Form 8.5 (EPT/RI) - Amendment ...

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RNS Number : 0672G

GoldmanSachs International

17 November 2015

 

Amendment - due to the amendment of Equity and Derivative transactions, the disclosure made on 01 Oct for dealings on 30 Sep has been updated. Sections 2(a) and 2(b) have been updated.

FORM 8.5 (EPT/RI)

 

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Name of exempt principal trader:	(GS) GOLDMAN SACHS INTERNATIONAL
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:      Use a separate form for each offeror/offeree	SABMILLER PLC
(c) Name of the party to the offer with which exempt principal trader is connected:	SABMILLER PLC
(d) Date dealing undertaken:	30 September 2015
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?      If it is a cash offer or possible cash offer, state "N/A"	YES - disclosed previously for ANHEUSER-BUSCH INBEV SA/NV

 

2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
USD 0.10 ordinary	Purchases	1,300,992 4,491	37.3849 GBP 782.1163 ZAR	36.8800 GBP 782.1163 ZAR
USD 0.10 ordinary	Sales	2,258,104 16,100 4,491	37.3700 GBP 56.3745 USD 781.9739 ZAR	36.9950 GBP 56.3745 USD 781.9739 ZAR

 

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
USD 0.10 ordinary	CFD	Reducing a short position	2,475	37.0075 GBP
USD 0.10 ordinary	CFD	Reducing a short position	15,000	37.0075 GBP
USD 0.10 ordinary	CFD	Reducing a short position	10,000	37.0239 GBP
USD 0.10 ordinary	CFD	Reducing a short position	10,000	37.0239 GBP
USD 0.10 ordinary	CFD	Reducing a short position	10,000	37.0239 GBP
USD 0.10 ordinary	CFD	Reducing a short position	20,000	37.0239 GBP
USD 0.10 ordinary	CFD	Reducing a short position	10,000	37.0239 GBP
USD 0.10 ordinary	CFD	Reducing a short position	10,000	37.0239 GBP
USD 0.10 ordinary	CFD	Reducing a short position	12,525	37.0239 GBP
USD 0.10 ordinary	CFD	Reducing a short position	1,014	37.1218 GBP
USD 0.10 ordinary	CFD	Reducing a short position	2,028	37.1642 GBP
USD 0.10 ordinary	CFD	Reducing a short position	628	37.1821 GBP
USD 0.10 ordinary	CFD	Reducing a short position	4,372	37.1821 GBP
USD 0.10 ordinary	CFD	Reducing a short position	30,000	37.1911 GBP
USD 0.10 ordinary	CFD	Reducing a short position	105,410	37.1943 GBP
USD 0.10 ordinary	CFD	Reducing a short position	92,000	37.2000 GBP
USD 0.10 ordinary	CFD	Reducing a short position	215,000	37.2000 GBP
USD 0.10 ordinary	CFD	Reducing a short position	217,000	37.2000 GBP
USD 0.10 ordinary	CFD	Reducing a short position	102,400	37.2000 GBP
USD 0.10 ordinary	CFD	Reducing a short position	1,411	37.2028 GBP
USD 0.10 ordinary	CFD	Reducing a short position	1,080	37.2028 GBP
USD 0.10 ordinary	CFD	Reducing a short position	578	37.2028 GBP
USD 0.10 ordinary	CFD	Reducing a short position	178	37.2028 GBP
USD 0.10 ordinary	CFD	Reducing a short position	28	37.2276 GBP
USD 0.10 ordinary	CFD	Reducing a short position	42	37.2276 GBP
USD 0.10 ordinary	CFD	Opening a long position	191	37.2280 GBP
USD 0.10 ordinary	CFD	Opening a short position	4,457	37.2352 GBP
USD 0.10 ordinary	CFD	Reducing a short position	30,000	37.2677 GBP
USD 0.10 ordinary	CFD	Opening a short position	3,565	37.2832 GBP
USD 0.10 ordinary	CFD	Increasing a short position	3,000	37.2998 GBP
USD 0.10 ordinary	CFD	Reducing a short position	1,476	37.3550 GBP
USD 0.10 ordinary	CFD	Reducing a short position	413	37.3550 GBP
USD 0.10 ordinary	CFD	Reducing a short position	1	37.3550 GBP
USD 0.10 ordinary	CFD	Reducing a short position	9	37.3550 GBP
USD 0.10 ordinary	CFD	Reducing a short position	10	37.3550 GBP
USD 0.10 ordinary	CFD	Reducing a short position	111	37.3588 GBP
USD 0.10 ordinary	CFD	Reducing a short position	32	37.3588 GBP
USD 0.10 ordinary	CFD	Reducing a short position	874	37.3700 GBP
USD 0.10 ordinary	CFD	Reducing a short position	400	37.3700 GBP
USD 0.10 ordinary	CFD	Opening a short position	2,400	37.3775 GBP
USD 0.10 ordinary	CFD	Reducing a long position	3,100	37.3775 GBP
USD 0.10 ordinary	CFD	Opening a short position	1,293	37.3812 GBP
USD 0.10 ordinary	CFD	Opening a short position	588	37.3812 GBP
USD 0.10 ordinary	CFD	Opening a short position	1,325	37.3849 GBP
USD 0.10 ordinary	CFD	Opening a short position	725	37.3849 GBP
USD 0.10 ordinary	CFD	Opening a long position	5,000	56.3745 USD
USD 0.10 ordinary	CFD	Opening a long position	7,100	56.3745 USD
USD 0.10 ordinary	CFD	Opening a long position	4,000	56.3745 USD
USD 0.10 ordinary	CFD	Reducing a long position	20	56.6707 USD
USD 0.10 ordinary	CFD	Reducing a long position	2,097	56.6707 USD
USD 0.10 ordinary	CFD	Reducing a long position	24	56.6707 USD
USD 0.10 ordinary	SWAP	Opening a short position	1,614	37.3321 GBP
USD 0.10 ordinary	SWAP	Opening a short position	170	37.3321 GBP
USD 0.10 ordinary	SWAP	Opening a short position	5,221	37.3321 GBP
USD 0.10 ordinary	SWAP	Opening a short position	596	37.3321 GBP
USD 0.10 ordinary	SWAP	Opening a short position	1,454	37.3321 GBP
USD 0.10 ordinary	SWAP	Opening a short position	3,706	37.3321 GBP
USD 0.10 ordinary	SWAP	Reducing a short position	3,401	37.3700 GBP
USD 0.10 ordinary	SWAP	Opening a short position	3,401	37.3700 GBP
USD 0.10 ordinary	SWAP	Increasing a long position	2,141	782.9344 ZAR

 

 

 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date	Option money paid/ received per unit

 

(ii)        Exercise

 

Class of relevant security	Product description e.g. call option	Exercising / exercised against	Number of securities	Exercise price per unit

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security	Nature of dealing e.g. subscription, conversion	Details	Price per unit (if applicable)

 

 

3.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

NONE

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i)  the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none"

NONE

 

 

Date of disclosure:	17 November 2015
Contact name:	Aadithya Rao and Yiannis Bardis
Telephone number:	[phone] / [phone]

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [e-mail].  The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS

The company news service from the London Stock Exchange

 

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