Sarossa PLC Holding(s) in Company (4323L)

TIDMSARS

RNS Number : 4323L

Sarossa PLC

11 January 2016

 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
-------------------------------------------------- 
 
 
 
 1. Identity of the issuer or the underlying                                         Sarossa Plc 
  issuer 
  of existing shares to which voting rights 
  are 
  attached: (ii) 
----------------------------------------------------  ------------------------------------------ 
 2 Reason for the notification (please tick the appropriate box or boxes): 
------------------------------------------------------------------------------------------------ 
 An acquisition or disposal of voting rights 
--------------------------------------------------------------------------------------  -------- 
 An acquisition or disposal of qualifying financial instruments 
  which may result in the acquisition of shares already issued to 
  which voting rights are attached 
--------------------------------------------------------------------------------------  -------- 
 An acquisition or disposal of instruments with similar economic 
  effect to qualifying financial instruments 
--------------------------------------------------------------------------------------  -------- 
 An event changing the breakdown of voting rights 
--------------------------------------------------------------------------------------  -------- 
 Other (please       Increase due to company share buyback program                          X 
  specify): 
------------------  ------------------------------------------------------------------  -------- 
 3. Full name of person(s) subject                 Richard Griffiths and controlled undertakings 
  to the 
  notification obligation: (iii) 
------------------------------------------  ---------------------------------------------------- 
 4. Full name of shareholder(s) 
  (if different from 3.):(iv) 
------------------------------------------  ---------------------------------------------------- 
 5. Date of the transaction and date                                              8 January 2016 
  on 
  which the threshold is crossed 
  or 
  reached: (v) 
------------------------------------------  ---------------------------------------------------- 
 6. Date on which issuer notified:                                               11 January 2016 
------------------------------------------  ---------------------------------------------------- 
 7. Threshold(s) that is/are crossed                                        > 33,34,35,36,37,38% 
  or 
  reached: (vi, vii) 
------------------------------------------  ---------------------------------------------------- 
 
 
 
 8. Notified details: 
----------------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
----------------------------------------------------------------------------------------------------------------------------- 
 Class/type      Situation previous                    Resulting situation after the triggering 
 of               to the triggering                     transaction 
 shares           transaction 
 
 if possible 
 using 
 the ISIN CODE 
--------------  ------------------------------------  ----------------------------------------------------------------------- 
                 Number            Number              Number          Number of voting           % of voting rights 
                  of                of                  of shares       rights                     (x) 
                  Shares            Voting 
                                    Rights 
--------------  ----------------  ------------------  --------------  -------------------------  ---------------------------- 
                                                       Direct          Direct          Indirect   Direct          Indirect 
                                                                        (xi)            (xii) 
--------------    -----  -------  ------  -----  ---  --------------  --------------  ---------  --------------  ------------ 
 
 
 
  JE00BKWBZV64   177,199,249       177,199,249         177,199,249     177,199,249                38.13% 
                ----------------  ------------------  --------------  --------------  ---------  --------------  ------------ 
 
 
 B: Qualifying Financial Instruments 
----------------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
----------------------------------------------------------------------------------------------------------------------------- 
 Type of financial        Expiration       Exercise/                         Number of voting                % of voting 
  instrument               date (xiii)      Conversion Period                 rights that may                 rights 
                                            (xiv)                             be 
                                                                              acquired if the 
                                                                              instrument is 
                                                                              exercised/ converted. 
-----------------------  ---------------  --------------------------------  ------------------------------  ----------------- 
 
 
 C: Financial Instruments with similar economic effect to Qualifying Financial 
  Instruments (xv, xvi) 
----------------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
----------------------------------------------------------------------------------------------------------------------------- 
 Type of           Exercise        Expiration     Exercise/            Number of voting                % of voting rights 
 financial          price           date (xvii)    Conversion           rights instrument               (xix, xx) 
 instrument                                        period               refers to 
                                                   (xviii) 
----------------  --------------  -------------  -------------------  ------------------------------  ----------------------- 
                                                                                                       Nominal       Delta 
----------------  --------------  -------------  -------------------  ------------------------------  ------------  --------- 
 
 
 Total (A+B+C) 
----------------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                                             Percentage of voting rights 
------------------------------------------------------------------  --------------------------------------------------------- 
 177,199,249                                                         38.13% 
------------------------------------------------------------------  --------------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the voting rights and/or 
  the 
  financial instruments are effectively held, if applicable: (xxi) 
-------------------------------------------------------------------------------- 
        Blake Holdings 
                Limited   170,725,265 
      Oak Trust Limited     4,933,438 
     RG direct holdings     1,540,546 
                  Total   177,199,249 
                         ------------ 
 
 
   The above undertakings are all controlled by Richard Griffiths. 
 
 Proxy Voting: 
-------------------------------------------------------------------------------- 
 10. Name of the proxy holder: 
---------------------------------------------------  --------------------------- 
 11. Number of voting rights proxy holder will 
  cease 
  to hold: 
---------------------------------------------------  --------------------------- 
 12. Date on which proxy holder will cease to 
  hold 
  voting rights: 
---------------------------------------------------  --------------------------- 
 
 
  13. Additional information: 
----------------------------------------  -------------------------------------- 
 14. Contact name:                                               James Sutcliffe 
----------------------------------------  -------------------------------------- 
 15. Contact telephone number:                                      01534 719761 
----------------------------------------  -------------------------------------- 
 
 
 
 Note: Annex should only be submitted to the FSA not the issuer 
 Annex: Notification of major interests in share 
 
 A: Identity of the persons or legal entity subject to the notification 
  obligation 
------------------------------------------------------------------------- 
 Full name 
  (including legal form of legal entities) 
----------------------------------------------------------------------- 
 Contact address 
  (registered office for legal entities) 
----------------------------------------------------------------------- 
 Phone number & email 
----------------------------------------------------------------------- 
 Other useful information 
  (at least legal representative for 
  legal persons) 
----------------------------------------------------------------------- 
 
 B: Identity of the notifier, if applicable 
------------------------------------------------------------------------- 
 Full name 
----------------------------------------------------------------------- 
 Contact address 
----------------------------------------------------------------------- 
 Phone number & email 
----------------------------------------------------------------------- 
 Other useful information 
  (e.g. functional relationship with 
  the person or legal entity subject 
  to the notification obligation) 
----------------------------------------------------------------------- 
 
 C: Additional information 

January 11, 2016 04:25 ET (09:25 GMT)

------------------------------------------------------------------------- 
 
 For notes on how to complete form TR-1 please see the FSA website. 
 

This information is provided by RNS

The company news service from the London Stock Exchange

END

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January 11, 2016 04:25 ET (09:25 GMT)