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RF Regions Financial Corporation

19.64
0.07 (0.36%)
03 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Regions Financial Corporation NYSE:RF NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.07 0.36% 19.64 19.81 19.39 19.79 4,897,189 01:00:00

Annual Statement of Changes in Beneficial Ownership (5)

14/02/2020 3:52pm

Edgar (US Regulatory)


FORM 5
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
[ ] Form 3 Holdings Reported
[ ] Form 4 Transactions Reported UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

                                                                                  
OMB APPROVAL
OMB Number: 3235-0362
Estimated average burden
hours per response...
1.0                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

DEFOSSET DON
2. Issuer Name and Ticker or Trading Symbol

REGIONS FINANCIAL CORP [RF]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__X__ Director                    _____ 10% Owner
_____ Officer (give title below)    _____ Other (specify below)
(Last)          (First)          (Middle)

P. O. BOX 10247
3. Statement for Issuer's Fiscal Year Ended (MM/DD/YYYY)
12/31/2019 
(Street)

BIRMINGHAM, AL 35202-0247
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed(MM/DD/YYYY)
 
6. Individual or Joint/Group Filing(Check Applicable Line)

_X_ Form Filed by One Reporting Person
___ Form Filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date2A. Deemed Execution Date, if any3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Amount(A) or (D)Price
Common Stock 12/31/2019  J (1)2027.0057 A$0.0000 (1)114423.4782 D  
Common Stock 12/31/2019  J (2)62.8500 A$0.0000 (2)114486.3282 D  
Common Stock (phantom stock) 12/31/2019  J (1)249.7000 A$0.0000 (1)13156.0494 I By Trustee Director's Def Stock Inv Plan 

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date
(MM/DD/YYYY)
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units $0.0000 (3)12/31/2019  J (4)148.6876     (5) (5)Common Stock 148.6876 $0.0000 (4)7801.6876 D  

Explanation of Responses:
(1) These shares were acquired through regular dividend reinvestments.
(2) Acquisition resulting from the reinvestment of regular quarterly dividends in the Amsouth Bancorporation Amended and Restated Deferred Compensation Plan for Directors.
(3) Each restricted stock unit is the economic equivalent of one share of Regions Financial Corporation common stock, with notional dividends to be periodically reinvested in additional restricted stock units.
(4) These restricted stock units were acquired through the periodic reinvestment of notional dividends on the common stock underlying previously granted restricted stock units.
(5) The restricted stock units will vest and be settled in shares of common stock on April 22, 2020, subject to a service requirement and subject to earlier vesting in certain situations.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
DEFOSSET DON
P. O. BOX 10247
BIRMINGHAM, AL 35202-0247
X



Signatures
Lachelle S. Koon - Attorney-in-Fact2/14/2020
**Signature of Reporting PersonDate

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