Charter Court Financial Svs Grp PLC Notification of major holdings (1067T)

TIDMCCFS TIDMOML

RNS Number : 1067T

Charter Court Financial Svs Grp PLC

09 October 2017

TR-1: Standard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant 
  issuer and to the FCA in Microsoft Word format if possible)(i) 
----------------------------------------------------------------------------------------------------------- 
 
 1a. Identity of the issuer                                    Charter Court Financial Services 
  or the underlying issuer of                                              Group plc 
  existing shares to which voting 
  rights are attached(ii) : 
-------------------------------------------------  -------------------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer (please 
  mark with an "X" if appropriate) 
----------------------------------------------------------------------------------------------------------- 
 Non-UK issuer 
--------------------------------------------------------------------------------------------  ------------- 
 2. Reason for the notification (please mark the appropriate 
  box or boxes with an "X") 
----------------------------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                                                        X 
--------------------------------------------------------------------------------------------  ------------- 
 An acquisition or disposal of financial instruments 
--------------------------------------------------------------------------------------------  ------------- 
 An event changing the breakdown of voting rights 
--------------------------------------------------------------------------------------------  ------------- 
 Other (please specify)(iii) : 
--------------------------------------------------------------------------------------------  ------------- 
 3. Details of person subject to the notification obligation(iv) 
 Name                                               Old Mutual Plc 
 City and country of registered                     London, UK 
  office (if applicable) 
 4. Full name of shareholder(s) (if different from 3.)(v) 
----------------------------------------------------------------------------------------------------------- 
 Name 
-------------------------------------------------  -------------------------------------------------------- 
 City and country of registered 
  office (if applicable) 
-------------------------------------------------  -------------------------------------------------------- 
 5. Date on which the threshold                     02/10/2017 
  was crossed or reached(vi) 
  : 
-------------------------------------------------  -------------------------------------------------------- 
 6. Date on which issuer notified                   06/10/2017 
  (DD/MM/YYYY): 
-------------------------------------------------  -------------------------------------------------------- 
 7. Total positions of person(s) subject to the notification 
  obligation 
----------------------------------------------------------------------------------------------------------- 
                                  % of voting            % of voting          Total of both    Total number 
                                 rights attached        rights through          in % (8.A       of voting 
                                    to shares       financial instruments         + 8.B)        rights of 
                                    (total of             (total of                             issuer(vii) 
                                      8. A)              8.B 1 + 8.B 
                                                              2) 
----------------------------  -------------------  -----------------------  ----------------  ------------- 
 Resulting 
  situation 
  on the date 
  on which threshold 
  was crossed 
  or reached                         18.19%                                      18.19%        239,130,419 
----------------------------  -------------------  -----------------------  ----------------  ------------- 
 Position of 
  previous notification 
  (if 
  applicable) 
----------------------------  -------------------  -----------------------  ----------------  ------------- 
 
 
 
 8. Notified details of the resulting situation on the date 
  on which the threshold was crossed or reached(viii) 
------------------------------------------------------------------------------------------------------------------ 
 A: Voting rights attached to shares 
------------------------------------------------------------------------------------------------------------------ 
 Class/type of         Number of voting rights(ix)          % of voting rights 
  shares 
  ISIN code (if 
  possible) 
-------------------- 
                            Direct            Indirect                      Direct                     Indirect 
                           (Art 9 of         (Art 10 of                    (Art 9 of                  (Art 10 of 
                           Directive          Directive                    Directive                   Directive 
                          2004/109/EC)      2004/109/EC)                 2004/109/EC)                2004/109/EC) 
                            (DTR5.1)         (DTR5.2.1)                    (DTR5.1)                   (DTR5.2.1) 
-------------------   ------------------  ---------------  ---------------------------------------  -------------- 
 GB00BD822578                                  43,500,000                                               18.19% 
--------------------  ------------------  ---------------  ---------------------------------------  -------------- 
 
 
 SUBTOTAL 8. A                     43,500,000                                       18.19% 
--------------------  -----------------------------------  ------------------------------------------------------- 
 
 B 1: Financial Instruments according to Art. 13(1)(a) of 
  Directive 2004/109/EC (DTR5.3.1.1 (a)) 
------------------------------------------------------------------------------------------------------------------ 
 Type of financial     Expiration          Exercise/        Number of voting                         % of voting 
  instrument            date(x)             Conversion       rights that                              rights 
                                            Period(xi)       may be acquired 
                                                             if the instrument 
                                                             is 
                                                             exercised/converted. 
--------------------  ------------------  ---------------  ---------------------------------------  -------------- 
 
 
 
                                           SUBTOTAL 8. 
                                            B 1 
                                          ---------------  ---------------------------------------  -------------- 
 
 B 2: Financial Instruments with similar economic effect 
  according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 
  (b)) 
------------------------------------------------------------------------------------------------------------------ 
 Type of financial    Expiration           Exercise/        Physical            Number               % of voting 
  instrument           date(x)             Conversion       or cash              of voting            rights 
                                           Period           settlement(xii)      rights 
                                           (xi) 
-------------------  -------------------  ---------------  ------------------  -------------------  -------------- 
 
 
 
                                                            SUBTOTAL 
                                                             8.B.2 
                                                           ------------------  -------------------  -------------- 
   9. Information in relation to the person subject to 
     the notification obligation (please mark the 
     applicable box with an "X") 
    Person subject to the notification obligation is 
     not controlled by any natural person or legal entity 
     and does not control any other undertaking(s) holding 
     directly or indirectly an interest in the (underlying) 
     issuer(xiii) 
    Full chain of controlled undertakings through which                      x 
     the voting rights and/or the 
     financial instruments are effectively held starting 
     with the ultimate controlling natural person or 
     legal entity(xiv) (please add additional rows as 
     necessary) 
   --------------------------------------------------------------  --------------------- 
         Name(xv)          % of voting          % of voting            Total of both 
                           rights if it        rights through           if it equals 
                           equals or is     financial instruments       or is higher 
                           higher than          if it equals         than the notifiable 
                          the notifiable        or is higher              threshold 
                            threshold        than the notifiable 
                                                  threshold 
   -------------------  ----------------  -----------------------  --------------------- 
    Old Mutual Plc           18.19%                                        18.19% 
   -------------------  ----------------  -----------------------  --------------------- 
    Old Mutual Global 
     Investors               18.19%                                        18.19% 
   -------------------  ----------------  -----------------------  --------------------- 
 
 
    10. In case of proxy voting, please identify: 
   ------------------------------------------------------------------------------------- 
    Name of the proxy holder 
   -------------------------------------  ---------------------------------------------- 

    The number and % of voting 
     rights held 
   -------------------------------------  ---------------------------------------------- 
    The date until which the 
     voting rights will be held 
   -------------------------------------  ---------------------------------------------- 
 
    11. Additional information(xvi) 
   ------------------------------------------------------------------------------------- 
 
 
 
    Place of completion   London 
   --------------------  ----------- 
    Date of completion    06.10.2017 
   --------------------  ----------- 
 
 

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October 09, 2017 10:37 ET (14:37 GMT)