Form 8.3 - The Vanguard Group, Inc.: Virgin Money Holdings (UK) plc (732777)

Dow Jones received a payment from EQS/DGAP to publish this press release.

 
 
 The Vanguard Group, Inc. ( ) 
Form 8.3 - The Vanguard Group, Inc.: Virgin Money Holdings (UK) plc 
 
11-Oct-2018 / 15:16 GMT/BST 
Dissemination of a Regulatory Announcement, transmitted by EQS Group. 
The issuer is solely responsible for the content of this announcement. 
 
            FORM 8.3 
 
      PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY 
 
   A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE 
 
      Rule 8.3 of the Takeover Code (the "Code") 
 
1. KEY INFORMATION 
 
(a) Full name of discloser:       The Vanguard Group, Inc. 
(b) Owner or controller of 
interests and short positions 
disclosed, if different from 
1(a): 
 
The naming of nominee or vehicle 
companies is insufficient. For a 
trust, the trustee(s), settlor 
and beneficiaries must be named. 
(c) Name of offeror/offeree in    Virgin Money Holdings (UK) plc 
relation to whose relevant 
securities this form relates: 
 
Use a separate form for each 
offeror/offeree 
(d) If an exempt fund manager 
connected with an 
offeror/offeree, state this and 
specify identity of 
offeror/offeree: 
(e) Date position held/dealing    10 October 2018 
undertaken: 
 
For an opening position 
disclosure, state the latest 
practicable date prior to the 
disclosure 
(f) In addition to the company in Yes, CYBG plc 
1(c) above, is the discloser 
making disclosures in respect of 
any other party to the offer? 
 
If it is a cash offer or possible 
cash offer, state "N/A" 
 
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE 
 
If there are positions or rights to subscribe to disclose in more than one 
class of relevant securities of the offeror or offeree named in 1(c), copy 
table 2(a) or (b) (as appropriate) for each additional class of relevant 
security. 
 
(a) Interests and short positions in the relevant securities of the offeror 
or offeree to which the disclosure relates following the dealing (if any) 
 
Class of                         0.01p ordinary 
relevant 
security: 
 
                      Interests            Short positions 
 
                   Number       %        Number          % 
(1) Relevant     8,942,927    2.00% 
securities owned 
and/or 
controlled: 
(2) Cash-settled 
derivatives: 
 
(3) 
Stock-settled 
derivatives 
(including 
options) and 
agreements to 
purchase/sell: 
                 8,942,927    2.00% 
 
TOTAL: 
 
            All interests and all short positions should be disclosed. 
 
    Details of any open stock-settled derivative positions (including traded 
  options), or agreements to purchase or sell relevant securities, should be 
            given on a Supplemental Form 8 (Open Positions). 
 
(b) Rights to subscribe for new securities (including directors' and other 
employee options) 
 
Class of relevant security in relation to which subscription 
right exists: 
Details, including nature of the rights concerned and relevant 
percentages: 
 
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE 
 
Where there have been dealings in more than one class of relevant securities 
   of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) 
   (as appropriate) for each additional class of relevant security dealt in. 
 
     The currency of all prices and other monetary amounts should be stated. 
 
(a) Purchases and sales 
 
Class of relevant Purchase/sale     Number of     Price per unit 
    security                       securities 
 
Common Stock      Sale          4,650             3.51 GBP 
 
(b) Cash-settled derivative transactions 
 
 Class of      Product      Nature of    Number of    Price per 
 relevant    description     dealing     reference      unit 
 security                                securities 
 
              e.g. CFD        e.g. 
                          opening/closi 
                              ng a 
                           long/short 
                            position, 
                          increasing/re 
                            ducing a 
                           long/short 
                            position 
 
(c) Stock-settled derivative transactions (including options) 
 
(i) Writing, selling, purchasing or varying 
 
Class  Product Writing, Number Exercise Type    Expiry   Option 
  of   descrip purchasi   of    price            date     money 
releva  tion     ng,    securi per unit                   paid/ 
  nt    e.g.   selling,  ties                            receive 
securi  call   varying    to            e.g.              d per 
  ty   option    etc.   which           Ameri             unit 
                        option          can, 
                        relate          Europ 
                          s              ean 
                                        etc. 
 
(ii) Exercise 
 
 Class of    Product     Exercising/    Number of    Exercise 
 relevant  description    exercised     securities   price per 
 security                  against                     unit 
 
            e.g. call 
             option 
 
(d) Other dealings (including subscribing for new securities) 
 
Class of relevant  Nature of dealing  Details  Price per unit 
     security                                  (if applicable) 
 
                   e.g. subscription, 
                       conversion 
 
4. OTHER INFORMATION 
 
(a) Indemnity and other dealing arrangements 
 
Details of any indemnity or option arrangement, or any agreement 
or understanding, formal or informal, relating to relevant 
securities which may be an inducement to deal or refrain from 
dealing entered into by the person making the disclosure and any 
party to the offer or any person acting in concert with a party 
to the offer: 
 
Irrevocable commitments and letters of intent should not be 
included. If there are no such agreements, arrangements or 
understandings, state "none" 
 
(b) Agreements, arrangements or understandings relating to options or 
derivatives 
 
Details of any agreement, arrangement or understanding, formal 
or informal, between the person making the disclosure and any 
other person relating to: 
 
(i) the voting rights of any relevant securities under any 
option; or 
 
(ii) the voting rights or future acquisition or disposal of any 
relevant securities to which any derivative is referenced: 
 
If there are no such agreements, arrangements or understandings, 
state "none" 
 
(c) Attachments 
 
Is a Supplemental Form 8 (Open Positions) attached? NO 
 
                    11 October 2018 
 
Date of disclosure: 
                    Shawn Acker 
 
Contact name: 
                    001-610-669-8989 
 
Telephone number: 
 
    Public disclosures under Rule 8 of the Code must be made to a Regulatory 
       Information Service and must also be emailed to the Takeover Panel at 
       [e-mail]. The Panel's Market Surveillance Unit is 
available for consultation in relation to the Code's disclosure requirements 
            on [phone]. 
 
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk 
            [1]. 
 
Category Code: RET - Virgin Money Holdings (UK) plc 
TIDM: 
LEI Code:      5493002789CX3L0CJP65 
Sequence No.:  6182 
EQS News ID:   732777 
 
End of Announcement EQS News Service 
 
 
1: https://link.cockpit.eqs.com/cgi-bin/fncls.ssp?fn=redirect&url=d610e80acff92c902df9f1f3bdbd4b53&application_id=732777&site_id=vwd_london&application_name=news 
 

(END) Dow Jones Newswires

October 11, 2018 10:18 ET (14:18 GMT)