SVM UK Emerg Fund Holding(s) in Company

 
TIDMSVM 
 
For filings with the FCA include the annex 
 
For filings with issuer exclude the annex 
 
TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi 
 
1. Identity of the issuer or the underlying issuer                  SVM UK EMERGING FUND PLC ORD 5P 
of existing shares to which voting rights are 
attached: ii 
 
2 Reason for the notification (please tick the appropriate box or boxes): 
 
An acquisition or disposal of voting rights                                                  X 
 
An acquisition or disposal of qualifying financial instruments which may result 
in the acquisition of shares already issued to which voting rights are attached 
 
An acquisition or disposal of instruments with similar economic effect to 
qualifying financial instruments 
 
An event changing the breakdown of voting rights 
 
Other (please 
specify): 
 
3. Full name of person(s) subject to the                              Armstrong Investments Limited 
notification obligation: iii 
 
4. Full name of shareholder(s) 
 (if different from 3.):iv 
 
5. Date of the transaction and date on                                                   14.12.2017 
which the threshold is crossed or 
reached: v 
 
6. Date on which issuer notified:                                                        18.12.2017 
 
7. Threshold(s) that is/are crossed or                                                     Below 4% 
reached: vi, vii 
 
 
 
 
8. Notified details: 
 
A: Voting rights attached to shares viii, ix 
 
Class/type of    Situation previous        Resulting situation after the triggering transaction 
shares           to the triggering 
                 transaction 
if possible 
using            Number       Number       Number      Number of voting      % of  voting rights x 
the ISIN CODE    of           of           of shares   rights 
                 Shares       Voting 
                              Rights       Direct      Direct xi  Indirect   Direct       Indirect 
                                                                  xii 
 
GB0000684174     298,208      298,208      200,000     200,000               3.331% 
 
B: Qualifying Financial Instruments 
 
Resulting situation after the triggering transaction 
 
Type of financial       Expiration Exercise/               Number of voting        % of voting 
instrument              date xiii  Conversion Period xiv   rights that may be      rights 
                                                           acquired if the 
                                                           instrument is 
                                                           exercised/ converted. 
 
C: Financial Instruments with similar economic effect to Qualifying Financial 
Instruments xv, xvi 
 
Resulting situation after the triggering transaction 
 
Type of financial  Exercise   Expiration Exercise/     Number of voting rights  % of voting rights 
instrument         price      date xvii  Conversion    instrument refers to     xix, xx 
                                         period xviii 
 
                                                                                Nominal      Delta 
 
Total (A+B+C) 
 
Number of voting rights                          Percentage of voting rights 
 
200,000                                          3.331% 
 
 
 
 
9. Chain of controlled undertakings through which the voting rights and/or the 
financial instruments are effectively held, if applicable: xxi 
 
Proxy Voting: 
 
10. Name of the proxy holder: 
 
11. Number of voting rights proxy holder will cease 
to hold: 
 
12. Date on which proxy holder will cease to hold 
voting rights: 
 
 
13. Additional information: 
 
14. Contact name: 
 
15. Contact telephone number: 
 
 
 
 
Note: Annex should only be submitted to the FCA not the issuer 
 
Annex: Notification of major interests in sharesxxii 
 
A: Identity of the persons or legal entity subject to the notification 
obligation 
 
Full name                                                        SVM Asset Management Ltd 
(including legal form of legal entities) 
 
Contact address                                       7 Castle Street, Edinburgh, EH2 3AH 
(registered office for legal entities) 
 
Phone number & email                                                        0131 226 6699 
                                                                     [e-mail] 
 
Other useful information                                         Alexander Moffat & Co WS 
(at least legal representative for legal 
persons) 
 
B: Identity of the notifier, if applicable 
 
Full name                                                                    Diane Miller 
 
Contact address                                       7 Castle Street, Edinburgh, EH2 3AH 
 
Phone number & email                                                        0131 718 5618 
                                                                  [e-mail] 
 
Other useful information                                          Co. Sec and Head of Ops 
(e.g. functional relationship with the 
person or legal entity subject to the 
notification obligation) 
 
C: Additional information 
 
Disclosure based on an issued share capital of 6,005,000 ordinary shares 
 
For notes on how to complete form TR-1 please see the FCA website. 
 
 
 
END 
 

(END) Dow Jones Newswires

December 19, 2017 09:19 ET (14:19 GMT)