ECR MINERALS PLC: TR-1: Standard form for notification of major holdings

TIDMECR TIDMMTGDY 
 
 

TR-1: Standard form for notification of major holdings

 
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA 
in Microsoft Word format if possible)(i) 
 
1a. Identity of the issuer or the 
underlying issuer of existing 
shares to which voting rights are 
attached(ii) :                     ECR Minerals 
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if 
appropriate) 
Non-UK issuer 
2. Reason for the notification (please mark the appropriate box or boxes with an 
"X") 
An acquisition or disposal of voting rights                         X 
An acquisition or disposal of financial instruments 
An event changing the breakdown of voting rights 
Other (please specify)(iii) : NEW EQUITY ISSUE DILUTING EXISTING 
POSITION                                                            X 
3. Details of person subject to the notification obligation(iv) 
Name                               SHENYANG XINLIAOAN MACHINERY CO LTD 
City and country of registered 
office (if applicable) 
4. Full name of shareholder(s) (if different from 3.)(v) 
Name 
City and country of registered 
office (if applicable) 
5. Date on which the threshold 
was crossed or reached(vi) :       07/01/2021 
6. Date on which issuer notified 
(DD/MM/YYYY):                      08/01/2021 
7. Total positions of person(s) subject to the notification obligation 
                                   % of voting 
                                   rights 
                  % of voting      through 
                  rights attached  financial                        Total number 
                  to shares        instruments                      of voting 
                  (total of 8.     (total of 8.B  Total of both in  rights of 
                  A)               1 + 8.B 2)     % (8.A + 8.B)     issuer(vii) 
Resulting 
 situation on 
 the date on 
 which threshold 
 was crossed or 
 reached          ZERO                                              684,509,856 
Position of 
 previous 
 notification 
 (if 
 applicable)      8.1%                            8.1% 
 
 
 
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached(viii) 
 
A: Voting rights attached to shares 
Class/type of 
shares ISIN 
code (if 
possible)        Number of voting rights(ix)                % of voting rights 
                 Direct (Art 9 of     Indirect (Art 10 of                                         Indirect (Art 10 of 
                 Directive            Directive                                                   Directive 
                 2004/109/EC)         2004/109/EC)          Direct (Art 9 of Directive            2004/109/EC) 
                 (DTR5.1)             (DTR5.2.1)            2004/109/EC) (DTR5.1)                 (DTR5.2.1) 
GB00BYYDKX57     0%                                         0% 
 
 
SUBTOTAL 8. A    0%                                         0% 
 
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a)) 
 
Type of          Expiration           Exercise/ Conversion  Number of voting rights that may be   % of voting rights 
 financial        date(x)             Period(xi)            acquired if the instrument is 
 instrument                                                 exercised/converted. 
 
 
 
                                      SUBTOTAL 8. B 1 
 
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC 
(DTR5.3.1.1 (b)) 
Type of         Expiration            Exercise/ Conversion  Physical or      Number of voting     % of voting rights 
 financial       date(x)              Period (xi)           cash             rights 
 instrument                                                 settlement(xii) 
 
 
 
                                                            SUBTOTAL 8.B.2 
 
 
 
 
9. Information in relation to the person subject to the notification 
obligation (please mark the applicable box with an "X") 
Person subject to the notification obligation is not 
controlled by any natural person or legal entity and 
does not control any other undertaking(s) holding 
directly or indirectly an interest in the (underlying) 
issuer(xiii) 
Full chain of controlled undertakings through which the 
voting rights and/or the financial instruments are 
effectively held starting with the ultimate controlling 
natural person or legal entity(xiv) (please add 
additional rows as necessary) 
Name(xv)  % of voting rights if  % of voting rights    Total of both if it 
          it equals or is        through financial     equals or is higher 
          higher than the        instruments if it     than the notifiable 
          notifiable threshold   equals or is higher   threshold 
                                 than the notifiable 
                                 threshold 
 
 
 
 
 
 
10. In case of proxy voting, please identify: 
Name of the proxy holder 
The number and % of voting 
rights held 
The date until which the voting 
rights will be held 
 
11. Additional information(xvi) 
 
 
 
Place of completion  UNITED KINGDOM 
Date of completion   08/01/2021 
 
 
Annex: Notification of major holdings (to be filed with the FCA only) 
 
A: Identity of the person subject to the notification obligation 
Full name (including legal form for legal entities) 
Contact address (registered office for legal entities) 
E-Mail 
Phone number / Fax number 
Other useful information 
 (at least legal representative for legal persons) 
 
B: Identity of the notifier, if applicable 
Full name 
Contact address 
E-Mail 
Phone number / Fax number 
Other useful information (e.g. functional relationship with the person or 
legal entity subject to the notification obligation) 
 
C: Additional information 
 
 
 

Please send the completed form together with this annex to the FCA at the following email address: [e-mail]. Please send in Microsoft Word format if possible.

View source version on businesswire.com: https://www.businesswire.com/news/home/20210111005623/en/

 
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ECR Minerals plc

 
    SOURCE: ECR Minerals plc 
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(END) Dow Jones Newswires

January 11, 2021 08:07 ET (13:07 GMT)