Aldermore Group PLC Holding(s) in Company (4683N)

TIDMALD TIDM50WI

RNS Number : 4683N

Aldermore Group PLC

29 January 2016

 
 TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARES(i) 
-------------------------------------------------- 
 
 
 
 1. Identity of the issuer or                                           Aldermore Group PLC 
  the underlying issuer 
  of existing shares to which 
  voting rights are 
  attached: (ii) 
-------------------------------------------------------------  ------------------------------------ 
 2 Reason for the notification (please tick the appropriate 
  box or boxes): 
--------------------------------------------------------------------------------------------------- 
 An acquisition or disposal of voting rights 
----------------------------------------------------------------  --------------------------------- 
 An acquisition or disposal of qualifying financial                               X 
  instruments which may result in the acquisition 
  of shares already issued to which voting rights 
  are attached 
----------------------------------------------------------------  --------------------------------- 
 An acquisition or disposal of instruments with similar 
  economic effect to qualifying financial instruments 
----------------------------------------------------------------  --------------------------------- 
 An event changing the breakdown of voting rights 
----------------------------------------------------------------  --------------------------------- 
 Other (please 
  specify): 
---------------------------------------------------------  -----  --------------------------------- 
 3. Full name of person(s)                                               Morgan Stanley 
  subject to the                                                 (Institutional Securities Group 
  notification obligation:                                        and Global Wealth Management) 
  (iii) 
-----------------------------------------------------------  -------------------------------------- 
 4. Full name of shareholder(s) 
  (if different from 3.):(iv) 
-----------------------------------------------------------  -------------------------------------- 
 5. Date of the transaction                                                26/01/2016 
  and date on 
  which the threshold is crossed 
  or 
  reached: (v) 
-----------------------------------------------------------  -------------------------------------- 
 6. Date on which issuer notified:                                         28/01/2016 
-----------------------------------------------------------  -------------------------------------- 
 7. Threshold(s) that is/are                                                   5%* 
  crossed or 
  reached: (vi, vii) 
-----------------------------------------------------------  -------------------------------------- 
 
 
 
 8. Notified details: 
------------------------------------------------------------------------------------------------------------------------ 
 A: Voting rights attached to shares (viii, ix) 
------------------------------------------------------------------------------------------------------------------------ 
 Class/type       Situation previous           Resulting situation after the 
  of               to the triggering            triggering transaction 
  shares           transaction 
 
  if possible 
  using 
  the ISIN 
  CODE 
---------------  ---------------------------  -------------------------------------------------------------------------- 
                  Number       Number          Number            Number of                      % of voting 
                  of            of              of shares         voting                         rights (x) 
                  Shares        Voting                            rights 
                                Rights 
-------------    -----------  --------------  ----------------  -----------------------------  ------------------------- 
                                               Direct            Direct            Indirect     Direct        Indirect 
                                                                  (xi)              (xii) 
-------------      ---------  ----------      ----------------  ----------------  -----------  ------------  ----------- 
 
 GB00BQQMCJ47     912,144      912,144         0                 0                              0.00% 
---------------  -----------  --------------  ----------------  ----------------  -----------  ------------  ----------- 
 
 B,: Qualifying Financial Instruments 
------------------------------------------------------------------------------------------------------------------------ 
 Resulting situation after the triggering transaction 
------------------------------------------------------------------------------------------------------------------------ 
 Type of            Expiration               Exercise/             Number of voting                 % of voting 
 financial           date                     Conversion            rights that                      rights 
 instrument          (xiii)                   Period (xiv)          may be 
                                                                    acquired if 
                                                                    the 
                                                                    instrument 
                                                                    is 
                                                                    exercised/ 
                                                                    converted. 
-----------------  -----------------------  --------------------  -------------------------------  --------------------- 
 Right of Recall 
 over a 
 securities 
 lending 
 agreement          n/a                      n/a                     17,390,883                     5.04% 
-----------------  -----------------------  --------------------  -------------------------------  --------------------- 
 
 C: Financial Instruments with similar economic effect 
  to Qualifying Financial Instruments (xv, xvi) 
------------------------------------------------------------------------------------------------------------------------ 
 Resulting situation after the triggering transaction 
------------------------------------------------------------------------------------------------------------------------ 
 Type of        Exercise                   Expiration        Exercise/           Number of        % of voting 
  financial     price                      date (xvii)       Conversion           voting rights    rights (xix, 
  instrument                                                 period               instrument       xx) 
                                                             (xviii)              refers to 
-------------  -------------------------  ----------------  ------------------  ---------------  ----------------------- 
                                                                                                  Nominal       Delta 
-------------  -------------------------  ----------------  ------------------  ---------------  ------------  --------- 
 
 
 Total (A+B+C) 
------------------------------------------------------------------------------------------------------------------------ 
 Number of voting rights                                       Percentage of voting rights 
------------------------------------------------------------  ---------------------------------------------------------- 
 
   17,390,883                                                  5.04% 
------------------------------------------------------------  ---------------------------------------------------------- 
 
 
 
 9. Chain of controlled undertakings through which the 
  voting rights and/or the 
  financial instruments are effectively held, if applicable: 
  (xxi) 
------------------------------------------------------------------------------------------------ 
 
   Morgan Stanley & Co. International plc, 25 Cabot Square, 
   Canary Wharf, London E14 4QA is a direct holder of 
   17,390,883 voting rights (5.04%) and is a subsidiary 
   of Morgan Stanley Investments (UK) 
 
   Morgan Stanley Investments (UK), 20 Bank Street, Canary 
   Wharf, London E14 4AD is an indirect holder of 17,390,883 
   voting rights (5.04%) and is a subsidiary of Morgan 
   Stanley UK Group 
 
   Morgan Stanley UK Group, 25 Cabot Square, Canary Wharf, 
   London E14 4QA is an indirect holder of 
   17,390,883 voting rights (5.04%) and is a subsidiary 
   of Morgan Stanley International Limited. 
 
   Morgan Stanley International Limited, 25 Cabot Square, 
   Canary Wharf, London E14 4QA is an indirect holder 
   of 17,390,883 voting rights (5.04%) and is a subsidiary 
   of Morgan Stanley International Holdings Inc. 
 
   Morgan Stanley International Holdings Inc., c/o The 
   Corporation Trust Company, Corporation Trust Center, 
   1209 Orange Street, Wilmington, Delaware DE 19801, 
   USA is an indirect holder of 
   17,390,883 voting rights (5.04%) and is a subsidiary 
   of Morgan Stanley. 
 
 Proxy Voting: 
------------------------------------------------------------------------------------------------ 
 10. Name of the proxy holder:                                             N/A 
-------------------------------------------------------  --------------------------------------- 
 11. Number of voting rights proxy                                         N/A 
  holder will cease 
  to hold: 
-------------------------------------------------------  --------------------------------------- 
 12. Date on which proxy holder will                                       N/A 
  cease to hold 
  voting rights: 
-------------------------------------------------------  --------------------------------------- 
 
                                                          Morgan Stanley's total holding 
  13. Additional information:                              in Aldermore Group Plc remains 
                                                           above the 5% threshold previously 

January 29, 2016 06:54 ET (11:54 GMT)

                                                           disclosed, however, this notification 
                                                           is being made on the basis that 
                                                           the holding in section 8(b) has 
                                                           crossed a relevant threshold 
                                                           in its own right at the component 
                                                           level. 
-------------------------------------------------------  --------------------------------------- 
 14. Contact name: 
                                                            Craig Horsley 
-------------------------------------------------------  --------------------------------------- 
 15. Contact telephone 
  number:                                                 0141 245 7736 
-------------------------------------------------------  --------------------------------------- 
 
 

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The company news service from the London Stock Exchange

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January 29, 2016 06:54 ET (11:54 GMT)