
Minerals Technologies Inc.
|
|
Common Stock
|
|
**
|
|
675
|
|
|||
|
|
|
Mks Instruments Inc.
|
|
Common Stock
|
|
**
|
|
688
|
|
|||
|
|
|
Molina Healthcare Inc.
|
|
Common Stock
|
|
**
|
|
4,542
|
|
|||
|
|
|
Momenta Pharmaceuticals Inc.
|
|
Common Stock
|
|
**
|
|
412
|
|
|||
|
|
|
Monolithic Power Systems Inc.
|
|
Common Stock
|
|
**
|
|
628
|
|
|||
|
|
|
Monro Inc.
|
|
Common Stock
|
|
**
|
|
4,142
|
|
|||
|
|
|
Moog Inc.-Class A
|
|
Common Stock
|
|
**
|
|
1,204
|
|
|||
|
|
|
Mueller Water Products Inc.-A
|
|
Common Stock
|
|
**
|
|
1,618
|
|
|||
|
|
|
Myokardia Inc.
|
|
Common Stock
|
|
**
|
|
649
|
|
(a) (b) Identity of issuer, borrower,
lessor, or similar party
|
|
(c) Description of investment
|
|
(d) Cost
|
|
(e) Current value
|
|||||||
|
|
|
National Commerce Corp
|
|
Common Stock
|
|
**
|
|
609
|
|
|||
|
|
|
National Instruments Corp
|
|
Common Stock
|
|
**
|
|
1,926
|
|
|||
|
|
|
National Vision Holdings Inc.
|
|
Common Stock
|
|
**
|
|
876
|
|
|||
|
|
|
Nevro Corp
|
|
Common Stock
|
|
**
|
|
413
|
|
|||
|
|
|
Nextera Energy Partners Lp
|
|
Common Stock
|
|
**
|
|
1,085
|
|
|||
|
|
|
Nomad Foods Ltd
|
|
Common Stock
|
|
**
|
|
73
|
|
|||
|
|
|
Northern Star Resources Ltd
|
|
Common Stock
|
|
**
|
|
1,142
|
|
|||
|
|
|
Novanta Inc.
|
|
Common Stock
|
|
**
|
|
2,792
|
|
|||
|
|
|
Nuvasive Inc.
|
|
Common Stock
|
|
**
|
|
1,224
|
|
|||
|
|
|
Okta Inc.
|
|
Common Stock
|
|
**
|
|
368
|
|
|||
|
|
|
Ollie's Bargain Outlet Holdings
|
|
Common Stock
|
|
**
|
|
2,539
|
|
|||
|
|
|
One Gas Inc.
|
|
Common Stock
|
|
**
|
|
4,574
|
|
|||
|
|
|
Orchard Therapeutics Plc
|
|
Common Stock
|
|
**
|
|
127
|
|
|||
|
|
|
Origin Bancorp Inc.
|
|
Common Stock
|
|
**
|
|
775
|
|
|||
|
|
|
Osisko Gold Royalties Ltd
|
|
Common Stock
|
|
**
|
|
889
|
|
|||
|
|
|
Pacific Premier Bancorp Inc.
|
|
Common Stock
|
|
**
|
|
945
|
|
|||
|
|
|
Pacira Pharmaceuticals Inc.
|
|
Common Stock
|
|
**
|
|
763
|
|
|||
|
|
|
Pager Duty Inc.
|
|
Preferred Stock
|
|
**
|
|
358
|
|
|||
|
|
|
Pagerduty Inc.
|
|
Common Stock
|
|
**
|
|
43
|
|
|||
|
|
|
Papa John's Intl Inc.
|
|
Common Stock
|
|
**
|
|
852
|
|
|||
|
|
|
Paramount Group Inc.
|
|
Common Stock
|
|
**
|
|
1,760
|
|
|||
|
|
|
Paycom Software Inc.
|
|
Common Stock
|
|
**
|
|
805
|
|
|||
|
|
|
PDF Solutions Inc.
|
|
Common Stock
|
|
**
|
|
512
|
|
|||
|
|
|
Pennymac Financial Services
|
|
Common Stock
|
|
**
|
|
764
|
|
|||
|
|
|
Performance Food Group Co
|
|
Common Stock
|
|
**
|
|
1,949
|
|
|||
|
|
|
Pgt Innovations Inc.
|
|
Common Stock
|
|
**
|
|
1,086
|
|
|||
|
|
|
Pinnacle Financial Partners
|
|
Common Stock
|
|
**
|
|
2,044
|
|
|||
|
|
|
PNM Resources Inc.
|
|
Common Stock
|
|
**
|
|
2,877
|
|
|||
|
|
|
Polyone Corporation
|
|
Common Stock
|
|
**
|
|
897
|
|
|||
|
|
|
Post Holdings Inc.
|
|
Common Stock
|
|
**
|
|
3,062
|
|
|||
|
|
|
PRA Group Inc.
|
|
Common Stock
|
|
**
|
|
1,808
|
|
|||
|
|
|
Prestige Consumer Healthcare
|
|
Common Stock
|
|
**
|
|
1,042
|
|
|||
|
|
|
Principia Biopharma Inc.
|
|
Common Stock
|
|
**
|
|
369
|
|
|||
|
|
|
Proofpoint Inc.
|
|
Common Stock
|
|
**
|
|
1,828
|
|
|||
|
|
|
Prosperity Bancshares Inc.
|
|
Common Stock
|
|
**
|
|
1,855
|
|
|||
|
|
|
PS Business Parks Inc./Ca
|
|
Common Stock
|
|
**
|
|
3,664
|
|
|||
|
|
|
PTC Therapeutics Inc.
|
|
Common Stock
|
|
**
|
|
215
|
|
|||
|
|
|
Pure Storage Inc. - Class A
|
|
Common Stock
|
|
**
|
|
502
|
|
|||
|
|
|
Q2 Holdings Inc.
|
|
Common Stock
|
|
**
|
|
373
|
|
|||
|
|
|
Quaker Chemical Corp
|
|
Common Stock
|
|
**
|
|
619
|
|
|||
|
|
|
Quanex Building Products
|
|
Common Stock
|
|
**
|
|
588
|
|
|||
|
|
|
Quidel Corp
|
|
Common Stock
|
|
**
|
|
2,153
|
|
|||
|
|
|
Quotient Technology Inc.
|
|
Common Stock
|
|
**
|
|
540
|
|
|||
|
|
|
Radian Group Inc.
|
|
Common Stock
|
|
**
|
|
1,178
|
|
|||
|
|
|
Radius Health Inc.
|
|
Common Stock
|
|
**
|
|
946
|
|
|||
|
|
|
Reata Pharmaceuticals Inc.-A
|
|
Common Stock
|
|
**
|
|
162
|
|
(a) (b) Identity of issuer, borrower,
lessor, or similar party
|
|
(c) Description of investment
|
|
(d) Cost
|
|
(e) Current value
|
|||||||
|
|
|
Red Robin Gourmet Burgers
|
|
Common Stock
|
|
**
|
|
916
|
|
|||
|
|
|
Redfin Corp
|
|
Common Stock
|
|
**
|
|
641
|
|
|||
|
|
|
Regency Centers Corp
|
|
Common Stock
|
|
**
|
|
1,045
|
|
|||
|
|
|
Rentokil Initial Plc
|
|
Common Stock
|
|
**
|
|
1,494
|
|
|||
|
|
|
Rev Group Inc.
|
|
Common Stock
|
|
**
|
|
316
|
|
|||
|
|
|
Rh
|
|
Common Stock
|
|
**
|
|
1,000
|
|
|||
|
|
|
Safety Insurance Group Inc.
|
|
Common Stock
|
|
**
|
|
1,093
|
|
|||
|
|
|
Sage Therapeutics Inc.
|
|
Common Stock
|
|
**
|
|
2,979
|
|
|||
|
|
|
Sanderson Farms Inc.
|
|
Common Stock
|
|
**
|
|
1,790
|
|
|||
|
|
|
Sarepta Therapeutics Inc.
|
|
Common Stock
|
|
**
|
|
348
|
|
|||
|
|
|
Schneider National Inc.-Cl B
|
|
Common Stock
|
|
**
|
|
809
|
|
|||
|
|
|
Scholar Rock Holding Corp
|
|
Common Stock
|
|
**
|
|
134
|
|
|||
|
|
|
Seacoast Banking Corp/Fl
|
|
Common Stock
|
|
**
|
|
2,273
|
|
|||
|
|
|
Seattle Genetics Inc.
|
|
Common Stock
|
|
**
|
|
615
|
|
|||
|
|
|
Seismic Software Series E Convertible
|
|
Preferred Stock
|
|
**
|
|
304
|
|
|||
|
|
|
Selective Insurance Group
|
|
Common Stock
|
|
**
|
|
3,574
|
|
|||
|
|
|
Service Titan Inc
|
|
Preferred Stock
|
|
**
|
|
21
|
|
|||
|
|
|
Servicetitan, Inc., Series D Convertible
|
|
Preferred Stock
|
|
**
|
|
209
|
|
|||
|
|
|
Seven Generations Energy - A
|
|
Common Stock
|
|
**
|
|
1,349
|
|
|||
|
|
|
Simmons First Natl Corp-Cl A
|
|
Common Stock
|
|
**
|
|
807
|
|
|||
|
|
|
Simply Good Foods Co/The
|
|
Common Stock
|
|
**
|
|
1,792
|
|
|||
|
|
|
Simpson Manufacturing Co Inc.
|
|
Common Stock
|
|
**
|
|
1,202
|
|
|||
|
|
|
Siteone Landscape Supply Inc.
|
|
Common Stock
|
|
**
|
|
2,674
|
|
|||
|
|
|
SJW Group
|
|
Common Stock
|
|
**
|
|
1,711
|
|
|||
|
|
|
Skyline Champion Corp
|
|
Common Stock
|
|
**
|
|
728
|
|
|||
|
|
|
SLM Corp
|
|
Common Stock
|
|
**
|
|
1,104
|
|
|||
|
|
|
South Jersey Industries
|
|
Preferred Stock
|
|
**
|
|
744
|
|
|||
|
|
|
South State Corp
|
|
Common Stock
|
|
**
|
|
1,434
|
|
|||
|
|
|
Southwest Gas Holdings Inc.
|
|
Common Stock
|
|
**
|
|
3,535
|
|
|||
|
|
|
Spark Therapeutics Inc.
|
|
Common Stock
|
|
**
|
|
374
|
|
|||
|
|
|
SS&C Technologies Holdings
|
|
Common Stock
|
|
**
|
|
3,633
|
|
|||
|
|
|
State Auto Financial Corp
|
|
Common Stock
|
|
**
|
|
847
|
|
|||
|
|
|
Steris Plc
|
|
Common Stock
|
|
**
|
|
2,522
|
|
|||
|
|
|
Sterling Bancorp Inc./Mi
|
|
Common Stock
|
|
**
|
|
376
|
|
|||
|
|
|
Stoneco, Ltd., Class A
|
|
Common Stock
|
|
**
|
|
1,557
|
|
|||
|
|
|
Sun Hydraulics Corp
|
|
Common Stock
|
|
**
|
|
652
|
|
|||
|
|
|
SVMK Inc.
|
|
Common Stock
|
|
**
|
|
322
|
|
|||
|
|
|
Tableau Software Inc.-Cl A
|
|
Common Stock
|
|
**
|
|
4,094
|
|
|||
|
|
|
Team Inc.
|
|
Common Stock
|
|
**
|
|
880
|
|
|||
|
|
|
Teledyne Technologies Inc.
|
|
Common Stock
|
|
**
|
|
5,011
|
|
|||
|
|
|
Tempur Sealy International Inc.
|
|
Common Stock
|
|
**
|
|
1,459
|
|
|||
|
|
|
Texas Capital Bancshares Inc.
|
|
Common Stock
|
|
**
|
|
799
|
|
|||
|
|
|
Therapeuticsmd Inc.
|
|
Common Stock
|
|
**
|
|
1,214
|
|
|||
|
|
|
Thermon Group Holdings Inc.
|
|
Common Stock
|
|
**
|
|
1,101
|
|
|||
|
|
|
Toast Inc Cvt
|
|
Preferred Stock
|
|
**
|
|
779
|
|
|||
|
|
|
Toast Inc Pp
|
|
Common Stock
|
|
**
|
|
1
|
|
(a) (b) Identity of issuer, borrower,
lessor, or similar party
|
|
(c) Description of investment
|
|
(d) Cost
|
|
(e) Current value
|
|||||||
|
|
|
Toast Series B Cvt
|
|
Preferred Stock
|
|
**
|
|
11
|
|
|||
|
|
|
Toro Co
|
|
Common Stock
|
|
**
|
|
2,131
|
|
|||
|
|
|
Towne Bank
|
|
Common Stock
|
|
**
|
|
1,212
|
|
|||
|
|
|
Treehouse Foods Inc.
|
|
Common Stock
|
|
**
|
|
2,757
|
|
|||
|
|
|
Tri Pointe Group Inc.
|
|
Common Stock
|
|
**
|
|
1,609
|
|
|||
|
|
|
Tucows Inc.-Class A
|
|
Common Stock
|
|
**
|
|
643
|
|
|||
|
|
|
Tuesday Morning Corp
|
|
Common Stock
|
|
**
|
|
294
|
|
|||
|
|
|
U.S. Physical Therapy Inc.
|
|
Common Stock
|
|
**
|
|
1,599
|
|
|||
|
|
|
Ultragenyx Pharmaceutical Inc.
|
|
Common Stock
|
|
**
|
|
277
|
|
|||
|
|
|
Univest Financial Corp
|
|
Common Stock
|
|
**
|
|
787
|
|
|||
|
|
|
Valmont Industries
|
|
Common Stock
|
|
**
|
|
1,731
|
|
|||
|
|
|
Venture Global Lng, Inc., Series B
|
|
Common Stock
|
|
**
|
|
83
|
|
|||
|
|
|
Venture Global Lng, Inc., Series C
|
|
Common Stock
|
|
**
|
|
1,087
|
|
|||
|
|
|
Visteon Corp
|
|
Common Stock
|
|
**
|
|
947
|
|
|||
|
|
|
Vroom Inc Cvt Ser
|
|
Preferred Stock
|
|
**
|
|
369
|
|
|||
|
|
|
Waste Connections Inc.
|
|
Common Stock
|
|
**
|
|
3,054
|
|
|||
|
|
|
Watsco Inc.
|
|
Common Stock
|
|
**
|
|
333
|
|
|||
|
|
|
Wave Life Sciences Ltd
|
|
Common Stock
|
|
**
|
|
837
|
|
|||
|
|
|
Webster Financial Corp
|
|
Common Stock
|
|
**
|
|
1,362
|
|
|||
|
|
|
Western Alliance Bancorp
|
|
Common Stock
|
|
**
|
|
2,214
|
|
|||
|
|
|
Wingstop Inc.
|
|
Common Stock
|
|
**
|
|
2,442
|
|
|||
|
|
|
Wix.Com Ltd
|
|
Common Stock
|
|
**
|
|
1,293
|
|
|||
|
|
|
Wright Medical Group Nv
|
|
Common Stock
|
|
**
|
|
1,630
|
|
|||
|
|
|
Xencor Inc.
|
|
Common Stock
|
|
**
|
|
1,330
|
|
|||
|
|
|
Zendesk Inc.
|
|
Common Stock
|
|
**
|
|
2,197
|
|
|||
|
|
|
Zynga Inc. - Cl A
|
|
Common Stock
|
|
**
|
|
1,861
|
|
|||
|
|
|
Collective US Govt Stif 5 Bps
|
|
Money Market Security
|
|
**
|
|
1,066
|
|
|||
|
|
|
Grasshopper Bancorp Unsponsored
|
|
Money Market Security
|
|
**
|
|
41
|
|
|||
|
|
|
*T. Rowe Price Treasury Reserve Fund
|
|
Money Market Security
|
|
**
|
|
3,885
|
|
|||
|
|
|
Roofoods Limited (Deliveroo)
|
|
Preferred Stock
|
|
**
|
|
1,116
|
|
|||
|
|
International Equity Portfolio:
|
|
|
|
|
|
|
|||||
|
|
|
AAC Technologies H-Unsponsored Ad
|
|
Common Stock
|
|
**
|
|
2,023
|
|
|||
|
|
|
ABB Ltd-Sponsored Adr
|
|
Common Stock
|
|
**
|
|
2,192
|
|
|||
|
|
|
Adecco Group Ag-Reg-Unsponsored Adr
|
|
Common Stock
|
|
**
|
|
2,507
|
|
|||
|
|
|
Aflac Inc.
|
|
Common Stock
|
|
**
|
|
2,498
|
|
|||
|
|
|
Air Liquide-Unsponsored Adr
|
|
Common Stock
|
|
**
|
|
1,845
|
|
|||
|
|
|
Allianz Se-Sponsored Adr
|
|
Common Stock
|
|
**
|
|
2,481
|
|
|||
|
|
|
Astellas Pharma Inc-Unsponsored Adr
|
|
Common Stock
|
|
**
|
|
1,671
|
|
|||
|
|
|
AXA -Sponsored Adr
|
|
Common Stock
|
|
**
|
|
2,321
|
|
|||
|
|
|
Banco Bilbao Vizcaya-Sponsored Adr
|
|
Common Stock
|
|
**
|
|
2,608
|
|
|||
|
|
|
Bancolombia S.A.-Sponsored Adr
|
|
Common Stock
|
|
**
|
|
1,888
|
|
|||
|
|
|
Basf Se-Sponsored Adr
|
|
Common Stock
|
|
**
|
|
2,560
|
|
|||
|
|
|
BHP Group Ltd-Sponsored Adr
|
|
Common Stock
|
|
**
|
|
2,530
|
|
|||
|
|
|
BNP Paribas-Adr
|
|
Common Stock
|
|
**
|
|
2,303
|
|
|||
|
|
|
British American Tob-Sponsored Adr
|
|
Common Stock
|
|
**
|
|
1,926
|
|
|||
|
|
|
Coca-Cola Hbc Ag-Unsponsored Adr
|
|
Common Stock
|
|
**
|
|
1,609
|
|
(a) (b) Identity of issuer, borrower,
lessor, or similar party
|
|
(c) Description of investment
|
|
(d) Cost
|
|
(e) Current value
|
|||||||
|
|
|
Compass Group Plc-Sponsored Adr
|
|
Common Stock
|
|
**
|
|
2,146
|
|
|||
|
|
|
Continental Ag-Sponsored Adr
|
|
Common Stock
|
|
**
|
|
2,716
|
|
|||
|
|
|
Credicorp Ltd
|
|
Common Stock
|
|
**
|
|
2,328
|
|
|||
|
|
|
CSL Ltd-Sponsored Adr
|
|
Common Stock
|
|
**
|
|
2,089
|
|
|||
|
|
|
Dassault Systemes S-Sponsored Adr
|
|
Common Stock
|
|
**
|
|
1,142
|
|
|||
|
|
|
Diageo Plc-Sponsored Adr
|
|
Common Stock
|
|
**
|
|
2,101
|
|
|||
|
|
|
DNB Asa-Sponsored Adr
|
|
Common Stock
|
|
**
|
|
2,243
|
|
|||
|
|
|
Enbridge Inc.
|
|
Common Stock
|
|
**
|
|
1,882
|
|
|||
|
|
|
Essity Ab - Sponsored Adr
|
|
Common Stock
|
|
**
|
|
2,087
|
|
|||
|
|
|
Fanuc Corp-Unsponsored Adr
|
|
Common Stock
|
|
**
|
|
1,707
|
|
|||
|
|
|
Fresenius Se & Co-Sponsored Adr
|
|
Common Stock
|
|
**
|
|
2,064
|
|
|||
|
|
|
Givaudan-Unsponsored Adr
|
|
Common Stock
|
|
**
|
|
1,903
|
|
|||
|
|
|
Grupo Fin Banorte-Sponsored Adr
|
|
Common Stock
|
|
**
|
|
2,944
|
|
|||
|
|
|
Henkel Kgaa-Sponsored Adr Pfd
|
|
Common Stock
|
|
**
|
|
2,224
|
|
|||
|
|
|
Imperial Oil Ltd
|
|
Common Stock
|
|
**
|
|
1,826
|
|
|||
|
|
|
JGC Corp-Unsponsored Adr
|
|
Common Stock
|
|
**
|
|
1,938
|
|
|||
|
|
|
Komatsu Ltd -Sponsored Adr
|
|
Common Stock
|
|
**
|
|
2,327
|
|
|||
|
|
|
Kubota Corp-Sponsored Adr
|
|
Common Stock
|
|
**
|
|
1,547
|
|
|||
|
|
|
L'oreal-Unsponsored Adr
|
|
Common Stock
|
|
**
|
|
1,531
|
|
|||
|
|
|
Macquarie Group Ltd-Adr
|
|
Common Stock
|
|
**
|
|
2,174
|
|
|||
|
|
|
Mettler-Toledo International
|
|
Common Stock
|
|
**
|
|
2,106
|
|
|||
|
|
|
MTN Group Ltd-Sponsored Adr
|
|
Common Stock
|
|
**
|
|
1,424
|
|
|||
|
|
|
Muenchener Rueck-Unsponsored Adr
|
|
Common Stock
|
|
**
|
|
2,177
|
|
|||
|
|
|
Nestle Sa-Sponsored Adr
|
|
Common Stock
|
|
**
|
|
1,957
|
|
|||
|
|
|
Nitto Denko Corp-Unsponsored Adr
|
|
Common Stock
|
|
**
|
|
1,966
|
|
|||
|
|
|
Novartis Ag-Sponsored Adr
|
|
Common Stock
|
|
**
|
|
1,523
|
|
|||
|
|
|
Novo-Nordisk A/S-Sponsored Adr
|
|
Common Stock
|
|
**
|
|
2,225
|
|
|||
|
|
|
Orix - Sponsored Adr
|
|
Common Stock
|
|
**
|
|
2,094
|
|
|||
|
|
|
Pandora A/S-Sponsored Adr
|
|
Common Stock
|
|
**
|
|
942
|
|
|||
|
|
|
Prudential Plc-Adr
|
|
Common Stock
|
|
**
|
|
2,555
|
|
|||
|
|
|
Reckitt Benckiser-Sponsored Adr
|
|
Common Stock
|
|
**
|
|
2,105
|
|
|||
|
|
|
Roche Holdings Ltd-Sponsored Adr
|
|
Common Stock
|
|
**
|
|
2,221
|
|
|||
|
|
|
Royal Dutch Shell-Sponsored Adr-B
|
|
Common Stock
|
|
**
|
|
2,228
|
|
|||
|
|
|
Ryanair Holdings Plc-Sponsored Adr
|
|
Common Stock
|
|
**
|
|
2,274
|
|
|||
|
|
|
Sandvik Ab-Sponsored Adr
|
|
Common Stock
|
|
**
|
|
2,350
|
|
|||
|
|
|
SAP Se-Sponsored Adr
|
|
Common Stock
|
|
**
|
|
1,957
|
|
|||
|
|
|
Siemens Ag-Sponsored Adr
|
|
Common Stock
|
|
**
|
|
1,499
|
|
|||
|
|
|
Singapore Telecommunication-Adr
|
|
Common Stock
|
|
**
|
|
1,645
|
|
|||
|
|
|
Sysmex Corp-Unsponsored Adr
|
|
Common Stock
|
|
**
|
|
1,516
|
|
|||
|
|
|
Taiwan Semiconductor-Sponsored Adr
|
|
Common Stock
|
|
**
|
|
2,258
|
|
|||
|
|
|
Tokyo Electron Ltd-Unsponsored Adr
|
|
Common Stock
|
|
**
|
|
2,534
|
|
|||
|
|
|
Total Sa-Sponsored Adr
|
|
Common Stock
|
|
**
|
|
2,282
|
|
|||
|
|
|
Turkiye Garanti Bankasi-Adr
|
|
Common Stock
|
|
**
|
|
2,848
|
|
|||
|
|
|
Volkswagen A G-Unsponsored Adr
|
|
Common Stock
|
|
**
|
|
2,951
|
|
|||
|
|
|
Walmart De Mexico-Sponsored Adr V
|
|
Common Stock
|
|
**
|
|
2,173
|
|
|||
|
|
|
Woodside Petroleum-Sponsored Adr
|
|
Common Stock
|
|
**
|
|
1,883
|
|
(a) (b) Identity of issuer, borrower,
lessor, or similar party
|
|
(c) Description of investment
|
|
(d) Cost
|
|
(e) Current value
|
|||||||
|
|
|
WPP Plc-Sponsored Adr
|
|
Common Stock
|
|
**
|
|
2,067
|
|
|||
|
|
|
Federated Government Obligations Fund
|
|
Money Market Security
|
|
**
|
|
4,569
|
|
|||
|
|
Large Cap Growth Portfolio:
|
|
|
|
|
|
|
|||||
|
|
|
Activision Blizzard Inc.
|
|
Common Stock
|
|
**
|
|
10,988
|
|
|||
|
|
|
Adobe Inc.
|
|
Common Stock
|
|
**
|
|
14,854
|
|
|||
|
|
|
Alexion Pharmaceuticals Inc.
|
|
Common Stock
|
|
**
|
|
12,826
|
|
|||
|
|
|
Alibaba Group Holding
|
|
Common Stock
|
|
**
|
|
18,419
|
|
|||
|
|
|
Align Technology Inc.
|
|
Common Stock
|
|
**
|
|
8,829
|
|
|||
|
|
|
Amazon.com Inc.
|
|
Common Stock
|
|
**
|
|
18,675
|
|
|||
|
|
|
Applied Materials Inc.
|
|
Common Stock
|
|
**
|
|
12,618
|
|
|||
|
|
|
Booking Holdings Inc.
|
|
Common Stock
|
|
**
|
|
13,974
|
|
|||
|
|
|
Bristol-Myers Squibb Co
|
|
Common Stock
|
|
**
|
|
13,224
|
|
|||
|
|
|
Canada Goose Holdings Inc.
|
|
Common Stock
|
|
**
|
|
6,533
|
|
|||
|
|
|
Cognex Corp
|
|
Common Stock
|
|
**
|
|
10,561
|
|
|||
|
|
|
Ctrip.com International-Adr
|
|
Common Stock
|
|
**
|
|
10,904
|
|
|||
|
|
|
Edwards Lifesciences Corp
|
|
Common Stock
|
|
**
|
|
10,400
|
|
|||
|
|
|
Exact Sciences Corp
|
|
Common Stock
|
|
**
|
|
8,234
|
|
|||
|
|
|
Facebook Inc.-Class A
|
|
Common Stock
|
|
**
|
|
19,032
|
|
|||
|
|
|
Idexx Laboratories Inc.
|
|
Common Stock
|
|
**
|
|
12,314
|
|
|||
|
|
|
Illumina Inc.
|
|
Common Stock
|
|
**
|
|
17,046
|
|
|||
|
|
|
Mercadolibre Inc.
|
|
Common Stock
|
|
**
|
|
9,409
|
|
|||
|
|
|
MSCI Inc.
|
|
Common Stock
|
|
**
|
|
9,108
|
|
|||
|
|
|
New Oriental Education-Sponsored
|
|
Common Stock
|
|
**
|
|
13,358
|
|
|||
|
|
|
Nike Inc. -Cl B
|
|
Common Stock
|
|
**
|
|
15,673
|
|
|||
|
|
|
Nvidia Corp
|
|
Common Stock
|
|
**
|
|
13,341
|
|
|||
|
|
|
Paypal Holdings Inc.
|
|
Common Stock
|
|
**
|
|
14,386
|
|
|||
|
|
|
Pioneer Natural Resources Co
|
|
Common Stock
|
|
**
|
|
7,434
|
|
|||
|
|
|
Salesforce.com Inc.
|
|
Common Stock
|
|
**
|
|
17,785
|
|
|||
|
|
|
Schwab (Charles) Corp
|
|
Common Stock
|
|
**
|
|
15,433
|
|
|||
|
|
|
Servicenow Inc.
|
|
Common Stock
|
|
**
|
|
16,802
|
|
|||
|
|
|
Splunk Inc.
|
|
Common Stock
|
|
**
|
|
14,677
|
|
|||
|
|
|
Square Inc. - A
|
|
Common Stock
|
|
**
|
|
10,729
|
|
|||
|
|
|
Tjx Companies Inc.
|
|
Common Stock
|
|
**
|
|
9,039
|
|
|||
|
|
|
UnitedHealth Group Inc.
|
|
Common Stock
|
|
**
|
|
12,478
|
|
|||
|
|
|
Vertex Pharmaceuticals Inc.
|
|
Common Stock
|
|
**
|
|
15,443
|
|
|||
|
|
|
Visa Inc-Class A Shares
|
|
Common Stock
|
|
**
|
|
13,242
|
|
|||
|
|
|
Dreyfus Treasury & Agency Cash Mgnt # 521
|
|
Money Market Security
|
|
**
|
|
3,058
|
|
|||
|
|
Total separately managed accounts
|
|
|
|
2,117,458
|
|
||||||
Fully Benefit-Responsive Contracts:
|
|
|
|
|
|
|
|||||||
|
|
Capital Preservation Portfolio:
|
|
|
|
|
|
|
|||||
|
|
|
* T. Rowe Price Reserve Inv Fund
|
|
Mutual and Trust Fund
|
|
**
|
|
97,083
|
|
|||
|
|
|
* T. Rowe Price Short Term Common:
|
|
|
|
|
|
|
||||
|
|
|
American General Life
|
|
Mutual and Trust Fund
|
|
**
|
|
57,950
|
|
|||
|
|
|
Mass Mutual SIC
|
|
Mutual and Trust Fund
|
|
**
|
|
42,055
|
|
|||
|
|
|
Prudential Building Block Trust
|
|
Mutual and Trust Fund
|
|
**
|
|
58,318
|
|
|||
|
|
|
State Street Building Block Trust
|
|
Mutual and Trust Fund
|
|
**
|
|
47,566
|
|
(a) (b) Identity of issuer, borrower,
lessor, or similar party
|
|
(c) Description of investment
|
|
(d) Cost
|
|
(e) Current value
|
|||||||
|
|
|
Pacific Life Building Block Trust
|
|
Mutual and Trust Fund
|
|
**
|
|
57,262
|
|
|||
|
|
|
RBC Building Block Trust
|
|
Mutual and Trust Fund
|
|
**
|
|
66,898
|
|
|||
|
|
|
NY Life Bldg Block Trust
|
|
Mutual and Trust Fund
|
|
**
|
|
41,713
|
|
|||
|
|
|
Transamerica Building Block Trust
|
|
Mutual and Trust Fund
|
|
**
|
|
61,781
|
|
|||
|
|
|
Metropolitan Life
|
|
Mutual and Trust Fund
|
|
**
|
|
62,614
|
|
|||
|
|
|
* T. Rowe Price Int Term Common:
|
|
|
|
|
|
|
||||
|
|
|
Mass Mutual SIC
|
|
Mutual and Trust Fund
|
|
**
|
|
51,419
|
|
|||
|
|
|
Prudential Building Block Trust
|
|
Mutual and Trust Fund
|
|
**
|
|
71,211
|
|
|||
|
|
|
State Street Building Block Trust
|
|
Mutual and Trust Fund
|
|
**
|
|
80,830
|
|
|||
|
|
|
Pacific Life Building Block Trust
|
|
Mutual and Trust Fund
|
|
**
|
|
69,920
|
|
|||
|
|
|
American General Life
|
|
Mutual and Trust Fund
|
|
**
|
|
49,881
|
|
|||
|
|
|
RBC Building Block Trust
|
|
Mutual and Trust Fund
|
|
**
|
|
57,582
|
|
|||
|
|
|
NY Life Bldg Block Trust
|
|
Mutual and Trust Fund
|
|
**
|
|
50,913
|
|
|||
|
|
|
Transamerica Building Block Trust
|
|
Mutual and Trust Fund
|
|
**
|
|
53,180
|
|
|||
|
|
|
Metropolitan Life
|
|
Mutual and Trust Fund
|
|
**
|
|
106,530
|
|
|||
|
|
|
* T. Rowe Price Managed Bond:
|
|
|
|
|
|
|
||||
|
|
|
Mass Mutual SIC
|
|
Mutual and Trust Fund
|
|
**
|
|
9,280
|
|
|||
|
|
|
Prudential Building Block Trust
|
|
Mutual and Trust Fund
|
|
**
|
|
12,843
|
|
|||
|
|
|
State Street Building Block Trust
|
|
Mutual and Trust Fund
|
|
**
|
|
15,904
|
|
|||
|
|
|
Pacific Life Building Block Trust
|
|
Mutual and Trust Fund
|
|
**
|
|
12,615
|
|
|||
|
|
|
American General Life
|
|
Mutual and Trust Fund
|
|
**
|
|
8,138
|
|
|||
|
|
|
RBC Building Block Trust
|
|
Mutual and Trust Fund
|
|
**
|
|
9,394
|
|
|||
|
|
|
NY Life Bldg Block Trust
|
|
Mutual and Trust Fund
|
|
**
|
|
9,180
|
|
|||
|
|
|
Transamerica Building Block Trust
|
|
Mutual and Trust Fund
|
|
**
|
|
8,683
|
|
|||
|
|
|
Metropolitan Life
|
|
Mutual and Trust Fund
|
|
**
|
|
20,915
|
|
|||
|
|
Total Fully Benefit-Responsive Contracts
|
|
|
|
1,291,658
|
|
||||||
|
* Costco Wholesale Corporation
|
|
Common stock
|
|
**
|
|
5,964,993
|
|
|||||
Total investments
|
|
|
|
14,573,593
|
|
||||||||
|
|
|
|
|
|
|
|
|
|||||
* Participant loans
|
|
Interest rates of 4.25% to 11.50% maturing through 2033
|
|
__
|
|
514,935
|
|
||||||
Total
|
|
|
|
$
|
15,088,528
|
|
|||||||
_________________________
|
|
|
|
|
|
|
|
|
|||||
* Indicates a party-in-interest
|
|
|
|
|
|
|
|
|
|||||
** Information is not required as investments are participant directed
|
|
|
|
|
|
|
|
|
|
|
|
C
OSTCO
401(k) R
ETIREMENT
P
LAN
|
|
|
|
|
June 21, 2019
|
|
By:
|
/s/ P
ATRICK
J. C
ALLANS
|
Date
|
|
|
Patrick J. Callans
Executive Vice President
Costco Wholesale Corporation
|
1 Year Costco Wholesale Chart |
1 Month Costco Wholesale Chart |
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