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WAT Waters Corp

326.06
0.00 (0.00%)
Pre Market
Last Updated: 09:09:43
Delayed by 15 minutes
Share Name Share Symbol Market Type
Waters Corp NYSE:WAT NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 326.06 0 09:09:43

Initial Statement of Beneficial Ownership (3)

01/10/2019 8:27pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Aleman Keeley A

2. Date of Event Requiring Statement (MM/DD/YYYY)
10/1/2019 

3. Issuer Name and Ticker or Trading Symbol

WATERS CORP /DE/ [WAT]

(Last)        (First)        (Middle)

34 MAPLE STREET

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                          _____ 10% Owner
___X___ Officer (give title below)        _____ Other (specify below)
SVP General Counsel & Corp Sec /

(Street)

MILFORD, MA 01757      

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed(MM/DD/YYYY)

 

6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock (1)1963 D  
Common Stock 112 I by Spouse 

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy) 2/17/2018 (2)2/17/2027 Common Stock 5722 $154.33 D  
Stock Option (Right to Buy) 2/23/2019 (3)2/23/2028 Common Stock 4569 $208.47 D  
Stock Option (Right to Buy) 2/26/2020 (4)2/26/2029 Common Stock 4693 $238.52 D  

Explanation of Responses:
(1) Common stock and equity awards included in this Form 3 are issued and held in Ms. Aleman's married name.
(2) These options vest 20% per annum for a 5 year period beginning on February 17, 2018.
(3) These options vest 20% per annum for a 5 year period beginning on February 23, 2019.
(4) These options vest 20% per annum for a 5 year period beginning February 26, 2020.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Aleman Keeley A
34 MAPLE STREET
MILFORD, MA 01757


SVP General Counsel & Corp Sec

Signatures
/s/ Keeley A. Aleman10/1/2019
**Signature of Reporting PersonDate

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