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AFHP Afh Financial Group Plc

475.00
0.00 (0.00%)
24 Apr 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type Share ISIN Share Description
Afh Financial Group Plc LSE:AFHP London Ordinary Share GB00B4W5WQ08 ORD 10P
  Price Change % Change Share Price Bid Price Offer Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 475.00 0.00 01:00:00
Industry Sector Turnover Profit EPS - Basic PE Ratio Market Cap
0 0 N/A 0

AFH Financial Group Plc Holding(s) in Company (2790C)

17/06/2021 12:24pm

UK Regulatory


TIDMAFHP TIDMAFHB

RNS Number : 2790C

AFH Financial Group Plc

17 June 2021

TR-1: Standard form for notification of major holdings

 
 NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer 
  and to the FCA in Microsoft Word format if possible) (i) 
 
 1a. Identity of the issuer or                                          AFH Financial Group PLC 
  the underlying issuer of existing 
  shares to which voting rights are 
  attached (ii) : 
                                                     ------------------------------------------------------------- 
 1b. Please indicate if the issuer is a non-UK issuer (please mark 
  with an "X" if appropriate) 
 Non-UK issuer 
                                                                                                 ----------------- 
 2. Reason for the notification (please mark the appropriate box 
  or boxes with an "X") 
 An acquisition or disposal of voting rights 
                                                                                                 ----------------- 
 An acquisition or disposal of financial instruments 
                                                                                                 ----------------- 
 An event changing the breakdown of voting rights                                                        X 
                                                                                                 ----------------- 
 Other (please specify) (iii) : 
                                                                                                 ----------------- 
 3. Details of person subject to the notification obligation (iv) 
 Name                                                 Slater Investments 
 City and country of registered                       London, United-Kingdom 
  office (if applicable) 
 4. Full name of shareholder(s) (if different from 3.) (v) 
 Name 
                                                     ------------------------------------------------------------- 
 City and country of registered 
  office (if applicable) 
                                                     ------------------------------------------------------------- 
 5. Date on which the threshold                       16/06/2021 
  was crossed or reached (vi) : 
                                                     ------------------------------------------------------------- 
 6. Date on which issuer notified                     16/06/2021 
  (DD/MM/YYYY): 
                                                     ------------------------------------------------------------- 
 7. Total positions of person(s) subject to the notification obligation 
                                   % of voting             % of voting          Total of both     Total number of 
                                 rights attached          rights through           in % (8.A       voting rights 
                                    to shares         financial instruments         + 8.B)         of issuer (vii) 
                                    (total of             (total of 8.B 
                                      8. A)                 1 + 8.B 2) 
                             ----------------------  -----------------------  -----------------  ----------------- 
 Resulting 
  situation 
  on the date 
  on which threshold 
  was crossed 
  or reached                  11.550000               0.000000                 11.550000          5577529 
                             ----------------------  -----------------------  -----------------  ----------------- 
 Position of 
  previous notification 
  (if 
  applicable)                 12.170000               0.000000                 12.170000          5203234 
                             ----------------------  -----------------------  -----------------  ----------------- 
 
 
 
 8. Notified details of the resulting situation on the date on which 
  the threshold was crossed or reached (viii) 
 A: Voting rights attached to shares 
 Class/type of          Number of voting rights                    % of voting rights 
 shares                  (ix) 
 ISIN code (if 
 possible) 
                              Direct               Indirect                   Direct                Indirect 
                        (Art 9 of Directive       (Art 10 of            (Art 9 of Directive          (Art 10 
                           2004/109/EC)           Directive                2004/109/EC)            of Directive 
                             (DTR5.1)            2004/109/EC)                (DTR5.1)              2004/109/EC) 
                                                  (DTR5.2.1)                                        (DTR5.2.1) 
                                             ------------------- 
 GB00B4W5WQ08           286627                5290902              0.590000                       10.960000 
                       --------------------  -------------------  -----------------------------  -------------- 
 
 
 SUBTOTAL 8. A          5577529                                    11.550000% 
                       -----------------------------------------  --------------------------------------------- 
 
 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 
  2004/109/EC (DTR5.3.1.1 (a)) 
 Type of financial      Expiration            Exercise/            Number of voting               % of voting 
  instrument             date                  Conversion Period    rights that may                rights 
                         (x)                   (xi)                 be acquired if 
                                                                    the instrument 
                                                                    is 
                                                                    exercised/converted. 
                       --------------------  -------------------  -----------------------------  -------------- 
 
 
 
                                              SUBTOTAL 8. B 
                                               1 
                                             -------------------  -----------------------------  -------------- 
 
 B 2: Financial Instruments with similar economic effect according 
  to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b)) 
 Type of financial     Expiration             Exercise/            Physical      Number of        % of voting 
  instrument            date (x)              Conversion           or cash        voting rights    rights 
                                              Period (xi)          settlement 
                                                                   (xii) 
                      ---------------------  -------------------  ------------  --------------- 
 
 
 
                                                                   SUBTOTAL 
                                                                    8.B.2 
                                                                  ------------  --------------- 
 
 
 
 
 9. Information in relation to the person subject to the notification 
  obligation (please mark the 
  applicable box with an "X") 
 Person subject to the notification obligation is not controlled                     X 
  by any natural person or legal entity and does not control any 
  other undertaking(s) holding directly or indirectly an interest 
  in the (underlying) issuer (xiii) 
 Full chain of controlled undertakings through which the voting 
  rights and/or the 
  financial instruments are effectively held starting with the 
  ultimate controlling natural person or legal entity (xiv) (please 
  add additional rows as necessary) 
       Name (xv)           % of voting rights      % of voting rights        Total of both if 
                             if it equals or        through financial         it equals or is 
                             is higher than           instruments if          higher than the 
                             the notifiable          it equals or is        notifiable threshold 
                                threshold            higher than the 
                                                   notifiable threshold 
                         ---------------------  ------------------------  ---------------------- 
 Mark Slater - 
  Slater Investments      11.550000                                        11.550000 
                         ---------------------  ------------------------  ---------------------- 
 
 
 
 
 
 10. In case of proxy voting, please identify: 
 Name of the proxy holder 
                                                ------------------------------------------------ 
 The number and % of voting rights 
  held 
                                                ------------------------------------------------ 
 The date until which the voting 
  rights will be held 
                                                ------------------------------------------------ 
 
 11. Additional information (xvi) 
 Last boundary crossing was 24/01/2020 where % of total voting rights 
  was 12.17%. 
 
 
 
 Place of completion   London, United-Kingdom 
 Date of completion    16/06/2021 
                      ----------------------- 
 

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END

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June 17, 2021 07:24 ET (11:24 GMT)

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