Carillion PLC Holding(s) in Company (8328X)

TIDMCLLN

RNS Number : 8328X

Carillion PLC

02 September 2015

 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
-------------------------------------------------- 
 
 
 
 1. Identity of the issuer or                               Carillion Plc 
  the underlying issuer                                      GB0007365546 
  of existing shares to which 
  voting rights are 
  attached: (ii) 
---------------------------------------------------------  ---------------------- 
 2 Reason for the notification (please tick the appropriate 
  box or boxes): 
--------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights                         Yes 
----------------------------------------------------------  --------------------- 
 An acquisition or disposal of qualifying financial                  n/a 
  instruments which may result in the acquisition 
  of shares already issued to which voting rights 
  are attached 
----------------------------------------------------------  --------------------- 
 An acquisition or disposal of instruments with                      Yes 
  similar economic effect to qualifying financial 
  instruments 
----------------------------------------------------------  --------------------- 
 An event changing the breakdown of voting rights                    n/a 
----------------------------------------------------------  --------------------- 
 Other (please                                                       n/a 
  specify): 
--------------------------------------------------------    --------------------- 
 3. Full name of person(s)                                  UBS Investment Bank 
  subject to the                                             UBS Group AG 
  notification obligation: 
  (iii) 
---------------------------------------------------------  ---------------------- 
 4. Full name of shareholder(s)                             UBS AG London Branch 
  (if different from 3.):(iv)                                UBS Limited 
                                                             UBS Switzerland AG 
---------------------------------------------------------  ---------------------- 
 5. Date of the transaction                                 28 August 2015 
  and date on 
  which the threshold is 
  crossed or 
  reached: (v) 
---------------------------------------------------------  ---------------------- 
 6. Date on which issuer                                    1 September 2015 
  notified: 
---------------------------------------------------------  ---------------------- 
 7. Threshold(s) that is/are 
  crossed or 
  reached: (vi, vii)                                        5% 
---------------------------------------------------------  ---------------------- 
 
 
 
 8. Notified details: 
---------------------------------------------------------------------------------------------------------------------- 
 A: Voting rights attached to shares (viii, ix) 
---------------------------------------------------------------------------------------------------------------------- 
 Class/type     Situation previous                  Resulting situation after the 
  of             to the triggering                   triggering transaction 
  shares         transaction 
 
  if possible 
  using 
  the ISIN 
  CODE 
-------------  ----------------------------------  ------------------------------------------------------------------- 
                Number            Number            Number         Number of voting           % of voting 
                 of                of                of shares      rights                     rights (x) 
                 Shares            Voting 
                                   Rights 
-------------  ----------------  ----------------  -------------  -------------------------  ------------------------- 
                                                                   Direct      Indirect       Direct        Indirect 
                                                                   (xi)         (xii) 
-------------      ------------      ------------  -------------  ----------  -------------  ------------  ----------- 
 GB0007365546   16,252,784        16,252,784        -              -           21,810,125     -             5.07% 
               ----------------  ----------------  -------------  ----------  -------------  ------------  ----------- 
 
 
 B: Qualifying Financial Instruments 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of            Expiration        Exercise/                      Number of voting             % of voting 
 financial           date              Conversion                     rights that                  rights 
 instrument          (xiii)            Period (xiv)                   may be 
                                                                      acquired if 
                                                                      the 
                                                                      instrument 
                                                                      is 
                                                                      exercised/ 
                                                                      converted. 
-----------------  ----------------  -----------------------------  ---------------------------  --------------------- 
 -                  -                 -                              -                            - 
-----------------  ----------------  -----------------------------  ---------------------------  --------------------- 
 
 C: Financial Instruments with similar economic effect 
  to Qualifying Financial Instruments (xv, xvi) 
---------------------------------------------------------------------------------------------------------------------- 
 Resulting situation after the triggering transaction 
---------------------------------------------------------------------------------------------------------------------- 
 Type of          Exercise          Expiration      Exercise/      Number of voting             % of voting 
  financial        price             date            Conversion     rights instrument            rights (xix, 
  instrument                         (xvii)          period         refers to                    xx) 
                                                     (xviii) 
---------------  ----------------  --------------  -------------  ---------------------------  ----------------------- 
 XS1140296614     n/a               19-DEC-2019     4 Years        484,434                      Nominal       Delta 
---------------  ----------------  --------------  -------------  ---------------------------  ------------  --------- 
                                                                                                0.11%         - 
-------------      ------------      ------------  -------------    --------  -------------    ------------  --------- 
 
 Total (A+B+C) 
---------------------------------------------------------------------------------------------------------------------- 
 Number of voting rights                                           Percentage of voting rights 
----------------------------------------------------------------  ---------------------------------------------------- 
 22,294,559                                                        5.18% 
----------------------------------------------------------------  ---------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the 
  voting rights and/or the 
  financial instruments are effectively held, if applicable: 
  (xxi) 
----------------------------------------------------------------------------------------------------------- 
 
              UBS Group AG is a group holding company for UBS Investment 
              Bank business. Voting rights are held through its controlled 
              undertakings as set out below. 
 
              UBS AG: 
               *    directly through its branches: UBS AG London Branch - 
                    21,506,430 (5.00%); and 
 
 
               *    indirectly through its subsidiaries: UBS Limited - 
                    303,695 (0.07%) and UBS Switzerland AG - 484,434 
                    (0.11%) 
 
 Proxy Voting: 
----------------------------------------------------------------------------------------------------------- 
 10. Name of the proxy holder: 
---------------------------------------------------------------------------  ------------------------------ 
 11. Number of voting rights proxy 
  holder will cease to hold: 
---------------------------------------------------------------------------  ------------------------------ 
 12. Date on which proxy holder will 
  cease to hold voting rights: 
---------------------------------------------------------------------------  ------------------------------ 
 
 
  13. Additional information: 
---------------------------------------------------------------------------  ------------------------------ 
 14. Contact name:                                                            Konstantina Georgaki / Zuzana 
                                                                              Görögová 
---------------------------------------------------------------------------  ------------------------------ 
 15. Contact telephone number:                                                [phone] 
---------------------------------------------------------------------------  ------------------------------ 
 
 

This information is provided by RNS

The company news service from the London Stock Exchange

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September 02, 2015 06:01 ET (10:01 GMT)