We could not find any results for:
Make sure your spelling is correct or try broadening your search.
Share Name | Share Symbol | Market | Type |
---|---|---|---|
UnitedHealth Group Inc | NYSE:UNH | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
1.93 | 0.39% | 494.38 | 494.87 | 491.86 | 492.48 | 2,029,505 | 01:00:00 |
|
|
|
|
|
[X]
|
ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
|
[ ]
|
TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
|
UnitedHealth Group Center
9900 Bren Road East
Minnetonka, Minnesota
|
|
|
|
|
|
|
UNITEDHEALTH GROUP 401(k) SAVINGS PLAN
|
|
|
|
|
|
TABLE OF CONTENTS
|
||
|
|
Page
|
|
|
|
|
|
|
|
||
|
||
|
||
|
||
|
||
|
||
|
NOTE:
|
All other schedules required by Section 2520.103-10 of the Department of Labor’s Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974 have been omitted because they are not applicable.
|
/s/ DELOITTE & TOUCHE LLP
|
UNITEDHEALTH GROUP 401(k) SAVINGS PLAN
|
|
|
|
|
||||
|
|
|
|
|
||||
STATEMENTS OF NET ASSETS AVAILABLE FOR BENEFITS
|
|
|
|
|
||||
AS OF DECEMBER 31, 2016 AND 2015 (in thousands)
|
||||||||
|
|
|
|
|
||||
|
|
|
|
|
||||
|
|
2016
|
|
2015
|
||||
ASSETS:
|
|
|
|
|
||||
Participant-directed investments:
|
|
|
|
|
||||
Investments - at fair value
|
|
$
|
8,132,354
|
|
|
$
|
6,738,555
|
|
Investments - at contract value
|
|
548,826
|
|
|
492,010
|
|
||
|
|
|
|
|
||||
Receivables:
|
|
|
|
|
||||
Notes receivable from participants
|
|
258,648
|
|
|
228,272
|
|
||
Employer contributions
|
|
799
|
|
|
4,084
|
|
||
|
|
|
|
|
||||
NET ASSETS AVAILABLE FOR BENEFITS
|
|
$
|
8,940,627
|
|
|
$
|
7,462,921
|
|
UNITEDHEALTH GROUP 401(k) SAVINGS PLAN
|
|
|
||
|
|
|
||
STATEMENT OF CHANGES IN NET ASSETS AVAILABLE FOR BENEFITS
|
|
|
||
FOR THE YEAR ENDED DECEMBER 31, 2016 (in thousands)
|
||||
|
|
|
||
ADDITIONS:
|
|
|
||
Contributions:
|
|
|
||
Employee
|
|
$
|
678,323
|
|
Employer
|
|
316,173
|
|
|
Rollover
|
|
145,304
|
|
|
|
|
|
||
Total contributions
|
|
1,139,800
|
|
|
|
|
|
||
Net appreciation in fair value of investments
|
|
678,143
|
|
|
Interest and dividends
|
|
49,193
|
|
|
Interest income on notes receivable from participants
|
|
10,333
|
|
|
|
|
|
||
Total additions
|
|
1,877,469
|
|
|
|
|
|
||
DEDUCTIONS:
|
|
|
||
Benefits paid to participants
|
|
(499,805
|
)
|
|
Administrative expenses
|
|
(6,105
|
)
|
|
|
|
|
||
Total deductions
|
|
(505,910
|
)
|
|
|
|
|
||
INCREASE IN NET ASSETS BEFORE PLAN TRANSFERS
|
|
1,371,559
|
|
|
|
|
|
||
NET TRANSFERS INTO THE PLAN (Note 9)
|
|
106,147
|
|
|
|
|
|
||
INCREASE IN NET ASSETS AVAILABLE FOR BENEFITS
|
|
1,477,706
|
|
|
|
|
|
||
NET ASSETS AVAILABLE FOR BENEFITS:
|
|
|
||
Beginning of year
|
|
7,462,921
|
|
|
|
|
|
||
End of year
|
|
$
|
8,940,627
|
|
1.
|
DESCRIPTION OF PLAN
|
Years of Service
|
Vesting
|
Less than 2 years
|
0%
|
2 or more
|
100%
|
2.
|
SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES
|
3.
|
FAIR VALUE MEASUREMENT
|
Level 1
‑
|
Unadjusted quoted prices for identical assets in active markets that the Plan can access.
|
Level 2
‑
|
Inputs other than quoted prices included within Level 1 that are observable for the asset or liability, either directly or indirectly, such as:
|
•
|
quoted prices for similar assets or liabilities in active markets;
|
•
|
quoted prices for identical or similar assets or liabilities in inactive markets;
|
•
|
inputs other than quoted prices that are observable for the asset or liability;
|
•
|
inputs that are derived principally from or corroborated by observable market data by correlation or other means.
|
Level 3
‑
|
Unobservable inputs for the asset.
|
|
|
Fair Value Measurements at December 31, 2016
|
||||||||||
(in thousands)
|
|
Quoted Prices
in Active
Markets
(Level 1)
|
|
Other
Observable
Inputs
(Level 2)
|
|
Total
Fair
Value
|
||||||
|
|
|
|
|
|
|
||||||
Cash and cash equivalents
|
|
$
|
24,758
|
|
|
$
|
—
|
|
|
$
|
24,758
|
|
Debt securities:
|
|
|
|
|
|
|
||||||
U.S. government and agencies
|
|
63,428
|
|
|
101,075
|
|
|
164,503
|
|
|||
Corporate and other
|
|
—
|
|
|
189,909
|
|
|
189,909
|
|
|||
Mutual funds
|
|
2,312,122
|
|
|
—
|
|
|
2,312,122
|
|
|||
Self-directed brokerage accounts
|
|
144,710
|
|
|
802
|
|
|
145,512
|
|
|||
Common stock
|
|
917,312
|
|
|
—
|
|
|
917,312
|
|
|||
|
|
|
|
|
|
|
||||||
Total assets in the fair value hierarchy
|
|
$
|
3,462,330
|
|
|
$
|
291,786
|
|
|
3,754,116
|
|
|
|
|
|
|
|
|
|
||||||
Instruments measured at NAV
(1)
|
|
|
|
|
|
4,378,238
|
|
|||||
|
|
|
|
|
|
|
||||||
Total investments at fair value
|
|
|
|
|
|
$
|
8,132,354
|
|
||||
|
|
|
|
|
|
|
||||||
|
|
Fair Value Measurements at December 31, 2015
|
||||||||||
(in thousands)
|
|
Quoted Prices
in Active
Markets
(Level 1)
|
|
Other
Observable
Inputs
(Level 2)
|
|
Total
Fair
Value
|
||||||
|
|
|
|
|
|
|
||||||
Cash and cash equivalents
|
|
$
|
42,802
|
|
|
$
|
—
|
|
|
$
|
42,802
|
|
Debt securities:
|
|
|
|
|
|
|
||||||
U.S. government and agencies
|
|
18,060
|
|
|
114,344
|
|
|
132,404
|
|
|||
Corporate and other
|
|
—
|
|
|
186,414
|
|
|
186,414
|
|
|||
Mutual funds
|
|
1,994,691
|
|
|
—
|
|
|
1,994,691
|
|
|||
Self-directed brokerage accounts
|
|
116,883
|
|
|
415
|
|
|
117,298
|
|
|||
Common stock
|
|
816,994
|
|
|
—
|
|
|
816,994
|
|
|||
|
|
|
|
|
|
|
||||||
Total assets in the fair value hierarchy
|
|
$
|
2,989,430
|
|
|
$
|
301,173
|
|
|
3,290,603
|
|
|
|
|
|
|
|
|
|
||||||
Instruments measured at NAV
(1)
|
|
|
|
|
|
3,447,952
|
|
|||||
|
|
|
|
|
|
|
||||||
Total investments at fair value
|
|
|
|
|
|
$
|
6,738,555
|
|
(1)
|
Certain investments that were measured at NAV per share (or its equivalent) have not been classified in the fair value hierarchy. The fair value amounts presented in this table are intended to permit reconciliation of the fair value hierarchy to the line items presented in the Statements of Net Assets Available for Benefits.
|
Investment
|
|
Fair Value
(1)
|
|
Unfunded Commitment
|
|
Redemption Frequency
|
|
Other Redemption Restrictions
(2)
|
|
Redemption Notice Period
|
||||
|
|
(in thousands)
|
|
(in thousands)
|
|
|
|
|
|
|
||||
December 31, 2016
|
|
|
|
|
|
|
|
|
|
|
||||
|
|
|
|
|
|
|
|
|
|
|
||||
Common/collective trust
|
|
$
|
4,378,238
|
|
|
$
|
—
|
|
|
Immediate
|
|
Various
|
|
Various
|
|
|
|
|
|
|
|
|
|
|
|
||||
|
|
|
|
|
|
|
|
|
|
|
||||
December 31, 2015
|
|
|
|
|
|
|
|
|
|
|
||||
|
|
|
|
|
|
|
|
|
|
|
||||
Common/collective trust
|
|
$
|
3,447,952
|
|
|
$
|
—
|
|
|
Immediate
|
|
Various
|
|
Various
|
(1)
|
The fair value of investments are based on the fair values of the underlying investments in the funds.
|
(2)
|
Certain events may cause funds held in the common/collective trust to be deferred, including, but not limited to, the following:
|
(i)
|
Closing or disruption of the financial markets or exchanges in which a transaction is unable to be settled prudently.
|
(ii)
|
An emergency situation in which the disposition of assets would be seriously prejudicial to Plan participants.
|
(iii)
|
Breakdown in the means of communication normally employed to determine fair market value of an investment.
|
(iv)
|
Investments cannot be effected at normal rates of exchange.
|
4.
|
FULLY BENEFIT-RESPONSIVE INVESTMENT CONTRACTS
|
(in thousands)
|
|
2016
|
|
2015
|
||||
|
|
|
|
|
||||
Security-backed investment contracts
|
|
$
|
415,840
|
|
|
$
|
367,727
|
|
Separate account guaranteed investment contract
|
|
132,986
|
|
|
124,283
|
|
||
|
|
|
|
|
||||
Total
|
|
$
|
548,826
|
|
|
$
|
492,010
|
|
•
|
Material amendments to the Plan’s structure of administration;
|
•
|
Failure of the Plan to qualify under Section 401(a) of the Code or the failure of the Plan to be tax-exempt under Section 501(a) of the Code;
|
•
|
Premature termination of the contracts;
|
•
|
Complete or partial termination of the Plan, including a merger within another plan;
|
•
|
Redemption of all or a portion of the interests in the Plan at the direction of the Company, including withdrawals due to the removal of a specifically identifiable group of employees from coverage under the Plan (such as a group layoff or early retirement incentive program), the closing or sale of a subsidiary, employing unit or affiliate, or the Company’s establishment of another tax qualified defined contribution plan;
|
•
|
Changes to the Plan’s prohibition on competing investment options; and
|
•
|
Bankruptcy of the plan sponsor or other plan sponsor events (for example, divestitures or spinoffs of a subsidiary) that significantly affect the Plan’s normal operations.
|
5.
|
PLAN AMENDMENT OR TERMINATION
|
6.
|
FEDERAL INCOME TAX STATUS
|
7.
|
EXEMPT PARTY-IN-INTEREST TRANSACTIONS
|
8.
|
RISKS AND UNCERTAINTIES
|
9.
|
PLAN TRANSFERS
|
10.
|
RECONCILIATION TO THE FORM 5500
|
(in thousands)
|
|
2016
|
|
2015
|
||||
Net assets available for benefits per the financial statements
|
|
$
|
8,940,627
|
|
|
$
|
7,462,921
|
|
Deemed distributions of participant loans
|
|
(414
|
)
|
|
(350
|
)
|
||
Fair market value adjustment of investment contracts
|
|
908
|
|
|
(553
|
)
|
||
|
|
|
|
|
||||
Net assets available for benefits per the Form 5500
|
|
$
|
8,941,121
|
|
|
$
|
7,462,018
|
|
UNITEDHEALTH GROUP 401(k) SAVINGS PLAN
|
|
|
||
(EIN 41-1321939, Plan #001)
|
|
|
||
|
|
|
||
FORM 5500, SCHEDULE H, Part IV, LINE 4i — SCHEDULE OF ASSETS (HELD AT END OF YEAR)
|
||||
AS OF DECEMBER 31, 2016
|
||||
|
|
|
||
|
|
Current Value
|
||
COMMON/COLLECTIVE TRUST FUNDS:
|
|
(in thousands)
|
||
WELLS FARGO DJ TARGET 2035 N*
|
|
$
|
657,012
|
|
WELLS FARGO DJ TARGET 2030 N*
|
|
619,477
|
|
|
WELLS FARGO DJ TARGET 2025 N*
|
|
559,537
|
|
|
WELLS FARGO DJ TARGET 2040 N*
|
|
552,608
|
|
|
WELLINGTON MID-CAP OPPORTUNITIES FUND
|
|
530,545
|
|
|
WELLS FARGO DJ TARGET 2045 N*
|
|
418,720
|
|
|
WELLS FARGO DJ TARGET 2020 N*
|
|
372,779
|
|
|
WELLS FARGO DJ TARGET 2050 N*
|
|
246,762
|
|
|
WELLS FARGO FIXED INCOME FUND F
|
|
186,852
|
|
|
WELLS FARGO DJ TARGET 2015 N*
|
|
132,992
|
|
|
WELLS FARGO FIXED INCOME FUND L
|
|
99,783
|
|
|
STATE STREET U.S. BOND INDEX NON-LENDING SERIES FUND
|
|
75,742
|
|
|
WELLS FARGO DJ TARGET 2055 N*
|
|
71,003
|
|
|
WELLS FARGO FIXED INCOME FUND N
|
|
70,236
|
|
|
WELLS FARGO FIXED INCOME FUND Q
|
|
58,456
|
|
|
WELLS FARGO SHORT TERM INVESTMENT FUND
|
|
36,965
|
|
|
WELLS FARGO DJ TARGET 2010 N*
|
|
33,534
|
|
|
STATE STREET GLOBAL EQUITY EX-US INDEX FUND
|
|
28,909
|
|
|
NORTHERN TRUST TREASURY INFLATION
|
|
22,641
|
|
|
WELLS FARGO DJ TARGET TODAY N*
|
|
13,770
|
|
|
WELLS FARGO DJ TARGET 2060 N*
|
|
6,663
|
|
|
TOTAL COMMON/COLLECTIVE TRUST FUNDS
|
|
$
|
4,794,986
|
|
|
|
|
||
MUTUAL FUNDS:
|
|
|
||
VANGUARD INSTITUTIONAL INDEX FUND
|
|
983,314
|
|
|
VANGUARD MID-CAP INDEX FUND PLUS
|
|
454,175
|
|
|
VANGUARD SMALL-CAP INDEX FUND PLUS
|
|
405,911
|
|
|
AMERICAN EUROPACIFIC GROWTH FUND
|
|
390,319
|
|
|
ABERDEEN EMERGING MARKETS INSTL FUND
|
|
45,824
|
|
|
PIMCO ALL ASSET FUND INSTL CLASS
|
|
32,579
|
|
|
TOTAL MUTUAL FUNDS
|
|
$
|
2,312,122
|
|
|
|
|
||
SEPARATE ACCOUNT GUARANTEED INVESTMENT CONTRACTS
|
|
|
||
METROPOLITAN LIFE INSURANCE COMPANY
|
|
132,986
|
|
|
TOTAL TRADITIONAL INVESTMENT CONTRACTS
|
|
$
|
132,986
|
|
|
|
(Continued)
|
|
|
Current Value
|
||
COMMON STOCK:
|
|
(in thousands)
|
||
UNITEDHEALTH GROUP*
|
|
$
|
278,461
|
|
ENVISION HEALTHCARE CORP
|
|
11,748
|
|
|
ALPHABET INC CL C
|
|
11,654
|
|
|
MICROSOFT CORP
|
|
10,635
|
|
|
APPLE INC
|
|
8,313
|
|
|
MULTI COLOR CO.
|
|
7,986
|
|
|
BROADCOM LTD
|
|
7,375
|
|
|
WELLS FARGO & CO
|
|
7,245
|
|
|
GENERAL ELECTRIC CO
|
|
7,206
|
|
|
TIVO CORP
|
|
7,169
|
|
|
BANK OF AMERICA CORPORATI
|
|
6,655
|
|
|
AMAZON.COM INC
|
|
6,223
|
|
|
FACEBOOK INC A
|
|
6,220
|
|
|
CITIGROUP INC
|
|
5,942
|
|
|
UNITEDHEALTH GROUP INC
|
|
5,743
|
|
|
PFIZER INC
|
|
5,414
|
|
|
EBIX INC
|
|
5,385
|
|
|
PEPSICO INC
|
|
5,327
|
|
|
HONEYWELL INTL INC
|
|
5,317
|
|
|
SYNCHRONOSS TECH INC
|
|
5,283
|
|
|
SERVICEMASTER GLOBAL HLDG
|
|
5,191
|
|
|
MEDNAX INC
|
|
5,133
|
|
|
SERVICE CORP INTL INC
|
|
5,043
|
|
|
VISA INC CL A
|
|
4,988
|
|
|
GENPACT LTD
|
|
4,892
|
|
|
BANKUNITED INC
|
|
4,862
|
|
|
EOG RESOURCES INC
|
|
4,817
|
|
|
LOWES COS INC
|
|
4,659
|
|
|
REINSURANCE GROUP OF AMER
|
|
4,624
|
|
|
AT&T INC
|
|
4,496
|
|
|
PIONEER NATURAL RESOURCES
|
|
4,495
|
|
|
WNS HLDGS LTD SP ADR
|
|
4,463
|
|
|
J2 GLOBAL INC
|
|
4,275
|
|
|
ADOBE SYSTEMS INC
|
|
4,235
|
|
|
NASDAQ INC
|
|
4,184
|
|
|
TECH DATA CORP
|
|
4,166
|
|
|
DIAMONDBACK ENERGY INC
|
|
4,114
|
|
|
ALLERGAN PLC
|
|
4,099
|
|
|
DBV TECHNOLOGIES SA
|
|
4,076
|
|
|
COMMSCOPE HOLDING CO INC
|
|
4,062
|
|
|
VIRTUSA CORP
|
|
4,038
|
|
|
DELUXE CORP
|
|
4,010
|
|
|
DUN & BRADSTREET DEL NEW
|
|
3,993
|
|
|
TJX COMPANIES INC NEW
|
|
3,963
|
|
|
MORGAN STANLEY
|
|
3,944
|
|
|
TCF FINANCIAL CORPORATION
|
|
3,932
|
|
|
COMCAST CORP CL A
|
|
3,924
|
|
|
TEXAS INSTRUMENTS INC
|
|
3,845
|
|
|
CHARTER COMM INC A
|
|
3,786
|
|
|
LILLY (ELI) & CO
|
|
3,760
|
|
|
|
|
(Continued)
|
|
|
Current Value
|
||
COMMON STOCK
|
|
(in thousands)
|
||
ICF INTERNATIONAL INC
|
|
$
|
3,709
|
|
CELGENE CORP
|
|
3,661
|
|
|
STAMPS.COM INC
|
|
3,634
|
|
|
UNION PACIFIC CORP
|
|
3,485
|
|
|
MONDELEZ INTL INC
|
|
3,484
|
|
|
DISCOVER FIN SVCS
|
|
3,446
|
|
|
BANK OF THE OZARKS INC
|
|
3,434
|
|
|
DUPONT (EI) DE NEMOURS &
|
|
3,431
|
|
|
EVERTEC INC
|
|
3,422
|
|
|
SCHLUMBERGER LTD
|
|
3,387
|
|
|
CDW CORPORATION
|
|
3,374
|
|
|
BOSTON SCIENTIFIC CORP
|
|
3,334
|
|
|
FNB CORP PA
|
|
3,273
|
|
|
BRISTOL-MYERS SQUIBB CO
|
|
3,214
|
|
|
RADIUS HEALTH INC
|
|
3,186
|
|
|
EQT CORPORATION
|
|
3,184
|
|
|
CITIGROUP CAP XIII 7.875
|
|
3,137
|
|
|
COMPASS MINERALS INTL INC
|
|
3,111
|
|
|
NEXTERA ENERGY
|
|
3,107
|
|
|
STARBUCKS CORP
|
|
3,101
|
|
|
METLIFE INC
|
|
3,061
|
|
|
COCA COLA BOTTLING CO CON
|
|
3,055
|
|
|
HOME DEPOT INC
|
|
3,034
|
|
|
ACCENTURE PLC CL A
|
|
3,030
|
|
|
ANALOG DEVICES INC
|
|
3,029
|
|
|
SCHWAB CHARLES CORP
|
|
3,029
|
|
|
EASTMAN CHEMICAL CO
|
|
3,009
|
|
|
EXLSERVICE HOLDINGS INC
|
|
3,009
|
|
|
COSTCO WHOLESALE CORP
|
|
2,930
|
|
|
MAXIMUS INC
|
|
2,881
|
|
|
EAST WEST BANCORP INC
|
|
2,863
|
|
|
STANLEY BLACK & DECKER
|
|
2,838
|
|
|
BANK OF NEW YORK MELLON
|
|
2,803
|
|
|
BIOGEN INC
|
|
2,766
|
|
|
CHUBB LTD
|
|
2,761
|
|
|
DISNEY (WALT) CO
|
|
2,748
|
|
|
REYNOLDS AMERICAN INC
|
|
2,729
|
|
|
GRAND CANYON EDUCATION
|
|
2,695
|
|
|
MOLSON COORS BREWING CO B
|
|
2,684
|
|
|
CSRA INC
|
|
2,640
|
|
|
UNITED CONTINENTAL HLDGS
|
|
2,636
|
|
|
FIDELITY NATL INFORM SVCS
|
|
2,607
|
|
|
GREAT WESTERN BANCORP INC
|
|
2,575
|
|
|
HELEN OF TROY LTD
|
|
2,525
|
|
|
EATON CORP PLC
|
|
2,468
|
|
|
AVALONBAY COMMUNITIES REI
|
|
2,458
|
|
|
WALGREENS BOOTS ALLIANCE
|
|
2,433
|
|
|
INTERCONTINENTAL EXCHANGE
|
|
2,431
|
|
|
WESTERN ALLIANCE BANCORP
|
|
2,429
|
|
|
MASCO CORPORATION
|
|
2,399
|
|
|
|
|
(Continued)
|
|
|
Current Value
|
||
COMMON STOCK (Continued):
|
|
(in thousands)
|
||
CANADIAN PAC RAILWAY (W/I
|
|
$
|
2,371
|
|
KEYCORP
|
|
2,355
|
|
|
US FOODS HOLDING CORP
|
|
2,308
|
|
|
NEUROCRINE BIOSCIENCES
|
|
2,293
|
|
|
TE CONNECTIVITY LTD
|
|
2,224
|
|
|
ABBOTT LABORATORIES
|
|
2,199
|
|
|
CONCHO RESOURCES INC
|
|
2,175
|
|
|
E TRADE FINANCIAL CORP
|
|
2,139
|
|
|
EAGLE MATERIALS INC
|
|
2,125
|
|
|
HANGER INC
|
|
2,116
|
|
|
TWENTY FIRST CENTURY FOX
|
|
2,116
|
|
|
ALDER BIOPHARMACEUTICALS
|
|
2,105
|
|
|
VERTEX PHARMACEUTICALS
|
|
2,083
|
|
|
GENERAL DYNAMICS CORPORAT
|
|
2,077
|
|
|
ANADARKO PETROLEUM CORP
|
|
2,060
|
|
|
PROCTER & GAMBLE CO
|
|
2,060
|
|
|
CALLIDUS SOFTWARE INC
|
|
2,056
|
|
|
EXTRACTION OIL & GAS
|
|
2,054
|
|
|
CARRIAGE SERVICES INC
|
|
2,050
|
|
|
CATALENT INC
|
|
2,046
|
|
|
AETNA INC
|
|
2,043
|
|
|
KROGER CO
|
|
2,030
|
|
|
FIRSTCASH INC
|
|
2,028
|
|
|
ROYAL CARIBBEAN CRUISES
|
|
1,990
|
|
|
TAKE-TWO INTERACTV SOFTWR
|
|
1,981
|
|
|
EDISON INTL
|
|
1,978
|
|
|
ESSENT GROUP LTD
|
|
1,965
|
|
|
BANK OF NT BUTTERFIELD SO
|
|
1,959
|
|
|
DISH NETWORK CORP A
|
|
1,959
|
|
|
HARTFORD FINL SVCS GROUP
|
|
1,945
|
|
|
HUMANA INC
|
|
1,863
|
|
|
ALLEGION PLC
|
|
1,860
|
|
|
CALLON PETROLEUM CO
|
|
1,839
|
|
|
BLUE HILLS BANCORP INC
|
|
1,813
|
|
|
ON SEMICONDUCTOR CORP
|
|
1,812
|
|
|
CORNERSTONE ONDEMAND INC
|
|
1,802
|
|
|
GRAPHIC PACKAGING HLDGS C
|
|
1,796
|
|
|
UNITED NATURAL FOODS INC
|
|
1,780
|
|
|
GENERAL MOTORS CO
|
|
1,778
|
|
|
O'REILLY AUTOMOTIVE INC
|
|
1,768
|
|
|
MERCK & CO INC NEW
|
|
1,762
|
|
|
INVESTORS BANCORP INC NEW
|
|
1,756
|
|
|
CONSTELLATION BRANDS CL A
|
|
1,746
|
|
|
HP INC
|
|
1,722
|
|
|
OM ASSET MANAGEMENT PLC
|
|
1,701
|
|
|
DELPHI AUTOMOTIVE PLC
|
|
1,700
|
|
|
PATTERSON COMPANIES INC
|
|
1,686
|
|
|
OASIS PETROLEUM INC
|
|
1,679
|
|
|
PACCAR INC
|
|
1,674
|
|
|
KIMCO REALTY CORPORATION
|
|
1,654
|
|
|
|
|
(Continued)
|
|
|
Current Value
|
||
COMMON STOCK
|
|
(in thousands)
|
||
CENTENNIAL RESOURCE DEV A
|
|
$
|
1,627
|
|
FIRST CITIZEN BANCSHARES
|
|
1,620
|
|
|
STIFEL FINANCIAL CORP
|
|
1,598
|
|
|
PG&E CORP
|
|
1,566
|
|
|
XCEL ENERGY INC
|
|
1,558
|
|
|
SVB FINL GROUP
|
|
1,519
|
|
|
CIENA CORP
|
|
1,504
|
|
|
ARAMARK
|
|
1,493
|
|
|
LOXO ONCOLOGY INC
|
|
1,479
|
|
|
DELTA AIR INC
|
|
1,445
|
|
|
KRAFT HEINZ CO
|
|
1,423
|
|
|
OLIN CORP
|
|
1,419
|
|
|
CROWN HOLDINGS INC
|
|
1,407
|
|
|
AMEREN CORP
|
|
1,398
|
|
|
COGENT COMM HOLD INC
|
|
1,393
|
|
|
CINEMARK HOLDINGS INC
|
|
1,384
|
|
|
AMERICAN WOODMARK
|
|
1,372
|
|
|
TESARO INC
|
|
1,372
|
|
|
WOLVERINE WORLD WIDE INC
|
|
1,354
|
|
|
BOSTON PRIVATE FINL HLDG
|
|
1,350
|
|
|
TRANSCANADA CORP
|
|
1,349
|
|
|
HSN INC
|
|
1,314
|
|
|
ARTHUR J GALLAGHAR AND CO
|
|
1,309
|
|
|
KAR AUCTION SERVICES INC
|
|
1,304
|
|
|
BANNER CORP
|
|
1,272
|
|
|
NORTHROP GRUMMAN CORP
|
|
1,261
|
|
|
SNYDERS LANCE INC
|
|
1,258
|
|
|
PERFORMANCE FOOD GROUP CO
|
|
1,219
|
|
|
ADVANCED DISPOSAL SVCS
|
|
1,218
|
|
|
PACKAGING CORP OF AMERICA
|
|
1,213
|
|
|
NMI HOLDINGS INC
|
|
1,210
|
|
|
FERRO CORP
|
|
1,204
|
|
|
NORTHSTAR REALTY FINANCE
|
|
1,200
|
|
|
WORKDAY INC CL A
|
|
1,181
|
|
|
MOOG INC CL A
|
|
1,171
|
|
|
PDC ENERGY INC
|
|
1,169
|
|
|
TOPBUILD CORP
|
|
1,168
|
|
|
JACK IN THE BOX INC
|
|
1,161
|
|
|
SNAP-ON INCORPORATED
|
|
1,151
|
|
|
DIEBOLD NIXDORF INC
|
|
1,142
|
|
|
RSP PERMIAN INC
|
|
1,138
|
|
|
MOSAIC CO NEW
|
|
1,117
|
|
|
CMS ENERGY CORP
|
|
1,107
|
|
|
ARIAD PHARMACEUTICALS INC
|
|
1,102
|
|
|
HACKETT GROUP INC
|
|
1,102
|
|
|
CHENIERE ENERGY INC
|
|
1,098
|
|
|
AMICUS THERAPEUTICS INC
|
|
1,084
|
|
|
PHILIP MORRIS INTL INC
|
|
1,040
|
|
|
MOTORCAR PARTS OF AMERICA
|
|
1,030
|
|
|
NVIDIA CORP
|
|
1,020
|
|
|
|
|
(Continued)
|
|
|
Current Value
|
||
COMMON STOCK
|
|
(in thousands)
|
||
PERFICIENT INC
|
|
$
|
1,016
|
|
WESTROCK CO
|
|
1,011
|
|
|
UMPQUA HOLDINGS CORP
|
|
1,008
|
|
|
KIMBERLY CLARK CORP
|
|
1,007
|
|
|
AGILENT TECHNOLOGIES INC
|
|
993
|
|
|
CAVIUM INC
|
|
984
|
|
|
CAMDEN NATIONAL CORP
|
|
973
|
|
|
SWIFT TRANSPORTATION CL A
|
|
943
|
|
|
HELIX ENERGY SOL GRP INC
|
|
942
|
|
|
LIONS GATE ENT CORP B
|
|
940
|
|
|
AVEXIS INC
|
|
936
|
|
|
ILLUMINA INC
|
|
932
|
|
|
NXP SEMICONDUCTORS NV
|
|
931
|
|
|
BIOMARIN PHARMACEUTICAL
|
|
922
|
|
|
FIRST FOUNDATION INC
|
|
921
|
|
|
TREEHOUSE FOODS INC
|
|
917
|
|
|
LANDSTAR SYSTEM INC
|
|
913
|
|
|
PULTEGROUP INC
|
|
901
|
|
|
TOLL BROTHERS INC
|
|
860
|
|
|
ALLEGIANT TRAVEL CO
|
|
849
|
|
|
PARK CITY GROUP INC
|
|
849
|
|
|
EVEREST REINSURANCE GROUP
|
|
845
|
|
|
OUTFRONT MEDIA INC
|
|
833
|
|
|
UNIVEST CORP PA
|
|
831
|
|
|
ARMSTRONG WORLD INDU INC
|
|
811
|
|
|
TIME WARNER INC
|
|
796
|
|
|
CORESITE REALTY CORP
|
|
779
|
|
|
AIR METHODS CORP
|
|
772
|
|
|
COHERENT INC
|
|
769
|
|
|
KEARNY FINANCIAL CORP
|
|
760
|
|
|
HANMI FIN CORPORATION
|
|
751
|
|
|
TEAM INC
|
|
751
|
|
|
SABRA HEALTHCARE REIT INC
|
|
750
|
|
|
FIRST BANCORP NC
|
|
747
|
|
|
EPAM SYSTEMS INC
|
|
728
|
|
|
CHURCHILL DOWNS INC
|
|
722
|
|
|
GILEAD SCIENCES INC
|
|
717
|
|
|
INNOSPEC INC
|
|
712
|
|
|
DEL FRISCOS RESTAURANT GP
|
|
711
|
|
|
BUILDERS FIRSTSOURCE
|
|
709
|
|
|
ALMOST FAMILY INC
|
|
707
|
|
|
GILDAN ACTIVEWEAR (US)
|
|
693
|
|
|
DR HORTON INC
|
|
692
|
|
|
ENTEGRA FINANCIAL CORP
|
|
687
|
|
|
LAM RESEARCH CORP
|
|
671
|
|
|
MIDLAND STATES BANCORP
|
|
669
|
|
|
CARDTRONICS PLC
|
|
660
|
|
|
ITT INC
|
|
652
|
|
|
MATTHEWS INTL CORP CL A
|
|
634
|
|
|
SIERRA BANCORP
|
|
613
|
|
|
|
|
(Continued)
|
|
|
Current Value
|
||
COMMON STOCK
|
|
(in thousands)
|
||
PERFICIENT INC
|
|
$
|
609
|
|
WESTROCK CO
|
|
589
|
|
|
UMPQUA HOLDINGS CORP
|
|
586
|
|
|
KIMBERLY CLARK CORP
|
|
570
|
|
|
AGILENT TECHNOLOGIES INC
|
|
559
|
|
|
CAVIUM INC
|
|
551
|
|
|
CAMDEN NATIONAL CORP
|
|
549
|
|
|
SWIFT TRANSPORTATION CL A
|
|
548
|
|
|
HELIX ENERGY SOL GRP INC
|
|
546
|
|
|
LIONS GATE ENT CORP B
|
|
520
|
|
|
AVEXIS INC
|
|
463
|
|
|
ILLUMINA INC
|
|
443
|
|
|
NXP SEMICONDUCTORS NV
|
|
440
|
|
|
BIOMARIN PHARMACEUTICAL
|
|
429
|
|
|
FIRST FOUNDATION INC
|
|
425
|
|
|
TREEHOUSE FOODS INC
|
|
423
|
|
|
LANDSTAR SYSTEM INC
|
|
404
|
|
|
PULTEGROUP INC
|
|
401
|
|
|
TOLL BROTHERS INC
|
|
398
|
|
|
ALLEGIANT TRAVEL CO
|
|
394
|
|
|
PARK CITY GROUP INC
|
|
391
|
|
|
EVEREST REINSURANCE GROUP
|
|
376
|
|
|
OUTFRONT MEDIA INC
|
|
373
|
|
|
UNIVEST CORP PA
|
|
372
|
|
|
ARMSTRONG WORLD INDU INC
|
|
365
|
|
|
TIME WARNER INC
|
|
361
|
|
|
CORESITE REALTY CORP
|
|
349
|
|
|
AIR METHODS CORP
|
|
349
|
|
|
COHERENT INC
|
|
346
|
|
|
KEARNY FINANCIAL CORP
|
|
343
|
|
|
HANMI FIN CORPORATION
|
|
333
|
|
|
TEAM INC
|
|
316
|
|
|
SABRA HEALTHCARE REIT INC
|
|
305
|
|
|
FIRST BANCORP NC
|
|
304
|
|
|
EPAM SYSTEMS INC
|
|
303
|
|
|
CHURCHILL DOWNS INC
|
|
302
|
|
|
GILEAD SCIENCES INC
|
|
279
|
|
|
INNOSPEC INC
|
|
244
|
|
|
DEL FRISCOS RESTAURANT GP
|
|
226
|
|
|
BUILDERS FIRSTSOURCE
|
|
215
|
|
|
ALMOST FAMILY INC
|
|
214
|
|
|
GILDAN ACTIVEWEAR (US)
|
|
207
|
|
|
DR HORTON INC
|
|
190
|
|
|
ENTEGRA FINANCIAL CORP
|
|
186
|
|
|
LAM RESEARCH CORP
|
|
180
|
|
|
MIDLAND STATES BANCORP
|
|
175
|
|
|
CARDTRONICS PLC
|
|
174
|
|
|
ITT INC
|
|
157
|
|
|
MATTHEWS INTL CORP CL A
|
|
150
|
|
|
SIERRA BANCORP
|
|
131
|
|
|
|
|
(Continued)
|
|
|
Current Value
|
||
COMMON STOCK
|
|
(in thousands)
|
||
DEL TACO RESTAURANTS INC
|
|
$
|
128
|
|
SKECHERS USA INC CL A
|
|
107
|
|
|
HOMETRUST BANCSHARES INC
|
|
106
|
|
|
SUNOPTA INC
|
|
102
|
|
|
PB BANCORP INC
|
|
52
|
|
|
CODEXIS INC
|
|
47
|
|
|
NCI INC CL A
|
|
46
|
|
|
LIBERTY TAX INC CL A
|
|
15
|
|
|
RIGEL PHARMACEUTICALS INC
|
|
10
|
|
|
BIOSCRIP INC
|
|
3
|
|
|
TOTAL COMMON STOCK
|
|
$
|
917,312
|
|
|
|
|
||
|
|
|
||
DEBT SECURITIES
|
|
|
||
USTN 1.75% 11/30/21
|
|
11,552
|
|
|
UST NOTE 0.75% 08/31/18
|
|
10,930
|
|
|
UST NOTES 1.0% 08/15/18
|
|
9,421
|
|
|
USTN .625% 9/30/17
|
|
7,989
|
|
|
USTN .625% 5/31/17
|
|
7,001
|
|
|
CA ST 7.55% 4/1/39
|
|
6,732
|
|
|
USTN .875% 2/28/17
|
|
6,504
|
|
|
USTN .75% 09/30/18
|
|
6,157
|
|
|
FHR 2013-4283 EW VAR 12/4
|
|
5,764
|
|
|
FNMA 30YR 4.5 06/4 AL8840
|
|
4,177
|
|
|
RIO OIL FN STEP 7/24 144A
|
|
3,951
|
|
|
VERIZON COM 4.27% 1/15/36
|
|
3,949
|
|
|
FNMA 30YR 4.5 02/4 AL9368
|
|
3,839
|
|
|
FNR 2013-10 FA VAR 02/43
|
|
3,740
|
|
|
AOL TIME WARNER 7.7 5/01/
|
|
3,655
|
|
|
IMPERIAL TOB 4.257/2 14L
|
|
3,608
|
|
|
USTN 0.875% 05/15/17
|
|
3,514
|
|
|
BAC CAP TR XI 6.625 5/23/
|
|
3,457
|
|
|
FHLM ARM 2.917 08/ 2B4503
|
|
3,273
|
|
|
TIME WARNER CAB 8.75 2/14
|
|
2,885
|
|
|
RIO OIL FIN VAR 1/6/ 1A
|
|
2,850
|
|
|
FNMA 4.50% 3/41 #AH6790
|
|
2,814
|
|
|
CAPITAL ONE 3.5% 6/23 WI
|
|
2,792
|
|
|
FHLM ARM 3.056 05/ 849327
|
|
2,729
|
|
|
BOSTON PRP 5.625 11/15/20
|
|
2,700
|
|
|
RBS GPR PLC 6.125 12/15/2
|
|
2,682
|
|
|
FHLM ARM 2.673 07/ 840353
|
|
2,675
|
|
|
FHR 2005-2957 VZ 5% 02/35
|
|
2,670
|
|
|
FNMA 20YR 4.5 10/3 AL4165
|
|
2,665
|
|
|
XEROX CORP 6.35% 5/15/18
|
|
2,635
|
|
|
FORD MTR CR LLC 5.875 8/2
|
|
2,621
|
|
|
VERIZON COMM 6.55 9/15/43
|
|
2,587
|
|
|
|
|
(Continued)
|
|
|
Current Value
|
||
DEBT SECURITIES
|
|
(in thousands)
|
||
FNMA ARM 2.877 5/4 AL8815
|
|
$
|
2,519
|
|
BNP PARIBAS 4.25 10/15/24
|
|
2,503
|
|
|
FNMA ARM 9/43#AL4098
|
|
2,498
|
|
|
KINDER MORGAN 5.625 15
|
|
2,470
|
|
|
DIAMOND 1/2 FIN 4.42 61
|
|
2,455
|
|
|
SLM MEDIUM 8.45 6/15/18
|
|
2,397
|
|
|
FHLG 4.00 10/26 #G14585
|
|
2,339
|
|
|
FNMA 30YR 4.5% #AL9096
|
|
2,332
|
|
|
IL ST 5.665 03/01/18
|
|
2,302
|
|
|
WELLS FARGO BK 2.15 129
|
|
2,298
|
|
|
FNMA 30YR 4.5 04/4 AS7039
|
|
2,260
|
|
|
KINDER MORGAN 5.4% 9/1/44
|
|
2,248
|
|
|
TELECOM ITALIA CAP 7.175
|
|
2,243
|
|
|
FNMA 6.00% 3/34 #725229
|
|
2,217
|
|
|
FNR 2005-87 FB 1ML+50 5
|
|
2,206
|
|
|
HSBC HLDGS 6.5% 5/02/36
|
|
2,186
|
|
|
FNMA 30YR 4.5 10/4 AL6292
|
|
2,127
|
|
|
FNMA 30YR 4.5 01/4 AL7545
|
|
2,109
|
|
|
UNION PAC 07-3 6.176 1/2/
|
|
2,106
|
|
|
FNMA 20YR 4 11/01/ MA2455
|
|
2,084
|
|
|
FNMA 15YR 4% 05/27#AL5957
|
|
2,074
|
|
|
FNMA ARM 2.749 11/ AL8451
|
|
2,056
|
|
|
FHLG 30YR 4.5 12/4 G60384
|
|
2,047
|
|
|
FHL ARM 2.88 10/44#849505
|
|
2,035
|
|
|
FNMA 30YR 3.81 04/ 467786
|
|
2,034
|
|
|
BANK OF AMER MTN 7.625 6/
|
|
2,000
|
|
|
VULCAN MATERIAL 7.5 6/15/
|
|
1,913
|
|
|
FHLG 20YR 4.5 12/3 G30670
|
|
1,874
|
|
|
FED DEPT ST 6.9% 4/01/29
|
|
1,869
|
|
|
NJ TPK 7.102% 01/01/41
|
|
1,854
|
|
|
BHP BL VAR/6.75 10/1 14P
|
|
1,824
|
|
|
PETROLEOS MEXN 6.375 15
|
|
1,820
|
|
|
BNP PARIBS 4.375 9/2 14P
|
|
1,812
|
|
|
CEMEX FIN LLC 6 04/0 14X
|
|
1,798
|
|
|
FNMA 20YR 4% 03/34#MA1814
|
|
1,753
|
|
|
COX COMMUNICT 3.85 2/1/25
|
|
1,739
|
|
|
ZOETIS INC 4.5% 11/13/25
|
|
1,720
|
|
|
MYRIAD INT 5.5 7/21/ 1A
|
|
1,712
|
|
|
FNMA 7.00% 3/37 #888369
|
|
1,706
|
|
|
MYRIAD INT HLDGS 6 7 1A
|
|
1,704
|
|
|
WELLS FARGO & CO MTN 4.S
|
|
1,695
|
|
|
TRANSCANADA 5.625/VAR 5A
|
|
1,692
|
|
|
ROYAL BK SC 6% 12/19/23
|
|
1,686
|
|
|
LLOYDS BANK PLC 4.5 114
|
|
1,679
|
|
|
FNMA ARM 2.938 1/1 AL6377
|
|
1,658
|
|
|
HSBC HLDGS 6.5% 9/15/37
|
|
1,640
|
|
|
BARCLAYS PLC 4.375 9/11/2
|
|
1,635
|
|
|
REED ELSEVIE 3.125% 10/22
|
|
1,632
|
|
|
FHLG 5.50% 1/40 #G07074
|
|
1,592
|
|
|
IL ST TAXMUNI 5.1 6/01/33
|
|
1,591
|
|
|
|
|
(Continued)
|
|
|
Current Value
|
||
DEBT SECURITIES
|
|
(in thousands)
|
||
TELECOM ITAL 5.303 0 14M
|
|
$
|
1,588
|
|
BANK ONE CAP III 8.75 9/1
|
|
1,572
|
|
|
FNMA 5.50% 6/33 #555531
|
|
1,569
|
|
|
ENEL FIN INTL 6 10/7 144A
|
|
1,539
|
|
|
DOMINION RES 5.75/VAR 1N
|
|
1,538
|
|
|
CEMEX SAB 5.7 01/11/ 1A
|
|
1,486
|
|
|
PETROLEOS MEX 4.25 01/I
|
|
1,448
|
|
|
FNMA ARM 3.575 3/4 AL6357
|
|
1,447
|
|
|
COX COMM 3.25 12/15/ 144
|
|
1,435
|
|
|
FNMA 20YR 4% 12/35#AS6382
|
|
1,429
|
|
|
FHLG 30YR 5.5 05/3 G07404
|
|
1,427
|
|
|
FNMA 20YR 4.00 12/ MA0587
|
|
1,416
|
|
|
CIGNA CORP 7.875% 5/15/27
|
|
1,413
|
|
|
IL ST 5.365 03/01/17
|
|
1,408
|
|
|
CIGNA 5.875% 3/15/41
|
|
1,406
|
|
|
FNMA 5.50 5/23 #889527
|
|
1,396
|
|
|
DOW CHEMICAL 9.4% 5/39
|
|
1,394
|
|
|
FNMA 30YR 4.5 09/4 AL7384
|
|
1,387
|
|
|
FHLG ARM 2.88 11/4 2B3527
|
|
1,347
|
|
|
MAY DEPT STORES 6.9 1/15/
|
|
1,333
|
|
|
PEMEX PRO FDG 6.625 6/15/
|
|
1,330
|
|
|
BURLINGTON NORTH SAN 4.1
|
|
1,305
|
|
|
FHLG ARM 2.91 10/4 2B3311
|
|
1,286
|
|
|
COX COM 9.375 1/15/1 144A
|
|
1,276
|
|
|
FNMA ARM 2.777% #AL6245
|
|
1,276
|
|
|
FNMA 20YR 4.5 01/3 AL4549
|
|
1,262
|
|
|
KINDER MORGAN MTN 6.5 9/0
|
|
1,261
|
|
|
DOW CHEMICAL 8.55% 5/19
|
|
1,260
|
|
|
BNSF RAILWAY CO 5.996 4/0
|
|
1,256
|
|
|
FNMA 20YR 4% 06/35#AL6932
|
|
1,249
|
|
|
FNMA 20YR 4% 10/32#AL4778
|
|
1,248
|
|
|
FNMA 5.50 10/23 #995405
|
|
1,230
|
|
|
FHLG 30YR 4.5 07/4 G07504
|
|
1,216
|
|
|
PETROBRAS INTL 5.375 1/27
|
|
1,198
|
|
|
AT&T CORP 8/8.5% 11/15/31
|
|
1,195
|
|
|
FHLG 30YR 4.5 01/4 G08568
|
|
1,189
|
|
|
WELLS FARGO 3ML+65 12/19
|
|
1,178
|
|
|
DIAMOND FN 1/2 5.45 15
|
|
1,166
|
|
|
FHLG 20YR 4 10/31 #C91402
|
|
1,165
|
|
|
MAY DEPT STR GLBL 6.65 7/
|
|
1,145
|
|
|
TIME WARNER MTN 8.25 4/1/
|
|
1,135
|
|
|
TELECOM ITALI 6.999 6/4/1
|
|
1,113
|
|
|
FNR 2010-123 WT 7% 11/40
|
|
1,105
|
|
|
ERP OPERAT LP 4.625 12/15
|
|
1,103
|
|
|
FHLM ARM 2.896 02/ 2B3797
|
|
1,092
|
|
|
ULTRAPAR INTL 5.25 1 14R
|
|
1,078
|
|
|
HSBC HLDGS PLC 6.8 6/01/3
|
|
1,075
|
|
|
AT&T INC 4.5% 03/09/48
|
|
1,063
|
|
|
FNMA ARM 07/42#AO7669
|
|
1,052
|
|
|
NORDSTROM GLB 6.25 1/18
|
|
1,047
|
|
|
|
|
(Continued)
|
|
|
Current Value
|
||
DEBT SECURITIES
|
|
(in thousands)
|
||
TIME WARNER CAB 6.75 6/15
|
|
$
|
1,045
|
|
ACTAVIS FUNDING 3.45 03/2
|
|
1,014
|
|
|
FNMA 3.5 09/28#AL5931
|
|
971
|
|
|
21ST CENTY FOX 6.65 117
|
|
952
|
|
|
AT&T INC 5.65% 02/15/47
|
|
937
|
|
|
LLOYDS BANK PLC 4.65 03S
|
|
936
|
|
|
PEMEX 6.5% 03/13/27 144A
|
|
928
|
|
|
FNMA 5.50 3/24 #AE0467
|
|
919
|
|
|
HP ENTERPRISE CO VAR 10P
|
|
915
|
|
|
FHLG 30YR 4.5 11/4 G07596
|
|
914
|
|
|
FNMA 4.5 09/28#AL4147
|
|
910
|
|
|
ENEL FIN INTL6.8 9/1 144A
|
|
879
|
|
|
TELECOM ITALI 7.721 6/4/3
|
|
878
|
|
|
CCO LLC/CAPITL 4.908 07O
|
|
868
|
|
|
FNMA 20YR 4.5 01/3 MA0634
|
|
865
|
|
|
XEROX CORP 4.5% 5/15/21
|
|
857
|
|
|
CAPITAL ONE FIN 4.2 105
|
|
852
|
|
|
PETROLEOS MEX 5.625 1/2S
|
|
851
|
|
|
CEMEX SAB 6.125 05/0 14X
|
|
792
|
|
|
COMCAST CORP 6.3 11/15/17
|
|
781
|
|
|
TRANSCANADA TR 5.875/VAA
|
|
780
|
|
|
CCO LLC/CAPITL 6.484 10O
|
|
779
|
|
|
FNMA ARM 5.26 9/38 965097
|
|
777
|
|
|
FNMA 30YR 4.5 09/4 AL9407
|
|
775
|
|
|
AT&T INC 5.35% 9/01/40
|
|
769
|
|
|
FNMA 4.00 2/27 #AL2689
|
|
764
|
|
|
FHLG 6.00% 11/36 #G02385
|
|
736
|
|
|
TURLOCK 2.75 11/02/22
|
|
717
|
|
|
ERP OPER LP 3% 4/15/23
|
|
690
|
|
|
MACYS RETAIL HLDGS 7 2/15
|
|
686
|
|
|
21ST CENTY FOX 6.2 12/4
|
|
675
|
|
|
FNMA ARM 2.189 07/ AO7685
|
|
652
|
|
|
ACTAVIS FUNDING 3.8 035
|
|
650
|
|
|
FNMA 20YR 4.5 10/3 AL5861
|
|
643
|
|
|
PETROBRAS BV 4.375 05/2S
|
|
633
|
|
|
FNMA 20YR 4 06/34 #AS2666
|
|
594
|
|
|
FHLG 15YR 4% 12/26#G14668
|
|
591
|
|
|
KINDER MORGAN 4.3 6/1/25
|
|
591
|
|
|
FNMA ARM 2.181 04/ AL6208
|
|
589
|
|
|
FHLG 30YR 4.5 03/4 G07686
|
|
571
|
|
|
NJ TPK SER F 7.414 01/01/
|
|
542
|
|
|
FORD MTR CR LLC 4.25 9/20
|
|
540
|
|
|
HSBC HLDGS PLC 5.1 4/05/2
|
|
540
|
|
|
CEMEX SAB 6.5 12/10/ 14X
|
|
529
|
|
|
AT&T INC 4.75% 05/15/46
|
|
520
|
|
|
DOMINION RESOURCE STEP N
|
|
520
|
|
|
CAPITAL ONE FIN 4.75 7/15
|
|
513
|
|
|
PROVIDENT COMPA 7.25 3/15
|
|
512
|
|
|
FHLG 5.50% 1/35 #G01749
|
|
509
|
|
|
FHLM ARM 5.42 3/38 1Q1114
|
|
496
|
|
|
|
|
(Continued)
|
|
|
UNITEDHEALTH GROUP 401(K) SAVINGS PLAN
|
|
|
|
By:UNITEDHEALTH GROUP INCORPORATED,
the Plan Administrator
|
|
Dated: June 21, 2017
|
|
By:
|
/S/ THOMAS E. ROOS
|
|
|
|
Thomas E. Roos
Senior Vice President and Chief Accounting Officer
|
1 Year UnitedHealth Chart |
1 Month UnitedHealth Chart |
It looks like you are not logged in. Click the button below to log in and keep track of your recent history.
Support: +44 (0) 203 8794 460 | support@advfn.com
By accessing the services available at ADVFN you are agreeing to be bound by ADVFN's Terms & Conditions