Schroder UK Growth Fund PLC Holding(s) in Company (8543K)

TIDMSDU

RNS Number : 8543K

Schroder UK Growth Fund PLC

12 July 2017

TR-1: Standard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant 
  issuer and to the FCA in Microsoft Word format if possible)(i) 
-------------------------------------------------------------------------------------------------- 
 
 1a. Identity of the issuer                                 Schroder UK Growth Fund PLC 
  or the underlying issuer 
  of existing shares to which 
  voting rights are attached(ii) 
  : 
-----------------------------------------------  ------------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer 
  (please mark with an "X" if appropriate) 
-------------------------------------------------------------------------------------------------- 
 Non-UK issuer 
-----------------------------------------------------------------------------------  ------------- 
 2. Reason for the notification (please mark the appropriate 
  box or boxes with an "X") 
-------------------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                              yes 
-----------------------------------------------------------------------------------  ------------- 
 An acquisition or disposal of financial instruments 
-----------------------------------------------------------------------------------  ------------- 
 An event changing the breakdown of voting rights 
-----------------------------------------------------------------------------------  ------------- 
 Other (please specify)(iii) : 
-----------------------------------------------------------------------------------  ------------- 
 3. Details of person subject to the notification obligation(iv) 
 Name                                             1607 Capital Partners, LLC 
 City and country of registered                   Richmond, VA, USA 
  office (if applicable) 
 4. Full name of shareholder(s) (if different from 3.)(v) 
-------------------------------------------------------------------------------------------------- 
 Name                                              Northern 
                                                     Trust          12,467,812 
                                                    Bny Mellon      8,153,949 
                                                    State Street    2,647,200 
-----------------------------------------------  ------------------------------------------------- 
 City and country of registered 
  office (if applicable) 
-----------------------------------------------  ------------------------------------------------- 
 5. Date on which the threshold                                     July 7, 2017 
  was crossed or reached(vi) 
  : 
-----------------------------------------------  ------------------------------------------------- 
 6. Date on which issuer notified                                  July 10, 2017 
  (DD/MM/YYYY): 
-----------------------------------------------  ------------------------------------------------- 
 7. Total positions of person(s) subject to the notification 
  obligation 
-------------------------------------------------------------------------------------------------- 
                              % of voting           % of voting        Total of       Total number 
                            rights attached       rights through       both in %       of voting 
                               to shares             financial        (8.A + 8.B)      rights of 
                               (total of            instruments                        issuer(vii) 
                                 8. A)               (total of 
                                                    8.B 1 + 8.B 
                                                        2) 
---------------------  ------------------------  ----------------  ----------------  ------------- 
 Resulting 
  situation 
  on the date 
  on which 
  threshold 
  was crossed 
  or reached            14.97%                                      14.97%            23,268,961 
---------------------  ------------------------  ----------------  ----------------  ------------- 
 Position 
  of previous 
  notification 
  (if 
  applicable)           23,418,961 
---------------------  ------------------------  ----------------  ----------------  ------------- 
 
 
 
  8. Notified details of the resulting situation on the 
   date on which the threshold was crossed or reached(viii) 
 ------------------------------------------------------------------------------------------------ 
  A: Voting rights attached to shares 
 ------------------------------------------------------------------------------------------------ 
  Class/type         Number of voting rights(ix)   % of voting rights 
   of 
   shares 
   ISIN code 
   (if possible) 
 ----------------- 
                        Direct        Indirect                 Direct                 Indirect 
                      (Art 9 of      (Art 10 of               (Art 9 of               (Art 10 of 
                      Directive      Directive                Directive               Directive 
                     2004/109/EC)   2004/109/EC)            2004/109/EC)             2004/109/EC) 
                       (DTR5.1)      (DTR5.2.1)               (DTR5.1)                (DTR5.2.1) 
 ---------------    -------------  -------------  -------------------------------  -------------- 
  GB0003328555                       23,268,961                                        14.97% 
 -----------------  -------------  -------------  -------------------------------  -------------- 
 
 
  SUBTOTAL 
   8. A                      23,268,961                                14.97% 
 -----------------  ----------------------------  ----------------------------------------------- 
 
  B 1: Financial Instruments according to Art. 13(1)(a) 
   of Directive 2004/109/EC (DTR5.3.1.1 (a)) 
 ------------------------------------------------------------------------------------------------ 
  Type of            Expiration     Exercise/      Number of voting                 % of voting 
   financial          date(x)        Conversion     rights that                      rights 
   instrument                        Period(xi)     may be acquired 
                                                    if the instrument 
                                                    is 
                                                    exercised/converted. 
 -----------------  -------------  -------------  -------------------------------  -------------- 
 
 
 
                                    SUBTOTAL 8. 
                                     B 1 
                                   -------------  -------------------------------  -------------- 
 
  B 2: Financial Instruments with similar economic effect 
   according to Art. 13(1)(b) of Directive 2004/109/EC 
   (DTR5.3.1.1 (b)) 
 ------------------------------------------------------------------------------------------------ 
  Type of          Expiration       Exercise/      Physical          Number         % of voting 
   financial       date(x)          Conversion     or cash           of voting       rights 
   instrument                       Period         settlement(xii)   rights 
                                    (xi) 
 ---------------  ---------------  -------------  ----------------  -------------  -------------- 
 
 
 
                                                   SUBTOTAL 
                                                    8.B.2 
                                                  ----------------  -------------  -------------- 
 
 9. Information in relation to the person subject to 
  the notification obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is                                         X 
  not controlled by any natural person or legal entity 
  and does not control any other undertaking(s) holding 
  directly or indirectly an interest in the (underlying) 
  issuer(xiii) 
 Full chain of controlled undertakings through which 
  the voting rights and/or the 
  financial instruments are effectively held starting 
  with the ultimate controlling natural person or 
  legal entity(xiv) (please add additional rows as 
  necessary) 
---------------------------------------------------------------------------------  -------------- 
     Name(xv)        % of voting             % of voting                    Total of both 
                     rights if it           rights through                   if it equals 
                     equals or is        financial instruments               or is higher 
                     higher than             if it equals                 than the notifiable 
                         the                 or is higher                      threshold 
                      notifiable          than the notifiable 
                      threshold                threshold 
-----------------  --------------  -------------------------------  ----------------------------- 
 
 
 
 
 
 
 10. In case of proxy voting, please identify: 
------------------------------------------------------------------------------------------------- 
 Name of the proxy holder 
---------------------------------  -------------------------------------------------------------- 
 The number and % of voting 
  rights held 
---------------------------------  -------------------------------------------------------------- 
 The date until which the 
  voting rights will be held 
---------------------------------  -------------------------------------------------------------- 
 
 11. Additional information(xvi) 
------------------------------------------------------------------------------------------------- 
 Andrea Davidson - 0207 658 4430 
------------------------------------------------------------------------------------------------- 
 Place of            London 
  completion 

------------------  ------------------------------------------------------------------------------- 
 Date of             12/10/17 
  completion 
------------------  ------------------------------------------------------------------------------- 
 
 

This information is provided by RNS

The company news service from the London Stock Exchange

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July 12, 2017 06:30 ET (10:30 GMT)