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WAT Waters Corp

321.25
5.67 (1.80%)
04 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Waters Corp NYSE:WAT NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  5.67 1.80% 321.25 327.51 319.095 321.05 507,299 01:00:00

Initial Statement of Beneficial Ownership (3)

11/02/2016 5:59pm

Edgar (US Regulatory)


FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

King Ian

2. Date of Event Requiring Statement (MM/DD/YYYY)
2/10/2016 

3. Issuer Name and Ticker or Trading Symbol

WATERS CORP /DE/ [WAT]

(Last)        (First)        (Middle)

34 MAPLE STREET

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
Sr VP, Instrument Technology /

(Street)

MILFORD, MA 01757       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock   4559   D   (1)  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option (Right to Buy)   12/9/2011   (2) 12/9/2020   Common Stock   23000   $79.05   D    
Stock Option (Right to Buy)   12/7/2012   (3) 12/7/2021   Common Stock   23000   $79.15   D    
Stock Option (Right to Buy)   12/11/2013   (4) 12/11/2022   Common Stock   23000   $87.06   D    
Stock Option (Right to Buy)   12/6/2014   (5) 12/6/2023   Common Stock   12000   $98.21   D    
Stock Option (Right to Buy)   12/11/2015   (6) 12/11/2024   Common Stock   19000   $113.36   D    
Stock Option (Right to Buy)   12/9/2016   (7) 12/9/2025   Common Stock   17825   $128.93   D    

Explanation of Responses:
( 1)  5,091 Restricted Stock Units vest 20% per annum for a 5 year period beginning on December 6, 2014. A total of 811 shares of common stock representing taxes were withheld at vesting dates, December 6, 2014 and December 6, 2015.
( 2)  These options vest 20% per annum for a 5 year period beginning on December 9, 2011.
( 3)  These options vest 20% per annum for a 5 year period beginning on December 7, 2012.
( 4)  These options vest 20% per annum for a 5 year period beginning on December 11, 2013.
( 5)  These options vest 20% per annum for a 5 year period beginning on December 6, 2014.
( 6)  These options vest 20% per annum for a 5 year period beginning on December 11, 2015.
( 7)  These options vest 20% per annum for a 5 year period beginning on December 9, 2016.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
King Ian
34 MAPLE STREET
MILFORD, MA 01757


Sr VP, Instrument Technology

Signatures
/s/ Ian King 2/11/2016
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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