BARCLAYS PLC Form 8.5 (EPT/NON-RI) - WORLDPAY GROUP PLC - Amendment

 
TIDMWPG 
 
 

FORM 8.5 (EPT/NON-RI) AMENDMENT TO PURCHASES AND SALES 2(a) and 3(a)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1. KEY INFORMATION

 
(a)   Name of exempt principal trader:  BARCLAYS CAPITAL SECURITIES LTD 
(b)   Name of offeror/offeree           WORLDPAY GROUP PLC 
      in relation to whose 
      relevant securities 
      this form relates: 
(c)   Name of the party to the          WORLDPAY GROUP PLC 
      offer with which exempt 
      principal trader is connected 
(d)   Date position held/dealing        11 August 2017 
      undertaken: 
(e)   In addition to the                NO: 
      company in 1(b) 
      above, is the exempt principal 
      trader making disclosures 
      in respect 
      of any other party to the offer? 
 
 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
Class of relevant                                                  3p ordinary 
security: 
                                                                   Interests           Short Positions 
                                                                   3p ordinary  (%)    Number      (%) 
(1)                 Relevant securities owned 
                    and/or controlled:                             20,550,839   1.03%  8,829,856   0.44% 
(2)                 Cash-settled derivatives: 
                                                                   1,756,334    0.09%  18,693,342  0.93% 
(3)                 Stock-settled derivatives (including options) 
                    and agreements to purchase/sell:               0            0.00%  0           0.00% 
                    TOTAL:                                         22,307,173   1.12%  27,523,198  1.38% 
 
 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors' and other employee options)

 
Class of relevant security in relation 
to which subscription right  exists: 
Details, including nature of the rights 
concerned and relevant  percentages: 
 
 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

 
Class of       Purchase/sale  Total number  Highest price  Lowest price 
relevant                      of            per unit       per unit 
security                      securities    paid/received  paid/received 
3p ordinary    Purchase       2,409,566     4.0925 GBP     4.011 GBP 
3p ordinary    Sale           2,492,497     4.0925 GBP     4.011 GBP 
ADR (1 ADR =   Purchase       3,370         16.0100 USD    15.79 USD 
3 shares) 
ADR (1 ADR =   Sale           3,370         16.0100 USD    15.79 USD 
3 shares) 
 
 

(b) Cash-settled derivative transactions

 
Class of      Product       Nature of dealing  Number of   Price per 
relevant      description                      reference   unit 
security                                       securities 
3p ordinary   CFD           Long               411         4.0807 GBP 
3p ordinary   CFD           Long               569         4.0377 GBP 
3p ordinary   CFD           Long               963         4.0277 GBP 
3p ordinary   CFD           Long               1,103       4.0797 GBP 
3p ordinary   CFD           Long               1,110       4.0706 GBP 
3p ordinary   CFD           Long               1,252       4.0407 GBP 
3p ordinary   SWAP          Long               3,488       4.0575 GBP 
3p ordinary   CFD           Long               7,889       4.0117 GBP 
3p ordinary   SWAP          Long               14,082      4.0382 GBP 
3p ordinary   SWAP          Long               18,273      4.0486 GBP 
3p ordinary   SWAP          Long               49,795      4.0730 GBP 
3p ordinary   SWAP          Long               203,633     4.0610 GBP 
3p ordinary   CFD           Long               222,671     4.0456 GBP 
3p ordinary   SWAP          Long               256,796     4.0481 GBP 
3p ordinary   SWAP          Long               503,628     4.0509 GBP 
3p ordinary   CFD           Short              578         4.0792 GBP 
3p ordinary   CFD           Short              583         4.0402 GBP 
3p ordinary   CFD           Short              597         4.0902 GBP 
3p ordinary   CFD           Short              644         4.0882 GBP 
3p ordinary   CFD           Short              843         4.0292 GBP 
3p ordinary   CFD           Short              6,530       4.0168 GBP 
3p ordinary   SWAP Expires  Short              7,287       4.0867 GBP 
              15/09/2018 
3p ordinary   SWAP          Short              14,084      4.0597 GBP 
3p ordinary   SWAP          Short              55,336      4.0730 GBP 
3p ordinary   SWAP          Short              60,960      4.0475 GBP 
3p ordinary   CFD           Short              79,098      4.0489 GBP 
3p ordinary   SWAP          Short              80,577      4.0622 GBP 
3p ordinary   SWAP Expires  Short              204,974     4.0787 GBP 
              15/09/2018 
3p ordinary   SWAP Expires  Short              204,975     3.8495 GBP 
              11/09/2018 
3p ordinary   SWAP Expires  Short              207,854     4.0271 GBP 
              15/09/2018 
3p ordinary   CFD           Short              250,000     4.0776 GBP 
3p ordinary   SWAP Expires  Short              307,462     4.0861 GBP 
              15/09/2018 
3p ordinary   SWAP Expires  Short              307,463     3.9642 GBP 
              14/09/2018 
3p ordinary   SWAP Expires  Short              409,948     3.8517 GBP 
              11/09/2018 
3p ordinary   CFD           Short              418,948     4.0733 GBP 
3p ordinary   SWAP Expires  Short              418,948     4.0733 GBP 
              14/09/2018 
3p ordinary   SWAP Expires  Short              614,923     3.8462 GBP 
              11/09/2018 
3p ordinary   SWAP Expires  Short              1,024,872   3.8501 GBP 
              11/09/2018 
 
 

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

 
Class of   Product          Writing,      Number         Exercise price  Type            Expiry date  Option money 
relevant   descriptione.g.  purchasing,   of securities  per unit        e.g. American,               paid/ 
security   call             selling,      to                             European etc.                received 
           option           varying etc.  which option                                                per unit 
                                          relates 
 
 

(ii) Exercise

 
Class of relevant   Product      Exercising/  Number         Exercise price 
security            description  exercised    of securities  per unit 
                    e.g. call    against 
                    option 
 
 

(d) Other dealings (including subscribing for new securities)

 
Class of relevant   Nature of dealing   Details  Price per unit (if 
security            e.g. subscription,           applicable) 
                    conversion 
 
 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

 
Details of any indemnity or option arrangement, 
or any agreement or  understanding, formal or 
informal, relating to relevant securities  which 
may be an inducement to deal or refrain 
from dealing entered  into by the exempt principal 
trader making the disclosure and any 
party to the offer or any person acting in 
concert with a party to  the offer: 
Irrevocable commitments and letters of intent 
should not be  included. If there 
are no such agreements, arrangements or  understandings, state "none" 
None 
 
 

(b) Agreements, arrangements or understandings relating to options or derivatives

 
Details of any agreement, arrangement or understanding, 
formal or  informal, between the 
exempt principal trader making the disclosure 
and any other person relating to: 
(i) the voting rights of any relevant securities under any option;  or 
(ii) the voting rights or future acquisition or disposal of any 
relevant securities to which any derivative is referenced: 
If there are no such agreements, arrangements 
or  understandings, state "none" 
None 
 
 

(c) Attachments

 
Is a Supplemental Form 8 (Open Positions) attached?   NO 
Date of disclosure:                                   16 Aug 2017 
Contact name:                                         Jay Supaya 
Telephone number:                                     020 7773 0635 
 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: http://www.businesswire.com/news/home/20170816005606/en/

 
This information is provided by Business Wire 
 
 

(END) Dow Jones Newswires

August 16, 2017 09:32 ET (13:32 GMT)