Gfinity PLC Form 8.3 - Gfinity plc (6723O)

TIDMGFIN TIDMGFIN

RNS Number : 6723O

Gfinity PLC

10 February 2021

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

   1.         KEY INFORMATION 
 
(a) Full name of discloser:                                                                 Horst Joachim Franz Geicke 
(b) Owner or controller of interests and short positions disclosed, if different from 
1(a): 
                                                                                            -------------------------- 
(c) Name of offeror/offeree in relation to whose relevant securities this form relates:     GFINITY PLC 
                                                                                            -------------------------- 
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify 
identity 
of offeror/offeree: 
                                                                                            -------------------------- 
(e) Date position held/dealing undertaken:                                                  03/02/21 
                                                                                            -------------------------- 
(f) In addition to the company in 1(c) above, is the discloser making disclosures in        N/A 
respect 
of any other party to the offer? 
                                                                                            -------------------------- 
 
   2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 
Class of relevant security:                                               0.1P ORDINARY SHARE 
                                                                               Interests              Short Positions 
                                                                          -------------------        ----------------- 
                                                                                Number          %       Number      % 
                                                                          -------------------  ----  ------------  --- 
(1) Relevant securities owned and/or controlled:                              38,030,000       4.76 
                                                                          -------------------  ----  ------------  --- 
(2) Cash-settled derivatives: 
                                                                          -------------------  ----  ------------  --- 
(3) Stock-settled derivatives (including options) and agreements to 
purchase/sell: 
                                                                          -------------------  ----  ------------  --- 
 
  TOTAL:                                                                      38,030,000       4.76 
                                                                          -------------------  ----  ------------  --- 
 
   (b)        Rights to subscribe for new securities (including directors' and other employee options) 
 
Class of relevant security in relation to which subscription right exists: 
Details, including nature of the rights concerned and relevant percentages: 
 
 
   3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE 
   (a)        Purchases and sales 
 
Class of relevant security  Purchase/sale  Number of securities  Price per unit 
0.1p ORDINARY               Purchase       2,000,000             0.05 pence 
                            -------------  --------------------  -------------- 
 
   (b)        Cash-settled derivative transactions 
 
 Class of relevant security    Product description    Nature of dealing       Number of reference       Price per unit 
                                    e.g. CFD                                       securities 
 
 
 
   (c)        Stock-settled derivative transactions (including options) 
   (i)         Writing, selling, purchasing or varying 
 
   Class of        Product       Writing,       Number of    Exercise price      Type       Expiry date  Option money 
   relevant      description    purchasing,   securities to     per unit         e.g.                        paid/ 
   security       e.g. call      selling,     which option                     American,                 received per 
                   option      varying etc.      relates                     European etc.                   unit 
 
 
   (ii)        Exercise 
 
   Class of relevant       Product description   Exercising/ exercised   Number of securities  Exercise price per unit 
        security            e.g. call option            against 
 
 
 
   (d)        Other dealings (including subscribing for new securities) 
 
Class of relevant security        Nature of dealing         Details  Price per unit (if applicable) 
                             e.g. subscription, conversion 
 
 
   4.         OTHER INFORMATION 
   (a)        Indemnity and other dealing arrangements 
 
Details of any indemnity or option arrangement, or any agreement or understanding, formal 
 or informal, relating to relevant securities which may be an inducement to deal or refrain 
 from dealing entered into by the person making the disclosure and any party to the offer or 
 any person acting in concert with a party to the offer: 
None 
 
   (b)        Agreements, arrangements or understandings relating to options or derivatives 
 
Details of any agreement, arrangement or understanding, formal or informal, between the person 
 making the disclosure and any other person relating to: 
 (i) the voting rights of any relevant securities under any option; or 
 (ii) the voting rights or future acquisition or disposal of any relevant securities to which 
 any derivative is referenced: 
None 
 
   (c)        Attachments 
 
Is a Supplemental Form 8 (Open Positions) attached?  NO 
 
 
Date of disclosure:  10/02/21 
Contact name:        Horst Geicke 
                     ------------ 
Telephone number*: 
                     ------------ 
 

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February 10, 2021 10:52 ET (15:52 GMT)