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SPGI S&P Global Inc

415.83
0.52 (0.13%)
After Hours
Last Updated: 22:46:43
Delayed by 15 minutes
Share Name Share Symbol Market Type
S&P Global Inc NYSE:SPGI NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.52 0.13% 415.83 417.35 410.48 413.90 2,004,183 22:46:43

Statement of Changes in Beneficial Ownership (4)

03/01/2020 10:26pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Craig Christopher
2. Issuer Name and Ticker or Trading Symbol

S&P Global Inc. [ SPGI ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
SVP and Controller
(Last)          (First)          (Middle)

55 WATER STREET
3. Date of Earliest Transaction (MM/DD/YYYY)

12/31/2019
(Street)

NEW YORK, NY 10041
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/31/2019  M  78 A$273.05 3700 D  
Common Stock 12/31/2019  F  31 D$273.05 3669 D  
Common Stock 12/31/2019  M  69 A$273.05 3738 D  
Common Stock 12/31/2019  F  28 D$273.05 3710 D  
Common Stock 12/31/2019  M  116 A$273.05 3826 D  
Common Stock 12/31/2019  F  46 D$273.05 3780 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units (1)$0.0 12/31/2019  M     78   (2) (2)Common Stock 78.0 $0 0 D  
Restricted Stock Units (1)$0.0 12/31/2019  M     69   (3) (3)Common Stock 69.0 $0 71 D  
Restricted Stock Units (1)$0.0 12/31/2019  M     116   (4) (4)Common Stock 116.0 $0 236 D  
Options (Right to Buy) $51.55            (5)3/31/2023 Common Stock 496.0  496 D  
Options (Right to Buy) $77.81            (6)3/31/2024 Common Stock 559.0  559 D  

Explanation of Responses:
(1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock.
(2) As previously reported, the reporting person was granted 232 restricted stock units on 04/03/2017, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2017 and 33% on 12/31/2018 and the remaining 34% vested on 12/31/2019. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
(3) As previously reported, the reporting person was granted 209 restricted stock units on 04/02/2018. The restricted stock units vested 33% on 12/31/2018 and 33% on 12/31/2019 and the remaining 34% will vest on 12/31/2020. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
(4) As previously reported, the reporting person was granted 352 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and will vest 33% on 12/31/2020 and 34% on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date.
(5) As previously reported, the reporting person was granted 1,456 options on 04/01/2013, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2014, the next 33% installment became exercisable on 04/01/2015 and the remaining 34% installment became exercisable on 04/01/2016.
(6) As previously reported, the reporting person was granted 834 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Craig Christopher
55 WATER STREET
NEW YORK, NY 10041


SVP and Controller

Signatures
/s/ Alma Montanez, Attorney-in-Fact1/3/2020
**Signature of Reporting PersonDate

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