Capital for Colleagues Plc Shareholding in the Company

 
TIDMCFCP 
 
Capital for Colleagues plc / EPIC: CFCP / Market: Aquis / Sector: Financials 
 
10 November 2023 
 
CAPITAL FOR COLLEAGUES PLC 
 
(`Capital for Colleagues', `C4C' or the `Company') 
 
SHAREHOLDING IN THE COMPANY 
 
Capital for Colleagues, the investment vehicle focused on opportunities in the 
Employee Owned Business (`EOB') sector, has received a TR-1 Form, which is 
reproduced without amendment below. 
 
TR-1: Standard form for notification of major holdings 
 
NOTIFICATION OF 
MAJOR HOLDINGS 
(to 
be sent to the 
relevant issuer 
and 
to the FCA in 
Microsoft Word 
format 
if possible) i 
 
1a. Identity of                  Capital for Colleagues 
the issuer or the                Plc 
underlying issuer 
of existing 
shares 
to which voting 
rights are 
attached 
ii: 
1b. Please 
indicate if the 
issuer is 
a non-UK issuer 
(please mark with 
an 
"X" if 
appropriate) 
Non-UK issuer 
2. Reason for the 
notification 
(please mark the 
appropriate box 
or 
boxes with an 
"X") 
An acquisition or                                            X 
disposal of 
voting 
rights 
An acquisition or 
disposal of 
financial 
instruments 
An event changing 
the breakdown of 
voting rights 
Other (please 
specify) iii: 
3. Details of 
person subject to 
the 
notification 
obligation iv 
Name                             Castlefield Investment 
                                 Partners LLP 
City and country                 Manchester, United 
of registered                    Kingdom 
office (if 
applicable) 
4. Full name of 
shareholder(s) 
(if 
different from 
3.) 
Name 
City and country 
of registered 
office (if 
applicable) 
5. Date on which                 09/11/2023 
the threshold was 
crossed or 
reached vi: 
6. Date on which                 10/11/2023 
issuer notified 
(DD/MM/YYYY): 
7. Total 
positions of 
person(s) 
subject to the 
notification 
obligation 
                  % of voting  % of voting  Total of both  Total 
                  rights       rights       in % (8.A +    number 
                  attached to  through      8.B)           of 
                  shares       financial                   voting 
                  (total       instruments                 rights 
                  of 8. A)     (total of                   held 
                               8.B 1 + 8.B                 in 
                               2)                          issuer 
                                                           (8.A + 
                                                           8.B) 
                                                           vii 
Resulting         38.96%                                   38.96% 
situation on the 
date on 
which threshold 
was crossed or 
reached 
Position of       41.87% 
previous 
notification 
(if 
 
applicable) 
 
  8. Notified 
  details of the 
  resulting 
  situation on 
  the date on 
  which the 
  threshold was 
  crossed or 
  reached viii 
  A: Voting 
  rights 
  attached to 
  shares 
  Class/type of   Number of                         % of 
  shares          voting                            voting 
                  rights ix                         rights 
  ISIN code (if 
  possible) 
  Direct        Indirect          Direct            Indirect 
 
  (DTR5.1)      (DTR5.2.1)        (DTR5.1)          (DTR5.2.1) 
  Ordinary                               7,204,229 
38.96% 
  shares: 
  GB00BGCZ2V99 
 
  SUBTOTAL 8. A 
 
  B 1: Financial 
  Instruments 
  according to 
  DTR5.3.1R (1) 
  (a) 
  Type of         Expiration  Exercise/     Number of 
% of 
  financial       date x      Conversion    voting 
voting 
  instrument                  Period xi     rights 
rights 
                                            that may 
                                            be 
                                            acquired 
                                            if the 
                                            instrument 
                                            is 
 
                                            exercised/c 
                                            onverted. 
 
                              SUBTOTAL 
                              8. B 1 
 
  B 2: Financial 
  Instruments 
  with similar 
  economic 
  effect 
  according to 
  DTR5.3.1R (1) 
  (b) 
  Type of     Expiration      Exercise/   Physical      Number of voting rights 
% of 
  financial   date x          Conversion  or cash 
voting 
  instrument                  Period xi 
rights 
                                          Settlement 
                                          xii 
 
                                          SUBTOTAL 
                                          8.B.2 
 
9. Information 
in relation to 
the person 
subject to the 
notification 
obligation 
(please mark 
the 
 
applicable box 
with an "X") 
Person subject 
to the 
notification 
obligation is 
not controlled 
by any natural 
person or 
legal entity 
and does not 
control any 
other 
undertaking(s) 
holding 
directly or 
indirectly an 
interest in 
the 
(underlying) 
issuer xiii 
Full chain of 
X 
controlled 
undertakings 
through which 
the voting 
rights and/or 
the 
financial 
instruments 
are 
effectively 
held starting 
with the 
ultimate 
controlling 
natural person 
or legal 
entity (please 
add additional 
rows as 
necessary) xiv 
Name xv         % of              % of voting                     Total of both 
if it 
                voting            rights                          equals or is 
higher 
                rights if         through                         than the 
notifiable 
                it equals         financial                       threshold 
                or is             instruments 
                higher            if it 
                than the          equals or 
                notifiable        is higher 
                threshold         than the 
                                  notifiable 
                                  threshold 
Castlefield     5.62% 
Sustainable 
Portfolio 
Growth Fund 
Castlefield     1.32% 
Sustainable 
Portfolio 
Income Fund 
Castlefield     32.02% 
Investment 
Partners LLP1 
Combined:       38.96% 
 
1. CIP does 
not exercise 
direct 
ownership of 
these shares. 
This amount is 
reflective of 
the aggregated 
position of 
CIP's clients, 
whose assets 
are managed by 
CIP on a 
discretionary 
basis, none of 
whom 
individually 
own over 3% of 
the company's 
voting rights. 
10. In case of 
proxy voting, 
please 
identify: 
Name of the 
proxy holder 
The number and 
% of voting 
rights held 
The date until 
which the 
voting rights 
will be held 
 
11. Additional 
information 
xvi 
 
+-------------------+--------------------------+ 
|Place of completion|Manchester, United Kingdom| 
+-------------------+--------------------------+ 
|Date of completion |10/11/2023                | 
+-------------------+--------------------------+ 
 
**ENDS** 
 
For further information, please visit www.capitalforcolleagues.com or contact: 
 
CAPITAL FOR COLLEAGUES PLC        01985 201 980 
 
Richard Bailey, Chairman 
 
Alistair Currie, Chief Executive 
 
John Lewis, Finance Director 
PETERHOUSE CAPITAL LIMITED        020 7469 0930 
 
Mark Anwyl 
 
Capital for Colleagues plc 
 
Capital for Colleagues is an investment company focused on the UK EOB sector. 
The Company has a proven management team, with a wide network of contacts and 
affiliates, as well as established access to investment opportunities, enabling 
the Company to execute its strategy and capitalise on EOB-focused investment 
opportunities. In addition, the Company educates and assists companies that are 
looking to launch employee ownership schemes, advising them, amongst other 
things, on how to secure investment and achieve their objectives. 
 
Market Abuse Regulation (MAR) Disclosure 
 
This announcement contains inside information for the purposes of Article 7 of 
the Market Abuse Regulation EU 596/2014 as it forms part of retained EU law (as 
defined in the European Union (Withdrawal) Act 2018). 
 
 
This information was brought to you by Cision http://news.cision.com 
https://news.cision.com/capital-for-colleagues-plc/r/shareholding-in-the-company,c3873544 
 
 
END 
 
 

(END) Dow Jones Newswires

November 10, 2023 06:42 ET (11:42 GMT)