Brewin Dolphin Holdings PLC Block listing Interim Review (6087J)

TIDMBRW

RNS Number : 6087J

Brewin Dolphin Holdings PLC

03 April 2018

Brewin Dolphin Holdings PLC

("Brewin Dolphin" or the "Company")

BLOCK LISTING SIX MONTHLY RETURN

3 April 2018

 
 Name of applicant:                                    Brewin Dolphin Holdings PLC 
----------------------------------------------------  ---------------------------------------------------------------- 
 Name of scheme:                                       Blocklisting of 2004 Approved Share Option Plan granted in 
                                                       December 2007 @ GBP1.68 
----------------------------------------------------  ---------------------------------------------------------------- 
 Period of return:           From:                     1 October 2017             To:         31 March 2018 
--------------------------  ------------------------  -------------------------  ----------  ------------------------- 
 Balance of unallotted securities under scheme(s) 
  from previous return:                                  64,476 
----------------------------------------------------  ---------------------------------------------------------------- 
 Plus: The amount by which the block scheme(s) has     Nil 
 been increased since the date of the last 
 return (if any increase has been applied for): 
----------------------------------------------------  ---------------------------------------------------------------- 
 Less: Number of securities issued/allotted under 
  scheme(s) during period (see LR3.5.7G):              (53,976) 
----------------------------------------------------  ---------------------------------------------------------------- 
 Less: Lapsed securities                               (10,500) 
----------------------------------------------------  ---------------------------------------------------------------- 
 Equals: Balance under scheme(s) not yet               Nil 
  issued/allotted at end of period: 
----------------------------------------------------  ---------------------------------------------------------------- 
 
 
 
 Name of applicant:                                    Brewin Dolphin Holdings PLC 
----------------------------------------------------  ---------------------------------------------------------------- 
 Name of scheme:                                       Blocklisting of 2004 Approved Share Option Plan granted in 
                                                       December 2008 @ GBP1.035 
----------------------------------------------------  ---------------------------------------------------------------- 
 Period of return:           From:                     1 October 2017             To:         31 March 2018 
--------------------------  ------------------------  -------------------------  ----------  ------------------------- 
 Balance of unallotted securities under scheme(s) 
  from previous return:                                  52,580 
----------------------------------------------------  ---------------------------------------------------------------- 
 Plus: The amount by which the block scheme(s) has     Nil 
 been increased since the date of the last 
 return (if any increase has been applied for): 
----------------------------------------------------  ---------------------------------------------------------------- 
 Less: Number of securities issued/allotted under      Nil 
 scheme(s) during period (see LR3.5.7G): 
----------------------------------------------------  ---------------------------------------------------------------- 
 Equals: Balance under scheme(s) not yet 
  issued/allotted at end of period:                    52,580 
----------------------------------------------------  ---------------------------------------------------------------- 
 
 
 
 Name of applicant:                                    Brewin Dolphin Holdings PLC 
----------------------------------------------------  ---------------------------------------------------------------- 
 Name of scheme:                                       Blocklisting of 2004 Approved Share Option Plan granted in 
                                                       December 2009 @ GBP1.657 
----------------------------------------------------  ---------------------------------------------------------------- 
 Period of return:           From:                     1 October 2017             To:         31 March 2018 
--------------------------  ------------------------  -------------------------  ----------  ------------------------- 
 Balance of unallotted securities under scheme(s) 
  from previous return:                                  167,348 
----------------------------------------------------  ---------------------------------------------------------------- 
 Plus: The amount by which the block scheme(s) has 
 been increased since the date of the last               Nil 
 return (if any increase has been applied for): 
----------------------------------------------------  ---------------------------------------------------------------- 
 Less: Number of securities issued/allotted under 
  scheme(s) during period (see LR3.5.7G):              (8,592) 
----------------------------------------------------  ---------------------------------------------------------------- 
 Equals: Balance under scheme(s) not yet 
  issued/allotted at end of period:                    158,756 
----------------------------------------------------  ---------------------------------------------------------------- 
 
 
 
 Name of applicant:                                    Brewin Dolphin Holdings PLC 
----------------------------------------------------  ---------------------------------------------------------------- 
 Name of scheme:                                       Blocklisting of 2004 Approved Share Option Plan granted in 
                                                       December 2010 @ GBP1.48 
----------------------------------------------------  ---------------------------------------------------------------- 
 Period of return:           From:                     1 October 2017             To:         31 March 2018 
--------------------------  ------------------------  -------------------------  ----------  ------------------------- 
 Balance of unallotted securities under scheme(s) 
  from previous return:                                  99,057 
----------------------------------------------------  ---------------------------------------------------------------- 
 Plus: The amount by which the block scheme(s) has 
 been increased since the date of the last               Nil 
 return (if any increase has been applied for): 
----------------------------------------------------  ---------------------------------------------------------------- 
 Less: Number of securities issued/allotted under 
  scheme(s) during period (see LR3.5.7G):              (5,250) 
----------------------------------------------------  ---------------------------------------------------------------- 
 Equals: Balance under scheme(s) not yet 
  issued/allotted at end of period:                    93,807 
----------------------------------------------------  ---------------------------------------------------------------- 
 
 
 
 Name of applicant:                                    Brewin Dolphin Holdings PLC 
----------------------------------------------------  ---------------------------------------------------------------- 
 Name of scheme:                                       Blocklisting of 2004 Approved Share Option Plan granted in 
                                                       December 2011 @ GBP1.313 
----------------------------------------------------  ---------------------------------------------------------------- 
 Period of return:           From:                     1 October 2017             To:         31 March 2018 
--------------------------  ------------------------  -------------------------  ----------  ------------------------- 
 Balance of unallotted securities under scheme(s) 
  from previous return:                                  32,000 
----------------------------------------------------  ---------------------------------------------------------------- 
 Plus: The amount by which the block scheme(s) has 
 been increased since the date of the last               Nil 
 return (if any increase has been applied for): 
----------------------------------------------------  ---------------------------------------------------------------- 
 Less: Number of securities issued/allotted under 
  scheme(s) during period (see LR3.5.7G):              (250) 
----------------------------------------------------  ---------------------------------------------------------------- 
 Equals: Balance under scheme(s) not yet 
  issued/allotted at end of period:                    31,750 
----------------------------------------------------  ---------------------------------------------------------------- 
 
 
 
 Name of contact:                Tiffany Brill - Company Secretary, Brewin Dolphin Holdings PLC 
------------------------------  --------------------------------------------------------------- 
 Telephone number of contact:    0207 248 4400 
------------------------------  --------------------------------------------------------------- 
 

This information is provided by RNS

The company news service from the London Stock Exchange

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April 03, 2018 05:43 ET (09:43 GMT)