Seneca Growth Capital VCT Tr-1: Notification Of Major Holdings

 
TIDMHYG TIDMSVCT 
 

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB00BG13MH08

Issuer Name

SENECA GROWTH CAPITAL VCT PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

Ian William Currie

City of registered office (if applicable)

Haydock

Country of registered office (if applicable)

UK

4. Details of the shareholder

Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above

N/A

City of registered office (if applicable)

N/A

Country of registered office (if applicable)

N/A

5. Date on which the threshold was crossed or reached

28-Apr-2021

6. Date on which Issuer notified

26-Oct-2021

7. Total positions of person(s) subject to the notification obligation

 
                                                                                                                                                            Total 
                                                                                                                                                           number 
                                                           % of voting                                                                                       of 
                                                              rights                                                                                       voting 
                                                           attached to                                                                                     rights 
                                                          shares (total     % of voting rights through financial instruments (total    Total of both in    held in 
.                                                            of 8.A)                           of 8.B 1 + 8.B 2)                        % (8.A + 8.B)      issuer 
                                                        ----------------  ---------------------------------------------------------  ------------------  --------- 
   Resulting situation on the date on which threshold 
    was crossed or reached                                      3.130000                                                   0.000000            3.130000     684293 
------------------------------------------------------  ----------------  ---------------------------------------------------------  ------------------  --------- 
   Position of previous notification (if applicable) 
------------------------------------------------------  ----------------  ---------------------------------------------------------  ------------------  --------- 
 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

 
                      Number of      Number of 
Class/Type of       direct voting    indirect      % of direct   % of indirect 
shares ISIN            rights      voting rights  voting rights  voting rights 
code(if possible)     (DTR5.1)      (DTR5.2.1)      (DTR5.1)      (DTR5.2.1) 
------------------  -------------  -------------  -------------  ------------- 
GB00BG13MH08               559442         124851       2.560000       0.570000 
------------------  -------------  -------------  -------------  ------------- 
Sub Total 8.A                             684293                     3.130000% 
------------------  ----------------------------  ---------------------------- 
 

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

 
Type of     Expiration  Exercise/conversion  Number of voting rights that may be acquired if the  % of 
financial   date        period                instrument is exercised/converted                   voting 
instrument                                                                                        rights 
----------  ----------  -------------------  ---------------------------------------------------  ------ 
 
Sub Total 
8.B1 
----------  -------------------------------  ---------------------------------------------------  ------ 
 

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

 
Type of     Expiration  Exercise/conversion  Physical    Number of  % of 
financial   date        period               or cash     voting     voting 
instrument                                   settlement  rights     rights 
----------  ----------  -------------------  ----------  ---------  ---------- 
 
Sub Total 
8.B2 
----------  -------------------------------------------  ---------  ---------- 
 

9. Information in relation to the person subject to the notification obligation

1. Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.

 
Ultimate     Name of      % of voting rights if it equals or is higher than  % of voting rights through financial instruments if    Total of both if it equals or is higher than the notifiable 
controlling  controlled    the notifiable threshold                           it equals or is higher than the notifiable threshold   threshold 
person       undertaking 
-----------  -----------  -------------------------------------------------  -----------------------------------------------------  ----------------------------------------------------------- 
 
 

10. In case of proxy voting

Name of the proxy holder

N/A

The number and % of voting rights held

N/A

The date until which the voting rights will be held

N/A

11. Additional Information

N/A

12. Date of Completion

26-Oct-2021

13. Place Of Completion

Haydock Merseyside UK

(END) Dow Jones Newswires

October 28, 2021 08:06 ET (12:06 GMT)

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