Genus PLC Notification of Major Holdings (8721Y)

TIDMGNS

RNS Number : 8721Y

Genus PLC

17 May 2021

TR-1: Standard form for notification of major holdings

1. Issuer Details

ISIN

GB0002074580

Issuer Name

GENUS PLC

UK or Non-UK Issuer

UK

2. Reason for Notification

An acquisition or disposal of voting rights

3. Details of person subject to the notification obligation

Name

Ameriprise Financial, Inc.

City of registered office (if applicable)

Minneapolis

Country of registered office (if applicable)

United States

4. Details of the shareholder

Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above

City of registered office (if applicable)

Country of registered office (if applicable)

5. Date on which the threshold was crossed or reached

13-May-2021

6. Date on which Issuer notified

17-May-2021

7. Total positions of person(s) subject to the notification obligation

 
                          % of voting rights      % of voting rights      Total of both in %      Total number of 
                          attached to shares      through financial       (8.A + 8.B)             voting rights held 
                          (total of 8.A)          instruments (total                              in issuer 
                                                  of 8.B 1 + 8.B 2) 
   Resulting situation 
    on the date on 
    which threshold 
    was crossed or 
    reached                4.941000                0.000000                4.941000                3226913 
                        ======================  ======================  ======================  ====================== 
   Position of 
    previous 
    notification (if 
    applicable)            5.011%                  0.000%                  5.011% 
                        ======================  ======================  ======================  ====================== 
 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reached

8A. Voting rights attached to shares

 
Class/Type of shares    Number of direct        Number of indirect      % of direct voting      % of indirect voting 
ISIN code(if possible)  voting rights (DTR5.1)  voting rights           rights (DTR5.1)         rights (DTR5.2.1) 
                                                (DTR5.2.1) 
GB0002074580               161344                  3065569                 0.247000                4.694000 
                        ======================  ======================  ======================  ====================== 
Sub Total 8.A              3226913                                         4.941000% 
                        ==============================================  ============================================== 
 

8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))

 
Type of financial           Expiration date  Exercise/conversion period  Number of voting rights    % of voting rights 
instrument                                                               that may be acquired if 
                                                                         the instrument is 
                                                                         exercised/converted 
 
Sub Total 8.B1 
                            ===========================================  =========================  ================== 
 

8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))

 
Type of financial   Expiration date  Exercise/conversion  Physical or cash     Number of voting     % of voting rights 
instrument                           period               settlement           rights 
 
Sub Total 8.B2 
                    =========================================================  ===================  ================== 
 

9. Information in relation to the person subject to the notification obligation

2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)

 
Ultimate controlling     Name of controlled       % of voting rights if  % of voting rights     Total of both if it 
person                   undertaking              it equals or is        through financial      equals or is higher 
                                                  higher than the        instruments if it      than the notifiable 
                                                  notifiable threshold   equals or is higher    threshold 
                                                                         than the notifiable 
                                                                         threshold 
   Ameriprise Financial, Inc.                        0.000000               0.000000               0.000000 
                                                  =====================  =====================  ====================== 
    TAM UK International Holdings Limited            0.000000               0.000000               0.000000 
 ===============================================  =====================  =====================  ====================== 
    Threadneedle Asset Management Oversight 
     Limited                                         0.000000               0.000000               0.000000 
 ===============================================  =====================  =====================  ====================== 
    Ameriprise International Holdings GmbH           0.000000               0.000000               0.000000 
 ===============================================  =====================  =====================  ====================== 
    Threadneedle Asset Management Holdings Sarl      0.000000               0.000000               0.000000 
 ===============================================  =====================  =====================  ====================== 
    Threadneedle Holdings Limited                    0.000000               0.000000               0.000000 
 ===============================================  =====================  =====================  ====================== 
    TAM UK Holdings Lim-ited                         0.000000               0.000000               0.000000 
 ===============================================  =====================  =====================  ====================== 
    Threadneedle Asset Management Holdings 
     Limited                                         0.000000               0.000000               0.000000 
 ===============================================  =====================  =====================  ====================== 
    TC Financing Limited                             0.000000               0.000000               0.000000 
 ===============================================  =====================  =====================  ====================== 
    Threadneedle Asset Management Limited            0.000000               0.000000               0.000000 
 ===============================================  =====================  =====================  ====================== 
   Ameriprise Financial, Inc.                        0.000000               0.000000               0.000000 
                                                  =====================  =====================  ====================== 
    Columbia Management Investment Advisers, LLC     0.000000               0.000000               0.000000 
 ===============================================  =====================  =====================  ====================== 
    Columbia Wanger Asset Management, LLC            0.000000               0.000000               0.000000 
 ===============================================  =====================  =====================  ====================== 
 

10. In case of proxy voting

Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held

11. Additional Information

Threadneedle Asset Management Limited is wholly owned by TC Financing Limited, which is itself wholly owned by Threadneedle Asset Management Holdings Limited, which is itself wholly owned by TAM UK Holdings Limited, which is itself wholly owned by Threadneedle Holdings Limited, which is itself wholly owned by Threadneedle Asset Management Holdings SARL, which is itself wholly owned by Ameriprise International Holdings GmbH, which is itself wholly owned by Threadneedle Asset Management Oversight Limited, which is itself wholly owned by TAM UK International Holdings Limited, which is itself wholly owned by Ameriprise Financial, Inc.

Columbia Wanger Asset Management, LLC is wholly owned by Columbia Management Investment Advisers, LLC, which is itself wholly owned by Ameriprise Financial, Inc.

12. Date of Completion

17-May-2021

13. Place Of Completion

Swindon, UK

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [e-mail] or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.

END

HOLLDLFFFELLBBF

(END) Dow Jones Newswires

May 17, 2021 08:23 ET (12:23 GMT)