Share Name Share Symbol Market Type Share ISIN Share Description
Gen.Electric LSE:GEC London Ordinary Share COM STK USD0.06
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  +0.00 € +0.00% 11.95 € 0.00 € 0.00 € - - - 0 05:00:01
Industry Sector Turnover (m) Profit (m) EPS - Basic PE Ratio Market Cap (m)
Unknown - - - - 122,943.58

General Electric Company Director/PDMR Shareholding

26/07/2018 2:41pm

UK Regulatory (RNS & others)


TIDMGEC

RNS Number : 9184V

General Electric Company

26 July 2018

SEC Form 4

 
           FORM 4                                                                          UNITED STATES SECURITIES AND EXCHANGE COMMISSION                                                                                              OMB APPROVAL 
                                                                                                         Washington, D.C. 20549                                                                                          ---------------------------------- 
                                                                                                                                                                                                                           OMB Number:            3235-0287 
                                                                                              STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP                                                                                     Estimated average burden 
                                                                                                                                                                                                                           hours per response:          0.5 
                                                                                       Filed pursuant to Section 16(a) of the Securities Exchange                                                                        ---------------------------------- 
                                                                                                              Act of 1934 
                                                                                         or Section 30(h) of the Investment Company Act of 1940 
  Check this 
   box if no 
   longer subject 
   to Section 
   16. Form 
   4 or Form 
   5 obligations 
   may continue. 
   See Instruction 
   1(b). 
 1. Name and Address of Reporting                                                  2. Issuer Name and Ticker or Trading                                                          5. Relationship of Reporting 
  Person(*) CULP H LAWRENCE JR                                                      Symbol                                                                                        Person(s) to Issuer 
                                                                                    GENERAL ELECTRIC CO [ GE ]                                                                    (Check all applicable) X   Director         10% Owner 
   (Last)    (First)   (Middle)                                                                                                                                                        Officer          Other (specify 
   GENERAL ELECTRIC COMPANY                                                                                                                                                             (give title      below) 
   41 FARNSWORTH STREET                                                                                                                                                                 below) 
 
 
  (Street) BOSTON    MA    02210 
 
   (City)   (State)   (Zip) 
--------------------------------------------------------------------------------  --------------------------------------------------------------------------------------------  ----------------------------------------------------------------------------------------- 
         3. Date of Earliest Transaction 
          (Month/Day/Year) 
          07/24/2018 
        ----------------------------------------------------------------------------------------------------------------------------------------------------------------------  ----------  ------------  ---------------  ----------  ---------------------------------- 
                                                                                   4. If Amendment, Date of Original                                                             6. Individual or Joint/Group 
                                                                                    Filed (Month/Day/Year)                                                                        Filing (Check Applicable Line) X   Form filed by One Reporting 
                                                                                                                                                                                        Person 
                                                                                                                                                                                       Form filed by More than 
                                                                                                                                                                                        One Reporting Person 
 ------------  ------------   ------------------  ------------------  ---------   --------------------------------------------------------------------------------------------  ----------------------------------------------------------------------------------------- 
                                                                                             Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned 
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- 
 1. Title of Security (Instr. 3)                                                          2. Transaction      2A.                 3. Transaction                 4. Securities Acquired      5. Amount                      6.          7. Nature 
                                                                                           Date                Deemed              Code                           (A) or Disposed            of Securities                  Ownership    of Indirect 
                                                                                           (Month/Day/Year)    Execution           (Instr.                        Of (D) (Instr. 3,          Beneficially                   Form:        Beneficial 
                                                                                                               Date,               8)                             4 and 5)                   Owned Following                Direct       Ownership 
                                                                                                               if any                                                                        Reported                       (D) or       (Instr. 
                                                                                                               (Month/Day/Year)                                                              Transaction(s)                 Indirect     4) 
                                                                                                                                                                                             (Instr. 3                      (I) 
                                                                                                                                                                                             and 4)                         (Instr. 
                                                                                                                                                                                                                            4) 
---------------------------------------------------------------------------------------  ------------------  ------------------  -----------------------------  --------------------------  -----------------------------  ----------  ---------------------------------- 
                                                                                                                                  Code            V              Amount    (A)   Price 
                                                                                                                                                                           or 
                                                                                                                                                                           (D) 
 ------------  ------------   ------------------  ------------------  ---------   -----  ------------------  ------------------  --------------  -------------  --------  ----  ----------  ------------  ---------------  ----------  ---------------------------------- 
                                                                                                                                                                                                                                         By holding 
 Common Stock                                                                                          07/24/2018                        P                        191,000    A    $13.04(1)             360,800                  I        company 
---------------------------------------------------------------------------------------  --------------------------------------   --------------  -------------  --------  ----  ----------  -----------------------------  ----------  ---------------------------------- 
 Common Stock                                                                                                                                                                                           12,592                  I       By family 
                                                                                                                                                                                                                                         trusts 
---------------------------------------------------------------------------------------    --------------  -------------                                        --------  ----  ----------  -----------------------------  ----------  ---------------------------------- 
                                                                                              Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned 
                                                                                                      (e.g., puts, calls, warrants, options, convertible securities) 
------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- 
 1. Title of    2.            3. Transaction       3A.                 4. Transaction     5. Number                                6. Date                       7. Title and Amount         8. Price      9. Number        10.         11. Nature 
  Derivative     Conversion   Date                  Deemed              Code (Instr.       of Derivative                            Exercisable                   of Securities              of            of derivative    Ownership    of Indirect 
  Security       or           (Month/Day/Year)      Execution           8)                 Securities                               and Expiration                Underlying Derivative      Derivative    Securities       Form:        Beneficial 
  (Instr.        Exercise                           Date,                                  Acquired                                 Date (Month/Day/Year)         Security (Instr.           Security      Beneficially     Direct       Ownership 
  3)             Price                              if any                                 (A) or Disposed                                                        3 and 4)                   (Instr.       Owned            (D)          (Instr. 
                 of                                 (Month/Day/Year)                       of (D) (Instr.                                                                                    5)            Following        or           4) 
                 Derivative                                                                3, 4 and                                                                                                        Reported         Indirect 
                 Security                                                                  5)                                                                                                              Transaction(s)   (I) 
                                                                                                                                                                                                           (Instr.          (Instr. 
                                                                                                                                                                                                           4)               4) 
-------------  ------------  -------------------  ------------------  -----------------  ---------------------------------------  ----------------------------  --------------------------  ------------  ---------------  ----------  ---------------------------------- 
                                                                                                                                                                                 Amount 
                                                                   Date            Expiration                                                                                    or Number 
       Code       V       (A)                 (D)                   Exercisable     Date                                                                         Title           of Shares 
      ---------  ------  ------------------  -------------------  --------------  ----------------------------------------------------------------------------  --------------  ----------  ------------  ---------------  ----------  ---------------------------------- 
 Explanation of Responses: 
 1. The price reported is a weighted average price. These shares were purchased in multiple 
  transactions ranging from $12.92 to $13.12, inclusive. The Reporting Person undertakes to 
  provide to the Company, any security holder of the Company or the staff of the Securities 
  and Exchange Commission, upon request, full information regarding the number of shares purchased 
  at each separate price within the range. 
 Remarks: 
 
                                                                                                                                                                           Brian Sandstrom   07/25/2018 
                                                                                                                                                                           on 
                                                                                                                                                                           behalf of H. 
                                                                                                                                                                           Lawrence 
                                                                                                                                                                           Culp, Jr. 
                                                                                                                                                                           ** Signature of   Date 
                                                                                                                                                                           Reporting 
                                                                                                                                                                           Person 
 Reminder: Report on a separate line for each class of securities beneficially owned directly 
  or indirectly. 
 * If the form is filed by more than one reporting person, see Instruction 4 (b)(v). 
 ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations 
  See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). 
 Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, 
  see Instruction 6 for procedure. 
 Persons who respond to the collection of information contained in this form are not required 
  to respond unless the form displays a currently valid OMB Number. 
 
 

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