SQN Asset Finance Income Fund Ltd Holding(s) in Company (9618J)

TIDMSQN

RNS Number : 9618J

SQN Asset Finance Income Fund Ltd

15 September 2016

 
 For filings with the FCA 
  include the annex 
 For filings with issuer exclude 
  the annex 
 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
--------------------------------------------------------------------------------------------------- 
 
 1. Identity of the issuer or                                         SQN Asset Finance Income 
  the underlying issuer                                                      Fund Limited 
  of existing shares to which 
  voting rights are 
  attached: (ii) 
---------------------------------------------------------------  ---------------------------------- 
 2 Reason for the notification (please tick the appropriate 
  box or boxes): 
--------------------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                       X 
------------------------------------------------------------------  ------------------------------- 
 An acquisition or disposal of qualifying financial 
  instruments which may result in the acquisition 
  of shares already issued to which voting rights 
  are attached 
------------------------------------------------------------------  ------------------------------- 
 An acquisition or disposal of instruments with 
  similar economic effect to qualifying financial 
  instruments 
------------------------------------------------------------------  ------------------------------- 
 An event changing the breakdown of voting rights 
------------------------------------------------------------------  ------------------------------- 
 Other (please 
  specify): 
---------------------------------------------------------  -------  ------------------------------- 
 3. Full name of person(s) 
  subject to the                                                   Investec Wealth & Investment 
  notification obligation:                                                    Limited 
  (iii) 
-----------------------------------------------------------  -------------------------------------- 
 4. Full name of shareholder(s) 
  (if different from 3.):(iv) 
                                                                                N/A 
-----------------------------------------------------------  -------------------------------------- 
 5. Date of the transaction                                           14(th) September 2016 
  and date on 
  which the threshold is 
  crossed or 
  reached: (v) 
-----------------------------------------------------------  -------------------------------------- 
 6. Date on which issuer                                              15(th) September 2016 
  notified: 
-----------------------------------------------------------  -------------------------------------- 
 7. Threshold(s) that is/are                                             From 12% to 11% 
  crossed or 
  reached: (vi, vii) 
-----------------------------------------------------------  -------------------------------------- 
 
 
 
 8. Notified details: 
---------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
---------------------------------------------------------------------------------------------------------------------- 
 Class/type     Situation previous                Resulting situation after the 
  of             to the triggering                 triggering transaction 
  shares         transaction 
 
  if possible 
  using 
  the ISIN 
  CODE 
-------------  --------------------------------  --------------------------------------------------------------------- 
                Number           Number           Number         Number of                    % of voting 
                 of               of               of shares      voting                       rights (x) 
                 Shares           Voting                          rights 
                                  Rights 
-------------  ---------------  ---------------  -------------  ---------------------------  ------------------------- 
                                                  Direct         Direct         Indirect      Direct        Indirect 
                                                                  (xi)           (xii) 
-------------      -----------    -----------    -------------  -------------  ------------  ------------  ----------- 
                  34,670,862       34,670,862      34,565,769     34,565,769                     9.63% 
 
   Ordinary 
   Shares         8,419,318         8,419,318       8,275,198     8,275,198                      2.30% 
               ---------------  ---------------  -------------  -------------  ------------  ------------  ----------- 
 GG00BN56JF17 
 
 C Shares 
 GG00BZ184P04 
-------------      -----------    -----------      -----------    -----------  ------------      --------    --------- 
 
 B: Qualifying Financial Instruments 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of            Expiration     Exercise/                       Number of voting               % of voting 
 financial           date           Conversion                      rights that                    rights 
 instrument          (xiii)         Period (xiv)                    may be 
                                                                    acquired if 
                                                                    the 
                                                                    instrument 
                                                                    is 
                                                                    exercised/ 
                                                                    converted. 
-----------------  -------------  ------------------------------  -----------------------------  --------------------- 
 
 
 C: Financial Instruments with similar economic effect 
  to Qualifying Financial Instruments (xv, xvi) 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of          Exercise       Expiration     Exercise/        Number of voting               % of voting 
 financial         price         date           Conversion        rights instrument              rights (xix, 
 instrument                      (xvii)         period            refers to                      xx) 
                                                (xviii) 
---------------  -------------  -------------  ---------------  -----------------------------  ----------------------- 
                                                                                                Nominal       Delta 
---------------  -------------  -------------  ---------------  -----------------------------  ------------  --------- 
 
 
 Total (A+B+C) 
---------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                            Percentage of voting rights 
-------------------------------------------------  ------------------------------------------------------------------- 
 42,840,967                                         11.93% 
-------------------------------------------------  ------------------------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the 
  voting rights and/or the 
  financial instruments are effectively held, if applicable: 
  (xxi) 
----------------------------------------------------------------------------------- 
 
                               Discretionary client holdings registered in the name 
                               of Nominee companies 100% owned by Investec Wealth & 
                                                                Investment Limited. 
 
 Proxy Voting: 
----------------------------------------------------------------------------------- 
 10. Name of the proxy holder: 
                                                          N/A 
-----------------------------------------------------  ---------------------------- 
 11. Number of voting rights proxy 
  holder will cease to hold:                              N/A 
-----------------------------------------------------  ---------------------------- 
 12. Date on which proxy holder will 
  cease to hold voting rights:                            N/A 
-----------------------------------------------------  ---------------------------- 
 
 
  13. Additional information:                             N/A 
-----------------------------------------------------  ---------------------------- 
 14. Contact name: 
                                                          Phil Beardwell Chartered 
                                                          FCSI 
                                                          Senior Compliance Manager 
-----------------------------------------------------  ---------------------------- 
 
 15. Contact telephone number:                            020 7597 1356 
-----------------------------------------------------  ---------------------------- 
 
 

This information is provided by RNS

The company news service from the London Stock Exchange

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September 15, 2016 07:06 ET (11:06 GMT)