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Name | Symbol | Market | Type |
---|---|---|---|
Ellsworth Growth and Income Fund Ltd | AMEX:ECF-A | AMEX | Preference Share |
Price Change | % Change | Price | High Price | Low Price | Open Price | Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
0.00 | 0.00% | 21.90 | 21.90 | 21.90 | 21.90 | 110 | 01:00:00 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-04656
Ellsworth Growth and Income Fund Ltd.
(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
(Address of principal executive offices) (Zip code)
James A. Dinsmore
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-800-422-3554
Date of fiscal year end: September 30
Date of reporting period: July 1, 2022 – June 30, 2023
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2022 TO JUNE 30, 2023
ProxyEdge | Report Date: 07/01/2023 |
Meeting Date Range: 07/01/2022 - 06/30/2023 | 1 |
Ellsworth Growth and Income Fund Ltd. |
Investment Company Report
KALEYRA, INC. | ||||||||||||||
Security | 483379103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | KLR | Meeting Date | 22-Nov-2022 | |||||||||||
ISIN | US4833791035 | Agenda | 935726755 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | Dario Calogero | For | For | |||||||||||
2 | Dr. Avi S. Katz | For | For | |||||||||||
2. | An advisory vote regarding the approval of compensation paid to our named executive officers. | Management | For | For | ||||||||||
3. | Ratification of independent registered public accounting firm. | Management | For | For | ||||||||||
MICROSOFT CORPORATION | ||||||||||||||
Security | 594918104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MSFT | Meeting Date | 13-Dec-2022 | |||||||||||
ISIN | US5949181045 | Agenda | 935722567 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
1a. | Election of Director: Reid G. Hoffman | Management | For | For | ||||||||||
1b. | Election of Director: Hugh F. Johnston | Management | For | For | ||||||||||
1c. | Election of Director: Teri L. List | Management | For | For | ||||||||||
1d. | Election of Director: Satya Nadella | Management | For | For | ||||||||||
1e. | Election of Director: Sandra E. Peterson | Management | For | For | ||||||||||
1f. | Election of Director: Penny S. Pritzker | Management | For | For | ||||||||||
1g. | Election of Director: Carlos A. Rodriguez | Management | For | For | ||||||||||
1h. | Election of Director: Charles W. Scharf | Management | For | For | ||||||||||
1i. | Election of Director: John W. Stanton | Management | For | For | ||||||||||
1j. | Election of Director: John W. Thompson | Management | For | For | ||||||||||
1k. | Election of Director: Emma N. Walmsley | Management | For | For | ||||||||||
1l. | Election of Director: Padmasree Warrior | Management | For | For | ||||||||||
2. | Advisory vote to approve named executive officer compensation | Management | For | For | ||||||||||
3. | Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2023 | Management | For | For | ||||||||||
4. | Shareholder Proposal - Cost/Benefit Analysis of Diversity and Inclusion | Shareholder | Abstain | Against | ||||||||||
5. | Shareholder Proposal - Report on Hiring of Persons with Arrest or Incarceration Records | Shareholder | Abstain | Against | ||||||||||
6. | Shareholder Proposal - Report on Investment of Retirement Funds in Companies Contributing to Climate Change | Shareholder | Abstain | Against | ||||||||||
7. | Shareholder Proposal - Report on Government Use of Microsoft Technology | Shareholder | Abstain | Against | ||||||||||
8. | Shareholder Proposal - Report on Development of Products for Military | Shareholder | Abstain | Against | ||||||||||
9. | Shareholder Proposal - Report on Tax Transparency | Shareholder | Abstain | Against | ||||||||||
KALEYRA, INC. | ||||||||||||||
Security | 483379103 | Meeting Type | Special | |||||||||||
Ticker Symbol | KLR | Meeting Date | 14-Feb-2023 | |||||||||||
ISIN | US4833791035 | Agenda | 935758017 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
1. | To approve an amendment of the Company's certificate of incorporation to effect, at the discretion of the Board of Directors, a reverse stock split. | Management | For | For | ||||||||||
2. | To approve adjournment of the Special Meeting, if necessary, to solicit additional proxies. | Management | For | For | ||||||||||
BROADCOM INC | ||||||||||||||
Security | 11135F101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AVGO | Meeting Date | 03-Apr-2023 | |||||||||||
ISIN | US11135F1012 | Agenda | 935766189 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
1a. | Election of Director: Diane M. Bryant | Management | For | For | ||||||||||
1b. | Election of Director: Gayla J. Delly | Management | For | For | ||||||||||
1c. | Election of Director: Raul J. Fernandez | Management | For | For | ||||||||||
1d. | Election of Director: Eddy W. Hartenstein | Management | For | For | ||||||||||
1e. | Election of Director: Check Kian Low | Management | For | For | ||||||||||
1f. | Election of Director: Justine F. Page | Management | For | For | ||||||||||
1g. | Election of Director: Henry Samueli | Management | For | For | ||||||||||
1h. | Election of Director: Hock E. Tan | Management | For | For | ||||||||||
1i. | Election of Director: Harry L. You | Management | For | For | ||||||||||
2. | Ratification of the appointment of Pricewaterhouse Coopers LLP as the independent registered public accounting firm of Broadcom for the fiscal year ending October 29, 2023. | Management | For | For | ||||||||||
3. | Approve an amendment and restatement of the 2012 Stock Incentive Plan. | Management | Against | Against | ||||||||||
4. | Advisory vote to approve the named executive officer compensation. | Management | For | For | ||||||||||
5. | Advisory vote on the frequency of the advisory vote on named executive officer compensation. | Management | 1 Year | For | ||||||||||
THE WALT DISNEY COMPANY | ||||||||||||||
Security | 254687106 | Meeting Type | Annual | |||||||||||
Ticker Symbol | DIS | Meeting Date | 03-Apr-2023 | |||||||||||
ISIN | US2546871060 | Agenda | 935766595 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
1a. | Election of Director: Mary T. Barra | Management | For | For | ||||||||||
1b. | Election of Director: Safra A. Catz | Management | For | For | ||||||||||
1c. | Election of Director: Amy L. Chang | Management | For | For | ||||||||||
1d. | Election of Director: Francis A. deSouza | Management | For | For | ||||||||||
1e. | Election of Director: Carolyn N. Everson | Management | For | For | ||||||||||
1f. | Election of Director: Michael B.G. Froman | Management | For | For | ||||||||||
1g. | Election of Director: Robert A. Iger | Management | For | For | ||||||||||
1h. | Election of Director: Maria Elena Lagomasino | Management | For | For | ||||||||||
1i. | Election of Director: Calvin R. McDonald | Management | For | For | ||||||||||
1j. | Election of Director: Mark G. Parker | Management | For | For | ||||||||||
1k. | Election of Director: Derica W. Rice | Management | For | For | ||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal 2023. | Management | For | For | ||||||||||
3. | Consideration of an advisory vote to approve executive compensation. | Management | For | For | ||||||||||
4. | Consideration of an advisory vote on the frequency of advisory votes on executive compensation. | Management | 1 Year | For | ||||||||||
5. | Shareholder proposal, if properly presented at the meeting, requesting a report on operations related to China. | Shareholder | Abstain | Against | ||||||||||
6. | Shareholder proposal, if properly presented at the meeting, requesting charitable contributions disclosure. | Shareholder | Abstain | Against | ||||||||||
7. | Shareholder proposal, if properly presented at the meeting, requesting a political expenditures report. | Shareholder | Abstain | Against | ||||||||||
PFIZER INC. | ||||||||||||||
Security | 717081103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PFE | Meeting Date | 27-Apr-2023 | |||||||||||
ISIN | US7170811035 | Agenda | 935778451 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
1a. | Election of Director: Ronald E. Blaylock | Management | For | For | ||||||||||
1b. | Election of Director: Albert Bourla | Management | For | For | ||||||||||
1c. | Election of Director: Susan Desmond-Hellmann | Management | For | For | ||||||||||
1d. | Election of Director: Joseph J. Echevarria | Management | For | For | ||||||||||
1e. | Election of Director: Scott Gottlieb | Management | For | For | ||||||||||
1f. | Election of Director: Helen H. Hobbs | Management | For | For | ||||||||||
1g. | Election of Director: Susan Hockfield | Management | For | For | ||||||||||
1h. | Election of Director: Dan R. Littman | Management | For | For | ||||||||||
1i. | Election of Director: Shantanu Narayen | Management | For | For | ||||||||||
1j. | Election of Director: Suzanne Nora Johnson | Management | For | For | ||||||||||
1k. | Election of Director: James Quincey | Management | For | For | ||||||||||
1l. | Election of Director: James C. Smith | Management | For | For | ||||||||||
2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2023 | Management | For | For | ||||||||||
3. | 2023 advisory approval of executive compensation | Management | For | For | ||||||||||
4. | Advisory vote on frequency of future advisory votes to approve executive compensation | Management | 1 Year | For | ||||||||||
5. | Shareholder proposal regarding ratification of termination pay | Shareholder | Against | For | ||||||||||
6. | Shareholder proposal regarding independent board chairman policy | Shareholder | Against | For | ||||||||||
7. | Shareholder proposal regarding transfer of intellectual property to potential COVID-19 manufacturers feasibility report | Shareholder | Against | For | ||||||||||
8. | Shareholder proposal regarding impact of extended patent exclusivities on product access report | Shareholder | Against | For | ||||||||||
9. | Shareholder proposal regarding political contributions congruency report | Shareholder | Abstain | Against | ||||||||||
ELI LILLY AND COMPANY | ||||||||||||||
Security | 532457108 | Meeting Type | Annual | |||||||||||
Ticker Symbol | LLY | Meeting Date | 01-May-2023 | |||||||||||
ISIN | US5324571083 | Agenda | 935784769 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
1a. | Election of Director to serve a three-year term: William G. Kaelin, Jr. | Management | For | For | ||||||||||
1b. | Election of Director to serve a three-year term: David A. Ricks | Management | For | For | ||||||||||
1c. | Election of Director to serve a three-year term: Marschall S. Runge | Management | For | For | ||||||||||
1d. | Election of Director to serve a three-year term: Karen Walker | Management | For | For | ||||||||||
2. | Approval, on an advisory basis, of the compensation paid to the company's named executive officers. | Management | For | For | ||||||||||
3. | Advisory vote on frequency of future advisory votes on named executive officer compensation. | Management | 1 Year | For | ||||||||||
4. | Ratification of the appointment of Ernst & Young LLP as the independent auditor for 2023. | Management | For | For | ||||||||||
5. | Approval of amendments to the company's Articles of Incorporation to eliminate the classified board structure. | Management | For | For | ||||||||||
6. | Approval of amendments to the company's Articles of Incorporation to eliminate supermajority voting provisions. | Management | For | For | ||||||||||
7. | Shareholder proposal to publish an annual report disclosing lobbying activities. | Shareholder | Abstain | Against | ||||||||||
8. | Shareholder proposal to eliminate supermajority voting requirements. | Shareholder | Against | For | ||||||||||
9. | Shareholder proposal to establish and report on a process by which the impact of extended patent exclusivities on product access would be considered in deciding whether to apply for secondary and tertiary patents. | Shareholder | Against | For | ||||||||||
10. | Shareholder proposal to report on risks of supporting abortion. | Shareholder | Abstain | Against | ||||||||||
11. | Shareholder proposal to disclose lobbying activities and alignment with public policy positions and statements. | Shareholder | Abstain | Against | ||||||||||
12. | Shareholder proposal to report on effectiveness of the company's diversity, equity, and inclusion efforts. | Shareholder | Abstain | Against | ||||||||||
13. | Shareholder proposal to adopt a policy to require certain third-party organizations to annually report expenditures for political activities before Lilly contributes to an organization. | Shareholder | Abstain | Against | ||||||||||
UNILEVER PLC | ||||||||||||||
Security | 904767704 | Meeting Type | Annual | |||||||||||
Ticker Symbol | UL | Meeting Date | 03-May-2023 | |||||||||||
ISIN | US9047677045 | Agenda | 935793124 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
1. | To receive the Report and Accounts for the year ended 31 December 2022. | Management | For | For | ||||||||||
2. | To approve the Directors' Remuneration Report. | Management | Against | Against | ||||||||||
3. | To re-elect Nils Andersen as a Director. | Management | For | For | ||||||||||
4. | To re-elect Judith Hartmann as a Director. | Management | For | For | ||||||||||
5. | To re-elect Adrian Hennah as a Director. | Management | For | For | ||||||||||
6. | To re-elect Alan Jope as a Director. | Management | For | For | ||||||||||
7. | To re-elect Andrea Jung as a Director. | Management | For | For | ||||||||||
8. | To re-elect Susan Kilsby as a Director. | Management | For | For | ||||||||||
9. | To re-elect Ruby Lu as a Director. | Management | For | For | ||||||||||
10. | To re-elect Strive Masiyiwa as a Director. | Management | For | For | ||||||||||
11. | To re-elect Youngme Moon as a Director. | Management | For | For | ||||||||||
12. | To re-elect Graeme Pitkethly as a Director. | Management | For | For | ||||||||||
13. | To re-elect Feike Sijbesma as a Director. | Management | For | For | ||||||||||
14. | To elect Nelson Peltz as a Director. | Management | For | For | ||||||||||
15. | To elect Hein Schumacher as a Director. | Management | For | For | ||||||||||
16. | To reappoint KPMG LLP as Auditor of the Company. | Management | For | For | ||||||||||
17. | To authorise the Directors to fix the remuneration of the Auditor. | Management | For | For | ||||||||||
18. | To authorise Political Donations and expenditure. | Management | For | For | ||||||||||
19. | To renew the authority to Directors to issue shares. | Management | For | For | ||||||||||
20. | To renew the authority to Directors to disapply pre- emption rights. | Management | Abstain | Against | ||||||||||
21. | To renew the authority to Directors to disapply pre- emption rights for the purposes of acquisitions or capital investments. | Management | For | For | ||||||||||
22. | To renew the authority to the Company to purchase its own shares. | Management | For | For | ||||||||||
23. | To shorten the notice period for General Meetings to 14 clear days' notice. | Management | For | For | ||||||||||
VERIZON COMMUNICATIONS INC. | ||||||||||||||
Security | 92343V104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | VZ | Meeting Date | 11-May-2023 | |||||||||||
ISIN | US92343V1044 | Agenda | 935790700 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
1A. | Election of Director: Shellye Archambeau | Management | For | For | ||||||||||
1B. | Election of Director: Roxanne Austin | Management | For | For | ||||||||||
1C. | Election of Director: Mark Bertolini | Management | For | For | ||||||||||
1D. | Election of Director: Vittorio Colao | Management | For | For | ||||||||||
1E. | Election of Director: Melanie Healey | Management | For | For | ||||||||||
1F. | Election of Director: Laxman Narasimhan | Management | For | For | ||||||||||
1G. | Election of Director: Clarence Otis, Jr. | Management | For | For | ||||||||||
1H. | Election of Director: Daniel Schulman | Management | For | For | ||||||||||
1I. | Election of Director: Rodney Slater | Management | For | For | ||||||||||
1J. | Election of Director: Carol Tomé | Management | For | For | ||||||||||
1K. | Election of Director: Hans Vestberg | Management | For | For | ||||||||||
1L. | Election of Director: Gregory Weaver | Management | For | For | ||||||||||
2. | Advisory vote to approve executive compensation | Management | For | For | ||||||||||
3. | Advisory vote on the frequency of future advisory votes to approve executive compensation | Management | 1 Year | For | ||||||||||
4. | Ratification of appointment of independent registered public accounting firm | Management | For | For | ||||||||||
5. | Government requests to remove content | Shareholder | Abstain | Against | ||||||||||
6. | Prohibit political contributions | Shareholder | Against | For | ||||||||||
7. | Amend clawback policy | Shareholder | Against | For | ||||||||||
8. | Shareholder ratification of annual equity awards | Shareholder | Against | For | ||||||||||
9. | Independent chair | Shareholder | Against | For | ||||||||||
BUNGE LIMITED | ||||||||||||||
Security | G16962105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | BG | Meeting Date | 11-May-2023 | |||||||||||
ISIN | BMG169621056 | Agenda | 935797451 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
1a. | Election of Director: Eliane Aleixo Lustosa de Andrade | Management | For | For | ||||||||||
1b. | Election of Director: Sheila Bair | Management | For | For | ||||||||||
1c. | Election of Director: Carol Browner | Management | For | For | ||||||||||
1d. | Election of Director: Director Withdrawn | Management | For | For | ||||||||||
1e. | Election of Director: Gregory Heckman | Management | For | For | ||||||||||
1f. | Election of Director: Bernardo Hees | Management | For | For | ||||||||||
1g. | Election of Director: Michael Kobori | Management | For | For | ||||||||||
1h. | Election of Director: Monica McGurk | Management | For | For | ||||||||||
1i. | Election of Director: Kenneth Simril | Management | For | For | ||||||||||
1j. | Election of Director: Henry Ward Winship IV | Management | For | For | ||||||||||
1k. | Election of Director: Mark Zenuk | Management | For | For | ||||||||||
2. | The approval of a non-binding advisory vote on the compensation of our named executive officers. | Management | For | For | ||||||||||
3. | The approval of a non-binding advisory vote on the frequency of future shareholder advisory votes on named executive officer compensation. | Management | 1 Year | For | ||||||||||
4. | The appointment of Deloitte & Touche LLP as our independent auditor and authorization of the Audit Committee of the Board to determine the auditor's fees. | Management | For | For | ||||||||||
5. | Shareholder proposal regarding shareholder ratification of termination pay. | Shareholder | Against | For | ||||||||||
CROWN CASTLE INC. | ||||||||||||||
Security | 22822V101 | Meeting Type | Annual | |||||||||||
Ticker Symbol | CCI | Meeting Date | 17-May-2023 | |||||||||||
ISIN | US22822V1017 | Agenda | 935796788 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
1a. | Election of Director: P. Robert Bartolo | Management | For | For | ||||||||||
1b. | Election of Director: Jay A. Brown | Management | For | For | ||||||||||
1c. | Election of Director: Cindy Christy | Management | For | For | ||||||||||
1d. | Election of Director: Ari Q. Fitzgerald | Management | For | For | ||||||||||
1e. | Election of Director: Andrea J. Goldsmith | Management | For | For | ||||||||||
1f. | Election of Director: Tammy K. Jones | Management | For | For | ||||||||||
1g. | Election of Director: Anthony J. Melone | Management | For | For | ||||||||||
1h. | Election of Director: W. Benjamin Moreland | Management | For | For | ||||||||||
1i. | Election of Director: Kevin A. Stephens | Management | For | For | ||||||||||
1j. | Election of Director: Matthew Thornton, III | Management | For | For | ||||||||||
2. | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal year 2023. | Management | For | For | ||||||||||
3. | The non-binding, advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For | ||||||||||
4. | The amendment to the Company's Restated Certificate of Incorporation, as amended, regarding officer exculpation. | Management | For | For | ||||||||||
AT&T INC. | ||||||||||||||
Security | 00206R102 | Meeting Type | Annual | |||||||||||
Ticker Symbol | T | Meeting Date | 18-May-2023 | |||||||||||
ISIN | US00206R1023 | Agenda | 935803937 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
1a. | Election of Director: Scott T. Ford | Management | For | For | ||||||||||
1b. | Election of Director: Glenn H. Hutchins | Management | For | For | ||||||||||
1c. | Election of Director: William E. Kennard | Management | For | For | ||||||||||
1d. | Election of Director: Stephen J. Luczo | Management | For | For | ||||||||||
1e. | Election of Director: Michael B. McCallister | Management | For | For | ||||||||||
1f. | Election of Director: Beth E. Mooney | Management | For | For | ||||||||||
1g. | Election of Director: Matthew K. Rose | Management | For | For | ||||||||||
1h. | Election of Director: John T. Stankey | Management | For | For | ||||||||||
1i. | Election of Director: Cynthia B. Taylor | Management | For | For | ||||||||||
1j. | Election of Director: Luis A. Ubiñas | Management | For | For | ||||||||||
2. | Ratification of the appointment of independent auditors. | Management | For | For | ||||||||||
3. | Advisory approval of executive compensation. | Management | For | For | ||||||||||
4. | Advisory approval of frequency of vote on executive compensation. | Management | 1 Year | For | ||||||||||
5. | Independent board chairman. | Shareholder | Against | For | ||||||||||
6. | Racial equity audit. | Shareholder | Abstain | Against | ||||||||||
MERCK & CO., INC. | ||||||||||||||
Security | 58933Y105 | Meeting Type | Annual | |||||||||||
Ticker Symbol | MRK | Meeting Date | 23-May-2023 | |||||||||||
ISIN | US58933Y1055 | Agenda | 935809080 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
1a. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | ||||||||||
1b. | Election of Director: Mary Ellen Coe | Management | For | For | ||||||||||
1c. | Election of Director: Pamela J. Craig | Management | For | For | ||||||||||
1d. | Election of Director: Robert M. Davis | Management | For | For | ||||||||||
1e. | Election of Director: Thomas H. Glocer | Management | For | For | ||||||||||
1f. | Election of Director: Risa J. Lavizzo-Mourey, M.D. | Management | For | For | ||||||||||
1g. | Election of Director: Stephen L. Mayo, Ph.D. | Management | For | For | ||||||||||
1h. | Election of Director: Paul B. Rothman, M.D. | Management | For | For | ||||||||||
1i. | Election of Director: Patricia F. Russo | Management | For | For | ||||||||||
1j. | Election of Director: Christine E. Seidman, M.D. | Management | For | For | ||||||||||
1k. | Election of Director: Inge G. Thulin | Management | For | For | ||||||||||
1l. | Election of Director: Kathy J. Warden | Management | For | For | ||||||||||
1m. | Election of Director: Peter C. Wendell | Management | For | For | ||||||||||
2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | For | ||||||||||
3. | Non-binding advisory vote to approve the frequency of future votes to approve the compensation of our named executive officers. | Management | 1 Year | For | ||||||||||
4. | Ratification of the appointment of the Company's independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
5. | Shareholder proposal regarding business operations in China. | Shareholder | Abstain | Against | ||||||||||
6. | Shareholder proposal regarding access to COVID-19 products. | Shareholder | Against | For | ||||||||||
7. | Shareholder proposal regarding indirect political spending. | Shareholder | Abstain | Against | ||||||||||
8. | Shareholder proposal regarding patents and access. | Shareholder | Against | For | ||||||||||
9. | Shareholder proposal regarding a congruency report of partnerships with globalist organizations. | Shareholder | Abstain | Against | ||||||||||
10. | Shareholder proposal regarding an independent board chairman. | Shareholder | Against | For | ||||||||||
AMERICAN TOWER CORPORATION | ||||||||||||||
Security | 03027X100 | Meeting Type | Annual | |||||||||||
Ticker Symbol | AMT | Meeting Date | 24-May-2023 | |||||||||||
ISIN | US03027X1000 | Agenda | 935806008 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
1a. | Election of Director: Thomas A. Bartlett | Management | For | For | ||||||||||
1b. | Election of Director: Kelly C. Chambliss | Management | For | For | ||||||||||
1c. | Election of Director: Teresa H. Clarke | Management | For | For | ||||||||||
1d. | Election of Director: Raymond P. Dolan | Management | For | For | ||||||||||
1e. | Election of Director: Kenneth R. Frank | Management | For | For | ||||||||||
1f. | Election of Director: Robert D. Hormats | Management | For | For | ||||||||||
1g. | Election of Director: Grace D. Lieblein | Management | For | For | ||||||||||
1h. | Election of Director: Craig Macnab | Management | For | For | ||||||||||
1i. | Election of Director: JoAnn A. Reed | Management | For | For | ||||||||||
1j. | Election of Director: Pamela D. A. Reeve | Management | For | For | ||||||||||
1k. | Election of Director: Bruce L. Tanner | Management | For | For | ||||||||||
1l. | Election of Director: Samme L. Thompson | Management | For | For | ||||||||||
2. | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2023. | Management | For | For | ||||||||||
3. | To approve, on an advisory basis, the Company's executive compensation. | Management | For | For | ||||||||||
4. | To vote, on an advisory basis, on the frequency with which the Company will hold a stockholder advisory vote on executive compensation. | Management | 1 Year | For | ||||||||||
PAYPAL HOLDINGS, INC. | ||||||||||||||
Security | 70450Y103 | Meeting Type | Annual | |||||||||||
Ticker Symbol | PYPL | Meeting Date | 24-May-2023 | |||||||||||
ISIN | US70450Y1038 | Agenda | 935821036 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
1a. | Election of Director: Rodney C. Adkins | Management | For | For | ||||||||||
1b. | Election of Director: Jonathan Christodoro | Management | For | For | ||||||||||
1c. | Election of Director: John J. Donahoe | Management | For | For | ||||||||||
1d. | Election of Director: David W. Dorman | Management | For | For | ||||||||||
1e. | Election of Director: Belinda J. Johnson | Management | For | For | ||||||||||
1f. | Election of Director: Enrique Lores | Management | For | For | ||||||||||
1g. | Election of Director: Gail J. McGovern | Management | For | For | ||||||||||
1h. | Election of Director: Deborah M. Messemer | Management | For | For | ||||||||||
1i. | Election of Director: David M. Moffett | Management | For | For | ||||||||||
1j. | Election of Director: Ann M. Sarnoff | Management | For | For | ||||||||||
1k. | Election of Director: Daniel H. Schulman | Management | For | For | ||||||||||
1l. | Election of Director: Frank D. Yeary | Management | For | For | ||||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | ||||||||||
3. | Approval of the PayPal Holdings, Inc. 2015 Equity Incentive Award Plan, as Amended and Restated. | Management | For | For | ||||||||||
4. | Ratification of the Appointment of PricewaterhouseCoopers LLP as Our Independent Auditor for 2023. | Management | For | For | ||||||||||
5. | Stockholder Proposal - Provision of Services in Conflict Zones. | Shareholder | Abstain | Against | ||||||||||
6. | Stockholder Proposal - Reproductive Rights and Data Privacy. | Shareholder | Abstain | Against | ||||||||||
7. | Stockholder Proposal - PayPal Transparency Reports. | Shareholder | Abstain | Against | ||||||||||
8. | Stockholder Proposal - Report on Ensuring Respect for Civil Liberties. | Shareholder | Abstain | Against | ||||||||||
9. | Stockholder Proposal - Adopt Majority Vote Standard for Director Elections. | Shareholder | Against | For | ||||||||||
EQUINIX, INC. | ||||||||||||||
Security | 29444U700 | Meeting Type | Annual | |||||||||||
Ticker Symbol | EQIX | Meeting Date | 25-May-2023 | |||||||||||
ISIN | US29444U7000 | Agenda | 935820490 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
1a. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Nanci Caldwell | Management | For | For | ||||||||||
1b. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Adaire Fox-Martin | Management | For | For | ||||||||||
1c. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Ron Guerrier | Management | For | For | ||||||||||
1d. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Gary Hromadko | Management | For | For | ||||||||||
1e. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Charles Meyers | Management | For | For | ||||||||||
1f. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Thomas Olinger | Management | For | For | ||||||||||
1g. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Christopher Paisley | Management | For | For | ||||||||||
1h. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Jeetu Patel | Management | For | For | ||||||||||
1i. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Sandra Rivera | Management | For | For | ||||||||||
1j. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Fidelma Russo | Management | For | For | ||||||||||
1k. | Election of Director to the Board of Directors to serve until the next Annual Meeting or until their successors have been duly elected and qualified: Peter Van Camp | Management | For | For | ||||||||||
2. | Approval, by a non-binding advisory vote, of the compensation of our named executive officers. | Management | For | For | ||||||||||
3. | Approval, by a non-binding advisory vote, of the frequency with which our stockholders will vote on the compensation of our named executive officers | Management | 1 Year | For | ||||||||||
4. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023 | Management | For | For | ||||||||||
5. | A stockholder proposal related to shareholder ratification of termination pay | Shareholder | Against | For | ||||||||||
SBA COMMUNICATIONS CORPORATION | ||||||||||||||
Security | 78410G104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | SBAC | Meeting Date | 25-May-2023 | |||||||||||
ISIN | US78410G1040 | Agenda | 935820515 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
1.1 | Election of Director For a three-year term expiring at the 2026 Annual Meeting: Steven E. Bernstein | Management | For | For | ||||||||||
1.2 | Election of Director For a three-year term expiring at the 2026 Annual Meeting: Laurie Bowen | Management | For | For | ||||||||||
1.3 | Election of Director For a three-year term expiring at the 2026 Annual Meeting: Amy E. Wilson | Management | For | For | ||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as SBA's independent registered public accounting firm for the 2023 fiscal year. | Management | For | For | ||||||||||
3. | Approval, on an advisory basis, of the compensation of SBA's named executive officers. | Management | For | For | ||||||||||
4. | Approval, on an advisory basis, of the frequency of future advisory votes on the compensation of SBA's named executive officers. | Management | 1 Year | For | ||||||||||
T-MOBILE US, INC. | ||||||||||||||
Security | 872590104 | Meeting Type | Annual | |||||||||||
Ticker Symbol | TMUS | Meeting Date | 16-Jun-2023 | |||||||||||
ISIN | US8725901040 | Agenda | 935842206 - Management | |||||||||||
Item | Proposal | Proposed by | Vote | For/Against Management |
||||||||||
1. | DIRECTOR | Management | ||||||||||||
1 | André Almeida | For | For | |||||||||||
2 | Marcelo Claure | For | For | |||||||||||
3 | Srikant M. Datar | For | For | |||||||||||
4 | Srinivasan Gopalan | For | For | |||||||||||
5 | Timotheus Höttges | For | For | |||||||||||
6 | Christian P. Illek | For | For | |||||||||||
7 | Raphael Kübler | For | For | |||||||||||
8 | Thorsten Langheim | For | For | |||||||||||
9 | Dominique Leroy | For | For | |||||||||||
10 | Letitia A. Long | For | For | |||||||||||
11 | G. Michael Sievert | For | For | |||||||||||
12 | Teresa A. Taylor | For | For | |||||||||||
13 | Kelvin R. Westbrook | For | For | |||||||||||
2. | Ratification of the Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2023. | Management | For | For | ||||||||||
3. | Advisory Vote to Approve the Compensation Provided to the Company's Named Executive Officers for 2022. | Management | For | For | ||||||||||
4. | Advisory Vote on the Frequency of Future Advisory Votes to Approve the Compensation Provided to the Company's Named Executive Officers. | Management | 3 Years | For | ||||||||||
5. | Approval of T-Mobile US, Inc. 2023 Incentive Award Plan. | Management | For | For | ||||||||||
6. | Approval of T-Mobile US, Inc. Amended and Restated 2014 Employee Stock Purchase Plan. | Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant | Ellsworth Growth and Income Fund Ltd. |
By (Signature and Title)* | /s/ James A. Dinsmore |
James A. Dinsmore, President and Principal Executive Officer |
Date | August 18, 2023 |
*Print the name and title of each signing officer under his or her signature.
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