JPMorgan Securities Plc Form 8.5 (EPT/RI)- NEX Group plc (3402C)

TIDMNXG

RNS Number : 3402C

JPMorgan Securities Plc

28 September 2018

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the "Code")

   1.         KEY INFORMATION 
 
 (a) Name of exempt principal trader:                                              J.P. Morgan Securities Plc 
 (b) Name of offeror/offeree in relation to whose relevant securities this form    NEX Group plc 
 relates: 
 Use a separate form for each offeror/offeree 
                                                                                  ------------------------------------ 
 (c) Name of the party to the offer with which exempt principal trader is          Financial Advisor to CME Group Inc. 
 connected: 
                                                                                  ------------------------------------ 
 (d) Date dealing undertaken:                                                      27 September 2018 
                                                                                  ------------------------------------ 
 (e) In addition to the company in 1(b) above, is the exempt principal trader      Yes, CME Group Inc. 
 making disclosures 
 in respect of any other party to this offer? 
 If it is a cash offer or possible cash offer, state "N/A" 
                                                                                  ------------------------------------ 
 
   2.         DEALINGS BY THE EXEMPT PRINCIPAL TRADER 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

   (a)        Purchases and sales 
 
   Class of relevant      Purchases/ sales       Total number of       Highest price per unit   Lowest price per unit 
        security                                   securities           paid/received (GBP)         paid/received 
                                                                                                        (GBP) 
 Ordinary Shares             Purchases               438,885                  10.2800                  10.1200 
 
                                Sales                178,803                   10.2500                  10.1100 
                         -----------------  ------------------------  -----------------------  ----------------------- 
 
   (b)        Cash-settled derivative transactions 
 
    Class of relevant       Product description      Nature of dealing         Number of reference      Price per unit 
         security                 e.g. CFD         e.g. opening/closing a           securities               (GBP) 
                                                    long/short position, 
                                                   increasing/reducing a 
                                                    long/short position 
 Ordinary Shares               Equity Swaps                 Long                      53,256               10.1100 
                                                                                        58                  10.1192 
                                                                                       5,187                10.1195 
                                                                                         2                  10.1200 
                                                                                        50                  10.1398 
                                                                                       1,886                10.1487 
                                                                                       7,982                10.1489 
                                                                                      20,764                10.1490 
                                                                                        993                 10.1700 
                                                                                      13,479                10.1861 
                                                                                       1,160                10.2387 
                                                                                        296                 10.2400 
 
                                                            Short                     27,807                10.1201 
                                                                                      187,000               10.1401 
                                                                                      25,190                10.1621 
                                                                                      50,000                10.1671 
                                                                                       1,291                10.1753 
                                                                                       5,057                10.1771 
                                                                                       1,244                10.1809 
                                                                                        993                 10.1860 
                                                                                       1,591                10.1933 
                                                                                       1,649                10.1958 
                                                                                       9,599                10.1975 
                                                                                      60,000                10.2429 
                           --------------------  -------------------------  -------------------------  --------------- 
 
   (c)        Stock-settled derivative transactions (including options) 
   (i)         Writing, selling, purchasing or varying 
 
   Class of        Product        Writing,      Number of       Exercise         Type       Expiry date   Option money 
   relevant      description    purchasing,     securities     price per         e.g.                        paid/ 
   security       e.g. call       selling,       to which      unit (GBP)     American,                   received per 
                    option      varying etc.      option                       European                    unit (GBP) 
                                                 relates                         etc. 
 
 
   (ii)        Exercise 
 
   Class of relevant      Product description   Exercising/ exercised    Number of securities     Exercise price per 
        security            e.g. call option           against                                           unit 
                                                                                                        (GBP) 
 
 
   (d)        Other dealings (including subscribing for new securities) 
 
 Class of relevant security         Nature of dealing          Details   Price per unit (if applicable) 
                               e.g. subscription, conversion                          (GBP) 
 
 
   3.         OTHER INFORMATION 
   (a)        Indemnity and other dealing arrangements 
 
 Details of any indemnity or option arrangement, or any agreement or understanding, formal 
  or informal, relating to relevant securities which may be an inducement to deal or refrain 
  from dealing entered into by the exempt principal trader making the disclosure and any party 
  to the offer or any person acting in concert with a party to the offer: 
  Irrevocable commitments and letters of intent should not be included. If there are no such 
  agreements, arrangements or understandings, state "none" 
 None 
 
   (b)        Agreements, arrangements or understandings relating to options or derivatives 
 
 Details of any agreement, arrangement or understanding, formal or informal, between the exempt 
  principal trader making the disclosure and any other person relating to: 
  (i) the voting rights of any relevant securities under any option; or 
  (ii) the voting rights or future acquisition or disposal of any relevant securities to which 
  any derivative is referenced: 
  If there are no such agreements, arrangements or understandings, state "none" 
 None 
 
 
 Date of disclosure:    28 September 2018 
 Contact name:          Alwyn Basch 
                       ------------------ 
 Telephone number:      020 7742 7407 
                       ------------------ 
 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on [phone].

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [e-mail] or visit www.rns.com.

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September 28, 2018 05:48 ET (09:48 GMT)