Brooks Macdonald Group PLC Exercise of Options and EBT dealings (5604Q)

TIDMBRK

RNS Number : 5604Q

Brooks Macdonald Group PLC

06 June 2018

Brooks Macdonald Group plc

(the "Company")

Exercise of Options and Employee Benefit Trust Dealings

The Company announces that on 4 June 2018, following the exercise of options under the Company's 2015 Save As You Earn Scheme (the "SAYE Scheme"), a total of 47,975 ordinary shares of one pence each in the Company ("Ordinary Shares") are to be issued.

The Company has made an application today to the London Stock Exchange for the 47,975 new Ordinary Shares to be admitted to trading on AIM ("Admission"). It is expected that Admission will become effective on or around 12 June 2018.

Persons Discharging Managerial Responsibilities (PDMRs)

The Company announces that, at the same date, the following PDMRs and PCAs of the Company exercised options under the SAYE Scheme:

 
 PDMR               NEW SHARES 
 Andrew Shepherd    727 
                   ----------- 
 Steve Chhoker      727 
                   ----------- 
 

Employee Benefit Trust Dealings

The Company was also notified on 4 June 2018 by RBC cees Trustee Limited, as trustees of the Brooks Macdonald Employee Benefit Trust (the "EBT"), that the EBT transferred 266 ordinary shares of one pence in the Company to meet an employee award under the 2014 Long Term Incentive Scheme (the "Scheme").

Following this transfer the EBT now holds 169,100 ordinary shares, representing 1.22% of the Company's current voting rights.

The EBT is a discretionary trust for the benefit of employees of the Company and its subsidiaries, who have been granted awards under the Scheme.

Total Voting Rights

Following admission of the Ordinary Shares, the Company will have 13,884,423 Ordinary Shares in issue.

ANNEX

The notifications below, made in accordance with the EU Market Abuse Regulation:

 
 1.      Details of the person discharging managerial responsibilities 
          / person closely associated 
 (a)     Name                        Andrew Shepherd 
        --------------------------  ------------------------------------------- 
 2.      Reason for the notification 
        ----------------------------------------------------------------------- 
 (a)     Position/status             Deputy Chief Executive Officer 
        --------------------------  ------------------------------------------- 
 (b)     Initial notification        Initial notification 
          /Amendment 
        --------------------------  ------------------------------------------- 
 3.      Details of the issuer, emission allowance market participant, 
          auction platform, auctioneer or auction monitor 
        ----------------------------------------------------------------------- 
 (a)     Name                        Brooks Macdonald Group plc 
        --------------------------  ------------------------------------------- 
 (b)     LEI                         213800WRDF8LB8MIEX37 
        --------------------------  ------------------------------------------- 
 4.      Details of the transaction(s): section to be repeated 
          for (i) each type of instrument; (ii) each type of transaction; 
          (iii) each date; and (iv) each place where transactions 
          have been conducted 
        ----------------------------------------------------------------------- 
 
   (a)     Description of the          Options granted over Ordinary Shares 
           financial instrument,       of 1 pence per share in Brooks Macdonald 
           type of instrument          Group plc 
 
           Identification code         BRK 
                                       ISIN GB00B067N833 
        --------------------------  ------------------------------------------- 
 (b)     Nature of the transaction   Exercise of options over Ordinary 
                                      Shares of one pence per share in 
                                      Brooks Macdonald Group plc under 
                                      the 2015 SAYE Scheme 
        --------------------------  ------------------------------------------- 
 (c)     Price(s) and volume(s)      Volume granted: 727 
                                      Exercise Price(s): GBP12.37 
        --------------------------  ------------------------------------------- 
 (d)     Aggregated information      Aggregated volume: n/a 
                                      Aggregated price: n/a 
        --------------------------  ------------------------------------------- 
         Date of the transaction     4 June 2018 
        --------------------------  ------------------------------------------- 
         Place of the transaction    London Stock Exchange, AIM Market 
                                      (XLON) 
        --------------------------  ------------------------------------------- 
 
 
 1.    Details of the person discharging managerial responsibilities 
        / person closely associated 
 (a)   Name                              Steve Chhoker 
      --------------------------------  -------------------------------------------- 
 2.    Reason for the notification 
      ------------------------------------------------------------------------------ 
 (a)   Position/status                   Interim Head Of Finance 
      --------------------------------  -------------------------------------------- 
 (b)   Initial notification              Initial notification 
        /Amendment 
      --------------------------------  -------------------------------------------- 
 3.    Details of the issuer, emission allowance market participant, 
        auction platform, auctioneer or auction monitor 
      ------------------------------------------------------------------------------ 
 (a)   Name                              Brooks Macdonald Group plc 
      --------------------------------  -------------------------------------------- 
 (b)   LEI                               213800WRDF8LB8MIEX37 
      --------------------------------  -------------------------------------------- 
 4.    Details of the transaction(s): section to be repeated for 
        (i) each type of instrument; (ii) each type of transaction; 
        (iii) each date; and (iv) each place where transactions have 
        been conducted 
      ------------------------------------------------------------------------------ 
 (a)   Description of the financial      Options granted over Ordinary Shares 
        instrument, type of instrument    of 1 pence per share in Brooks Macdonald 
                                          Group plc 
        Identification code 
                                          BRK 
                                          ISIN GB00B067N833 
      --------------------------------  -------------------------------------------- 
 (b)   Nature of the transaction         Exercise of options over Ordinary Shares 
                                          of one pence per share in Brooks Macdonald 
                                          Group plc under the 2015 SAYE Scheme 
      --------------------------------  -------------------------------------------- 
 (c)   Price(s) and volume(s)            Volume granted: 727 
                                          Exercise Price(s): GBP12.37 
      --------------------------------  -------------------------------------------- 
 (d)   Aggregated information            Aggregated volume: n/a 
                                          Aggregated price: n/a 
      --------------------------------  -------------------------------------------- 
       Date of the transaction           4 June 2018 
      --------------------------------  -------------------------------------------- 
       Place of the transaction          London Stock Exchange, AIM Market (XLON) 
      --------------------------------  -------------------------------------------- 
 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [e-mail] or visit www.rns.com.

END

DSHBLGDLUGGBGIL

(END) Dow Jones Newswires

June 06, 2018 12:11 ET (16:11 GMT)