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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Occidental Petroleum Corporation | NYSE:OXY | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
-0.60 | -0.92% | 64.47 | 11,877 | 12:35:26 |
[X]
|
ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
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[ ]
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TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
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A. Full title of the plan and the address of the plan, if different from that of the issuer named below:
|
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B. Name of issuer of the securities held pursuant to the plan and the address of its principal executive office:
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Page
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||||
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Supplemental Schedules *
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||||
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1
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||||
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|||
2
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||||
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||||
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* Other supplemental schedules have been omitted because they are not applicable or are not required by 29 CFR 2520.103-10 of the Department of Labor’s Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974, as amended.
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|
|
2018
|
|
2017
|
||||
Assets:
|
|
|
|
|
|
|
||
Investments:
|
|
|
|
|
|
|||
At fair value:
|
|
|
|
|
|
|||
Common/collective trust funds
|
|
$
|
11,969
|
|
|
$
|
520,051
|
|
Common stock
|
|
525,070
|
|
|
656,505
|
|
||
Mutual funds
|
|
—
|
|
|
725,294
|
|
||
Plan interest in master trust accounts
|
|
1,286,096
|
|
|
131,999
|
|
||
Total investments at fair value
|
|
1,823,135
|
|
|
2,033,849
|
|
||
At contract value:
|
|
|
|
|
||||
Plan interest in master trust accounts
|
|
327,053
|
|
|
330,851
|
|
||
Total investments at contract value
|
|
327,053
|
|
|
330,851
|
|
||
|
|
|
|
|
||||
Receivables:
|
|
|
|
|
|
|||
Notes receivable from participants
|
|
21,612
|
|
|
21,937
|
|
||
Interest and dividends
|
|
6,631
|
|
|
7,188
|
|
||
Participant contribution
|
|
148
|
|
|
177
|
|
||
Employer contribution
|
|
92
|
|
|
294
|
|
||
Total receivables
|
|
28,483
|
|
|
29,596
|
|
||
Total assets
|
|
2,178,671
|
|
|
2,394,296
|
|
||
|
|
|
|
|
||||
Net assets available for benefits
|
|
$
|
2,178,671
|
|
|
$
|
2,394,296
|
|
|
|
2018
|
|
2017
|
||||
Changes to net assets attributable to:
|
|
|
|
|
|
|
||
Investment income:
|
|
|
|
|
|
|
||
Interest
|
|
$
|
224
|
|
|
$
|
67
|
|
Dividends
|
|
34,763
|
|
|
43,646
|
|
||
Net appreciation (depreciation) in fair value of investments
|
|
(89,426
|
)
|
|
192,273
|
|
||
Plan interest in master trust accounts investment income (loss)
|
|
(108,400
|
)
|
|
19,255
|
|
||
Other
|
|
183
|
|
|
469
|
|
||
Total investment income (loss)
|
|
(162,656
|
)
|
|
255,710
|
|
||
|
|
|
|
|
||||
Interest income on notes receivable from participants
|
|
1,146
|
|
|
861
|
|
||
Contributions:
|
|
|
|
|
|
|
||
Participant
|
|
81,443
|
|
|
74,767
|
|
||
Employer
|
|
59,432
|
|
|
53,784
|
|
||
Participant rollovers
|
|
10,630
|
|
|
7,677
|
|
||
Total contributions
|
|
151,505
|
|
|
136,228
|
|
||
Deductions:
|
|
|
|
|
|
|
||
Benefits paid to participants
|
|
204,773
|
|
|
249,361
|
|
||
Administrative expenses
|
|
847
|
|
|
708
|
|
||
Total deductions
|
|
205,620
|
|
|
250,069
|
|
||
Net increase (decrease)
|
|
(215,625
|
)
|
|
142,730
|
|
||
Net assets available for benefits:
|
|
|
|
|
|
|
||
Beginning of year
|
|
2,394,296
|
|
|
2,251,566
|
|
||
End of year
|
|
$
|
2,178,671
|
|
|
$
|
2,394,296
|
|
|
|
Assets at fair value as of December 31, 2018
|
|||||||
|
|
Level 1
|
|
|
Total
|
||||
Common stock
|
|
|
|
|
|
|
|
||
Occidental Petroleum Corporation
|
|
$
|
525,070
|
|
|
|
$
|
525,070
|
|
Mutual funds
|
|
—
|
|
|
|
—
|
|
||
Total assets the fair value hierarchy, excluding
|
|
|
|
|
|
|
|
||
Plan’s interest in master trusts, at fair value
|
|
525,070
|
|
|
|
525,070
|
|
||
|
|
|
|
|
|
||||
Investments measured at NAV:
|
|
|
|
|
|
||||
Common/collective trusts
|
|
—
|
|
|
|
11,969
|
|
||
Investments at fair value, excluding
|
|
|
|
|
|
||||
Plan’s interest in master trusts
|
|
$
|
525,070
|
|
|
|
$
|
537,039
|
|
|
|
|
|
|
|
||||
|
|
Assets at fair value as of December 31, 2017
|
|||||||
|
|
Level 1
|
|
|
Total
|
||||
Common stock
|
|
|
|
|
|
|
|
||
Occidental Petroleum Corporation
|
|
$
|
656,505
|
|
|
|
$
|
656,505
|
|
Mutual funds
|
|
725,294
|
|
|
|
725,294
|
|
||
Total assets the fair value hierarchy, excluding
|
|
|
|
|
|
||||
Plan’s interest in master trusts, at fair value
|
|
1,381,799
|
|
|
|
1,381,799
|
|
||
|
|
|
|
|
|
||||
Investments measured at NAV:
|
|
|
|
|
|
||||
Common/collective trusts
|
|
—
|
|
|
|
520,051
|
|
||
Investments at fair value, excluding
|
|
|
|
|
|
||||
Plan’s interest in master trusts
|
|
$
|
1,381,799
|
|
|
|
$
|
1,901,850
|
|
|
|
As of December 31,
|
||||||
|
|
2018
|
|
2017
|
||||
Common/collective trust
|
|
$
|
25,932
|
|
|
$
|
19,174
|
|
Synthetic guaranteed investment contracts
|
|
|
|
|
||||
Common/collective trusts
|
|
|
|
|
||||
Fixed income funds
|
|
449,177
|
|
|
424,066
|
|
||
Separate account contract
|
|
—
|
|
|
44,122
|
|
||
Total synthetic guaranteed investment contracts
|
|
449,177
|
|
|
468,188
|
|
||
|
|
|
|
|
||||
Total investments
|
|
$
|
475,109
|
|
|
$
|
487,362
|
|
|
|
As of December 31,
|
||||||
|
|
2018
|
|
2017
|
||||
Net assets:
|
|
|
|
|
|
|
||
Common/collective trust
|
|
$
|
11,654
|
|
|
$
|
12,478
|
|
Oxy common stock
|
|
525,070
|
|
|
656,505
|
|
||
Interest and dividends receivable
|
|
6,629
|
|
|
6,956
|
|
||
|
|
$
|
543,353
|
|
|
$
|
675,939
|
|
|
|
|
|
|
||||
|
|
Year ended December 31,
|
||||||
|
|
2018
|
|
2017
|
||||
Changes in net assets:
|
|
|
|
|
|
|
||
Contributions
|
|
$
|
64,308
|
|
|
$
|
59,950
|
|
Investment income
|
|
26,903
|
|
|
28,273
|
|
||
Net appreciation (depreciation) in fair value of investments
|
|
(99,358
|
)
|
|
19,683
|
|
||
Transfers between funds
|
|
(78,731
|
)
|
|
(62,574
|
)
|
||
Benefits paid to participants
|
|
(45,619
|
)
|
|
(48,104
|
)
|
||
Administrative expenses
|
|
(89
|
)
|
|
(56
|
)
|
||
Changes in net assets
|
|
$
|
(132,586
|
)
|
|
$
|
(2,828
|
)
|
|
|
As of December 31,
|
||||||
|
|
2018
|
|
2017
|
||||
Plan interest in master trust accounts:
|
|
|
|
|
|
|
||
DCP Master Trust, at fair value
|
|
$
|
1,187,820
|
|
|
$
|
—
|
|
GIC MTIA, at contract value
|
|
327,053
|
|
|
330,851
|
|
||
Advent MTIA, at fair value
|
|
14,297
|
|
|
17,432
|
|
||
Bernstein MTIA, at fair value
|
|
83,979
|
|
|
114,567
|
|
||
Net assets
|
|
$
|
1,613,149
|
|
|
$
|
462,850
|
|
|
|
As of December 31,
|
|||
|
|
2018
|
|
||
Assets of DCP Master Trust:
|
|
|
|
|
|
Assets:
|
|
|
|
|
|
Investments at fair value as determined by quoted market price:
|
|
|
|
|
|
Short-term investment fund
|
|
$
|
146
|
|
|
Common/collective trust
|
|
1,427,485
|
|
|
|
Common stocks
|
|
2,543
|
|
|
|
Mutual funds
|
|
379,024
|
|
|
|
Total investments
|
|
1,809,198
|
|
|
|
Receivables:
|
|
|
|
|
|
Due from broker for securities sold
|
|
31
|
|
|
|
Accrued investment income
|
|
273
|
|
|
|
Total receivables
|
|
304
|
|
|
|
Total assets
|
|
1,809,502
|
|
|
|
Liabilities:
|
|
|
|
|
|
Due to broker for securities purchased
|
|
31
|
|
|
|
Total liabilities
|
|
31
|
|
|
|
Net assets of DCP Master Trust
|
|
$
|
1,809,471
|
|
|
Plan’s percentage interest in DCP Master Trust net assets
|
|
66
|
%
|
|
|
Plan interest in DCP Master Trust
|
|
$
|
1,187,820
|
|
|
|
|
Assets at fair value as of December 31, 2018
|
||||||||||
|
|
Level 1
|
|
Level 2
|
|
Total
|
||||||
Short-term investment fund
|
|
$
|
—
|
|
|
$
|
146
|
|
|
$
|
146
|
|
Common stocks
|
|
2,543
|
|
|
—
|
|
|
2,543
|
|
|||
Mutual funds
|
|
379,024
|
|
|
—
|
|
|
379,024
|
|
|||
Total assets in the fair value hierarchy
|
|
381,567
|
|
|
146
|
|
|
381,713
|
|
|||
|
|
|
|
|
|
|
||||||
Investments measured at NAV
|
|
|
|
|
|
|
||||||
Common/collective trust
|
|
|
|
|
|
1,427,485
|
|
|||||
Total assets at fair value
|
|
$
|
381,567
|
|
|
$
|
146
|
|
|
$
|
1,809,198
|
|
|
|
As of December 31,
|
||||||
|
|
2018
|
|
2017
|
||||
Assets:
|
|
|
|
|
|
|
||
Investments, at contract value (see note 4):
|
|
|
|
|
||||
Common/collective trusts
|
|
$
|
25,932
|
|
|
$
|
19,174
|
|
Synthetic guaranteed investment contracts:
|
|
|
|
|
||||
Common/collective trusts - fixed income funds
|
|
449,177
|
|
|
424,066
|
|
||
Separate account contract
|
|
—
|
|
|
44,122
|
|
||
Total investments
|
|
475,109
|
|
|
487,362
|
|
||
Receivables:
|
|
|
|
|
||||
Accrued investment income
|
|
45
|
|
|
21
|
|
||
Total receivables
|
|
45
|
|
|
21
|
|
||
Total assets
|
|
475,154
|
|
|
487,383
|
|
||
Liabilities:
|
|
|
|
|
||||
Accrued expenses
|
|
74
|
|
|
110
|
|
||
Total liabilities
|
|
74
|
|
|
110
|
|
||
Net assets of GIC MTIA
|
|
$
|
475,080
|
|
|
$
|
487,273
|
|
Plan’s percentage interest in GIC MTIA net assets
|
|
69
|
%
|
|
68
|
%
|
||
Plan interest in GIC MTIA
|
|
$
|
327,053
|
|
|
$
|
330,851
|
|
|
|
Year ended December 31,
|
||||||
|
|
2018
|
|
2017
|
||||
Interest Income
|
|
$
|
12,802
|
|
|
$
|
12,134
|
|
Less investment expenses
|
|
(450
|
)
|
|
(537
|
)
|
||
Total investment income
|
|
12,352
|
|
|
11,597
|
|
||
|
|
|
|
|
||||
Transfers in
|
|
78,353
|
|
|
29,770
|
|
||
Transfers out
|
|
(102,898
|
)
|
|
(129,658
|
)
|
||
Changes in net assets
|
|
$
|
(12,193
|
)
|
|
$
|
(88,291
|
)
|
|
|
As of December 31,
|
||||||
|
|
2018
|
|
2017
|
||||
Assets of Advent MTIA:
|
|
|
|
|
|
|
||
Assets:
|
|
|
|
|
|
|
||
Investments at fair value as determined by quoted market price:
|
|
|
|
|
|
|
||
Short-term investment fund
|
|
$
|
2,773
|
|
|
$
|
4,377
|
|
Common/collective trust
|
|
—
|
|
|
619
|
|
||
Common stocks
|
|
7
|
|
|
—
|
|
||
Preferred stocks
|
|
2,567
|
|
|
3,210
|
|
||
Corporate bonds
|
|
46,664
|
|
|
57,128
|
|
||
Total investments
|
|
52,011
|
|
|
65,334
|
|
||
Cash and cash equivalents
|
|
298
|
|
|
1,267
|
|
||
Receivables:
|
|
|
|
|
|
|
||
Due from broker for securities sold
|
|
368
|
|
|
—
|
|
||
Accrued investment income
|
|
142
|
|
|
205
|
|
||
Foreign currency contracts
|
|
4
|
|
|
16
|
|
||
Total receivables
|
|
514
|
|
|
221
|
|
||
Total assets
|
|
52,823
|
|
|
66,822
|
|
||
Liabilities:
|
|
|
|
|
|
|
||
Due to broker for securities sold
|
|
120
|
|
|
—
|
|
||
Accrued expenses
|
|
122
|
|
|
129
|
|
||
Payable under securities lending agreement
|
|
2,773
|
|
|
4,377
|
|
||
Foreign currency contracts
|
|
157
|
|
|
310
|
|
||
Total liabilities
|
|
3,172
|
|
|
4,816
|
|
||
Net assets of Advent MTIA
|
|
$
|
49,651
|
|
|
$
|
62,006
|
|
Plan’s percentage interest in Advent MTIA net assets
|
|
29
|
%
|
|
28
|
%
|
||
Plan interest in Advent MTIA
|
|
$
|
14,297
|
|
|
$
|
17,432
|
|
|
|
Year ended December 31,
|
||||||
|
|
2018
|
|
2017
|
||||
Net appreciation (depreciation) in fair value of investments:
|
|
|
|
|
|
|
||
Foreign currency transactions
|
|
$
|
615
|
|
|
$
|
—
|
|
Common stocks
|
|
(124
|
)
|
|
—
|
|
||
Preferred stocks
|
|
(370
|
)
|
|
208
|
|
||
Corporate bonds
|
|
(3,504
|
)
|
|
6,568
|
|
||
Net appreciation (depreciation)
|
|
(3,383
|
)
|
|
6,776
|
|
||
Interest and dividends
|
|
1,052
|
|
|
1,082
|
|
||
Less investment expenses
|
|
(461
|
)
|
|
(547
|
)
|
||
Investment income (loss)
|
|
(2,792
|
)
|
|
7,311
|
|
||
|
|
|
|
|
||||
Transfers in
|
|
3,326
|
|
|
3,707
|
|
||
Transfers out
|
|
(12,889
|
)
|
|
(19,650
|
)
|
||
Changes in net assets
|
|
$
|
(12,355
|
)
|
|
$
|
(8,632
|
)
|
|
|
Assets at fair value as of December 31, 2018
|
||||||||||
|
|
Level 1
|
|
Level 2
|
|
Total
|
||||||
Short-term investment fund
|
|
$
|
—
|
|
|
$
|
2,773
|
|
|
$
|
2,773
|
|
Common stock
|
|
7
|
|
|
—
|
|
|
7
|
|
|||
Preferred stock
|
|
2,567
|
|
|
—
|
|
|
2,567
|
|
|||
Corporate bonds
|
|
—
|
|
|
46,664
|
|
|
46,664
|
|
|||
Foreign currency contracts
|
|
—
|
|
|
4
|
|
|
4
|
|
|||
Total assets in the fair value hierarchy
|
|
2,574
|
|
|
49,441
|
|
|
52,015
|
|
|||
|
|
|
|
|
|
|
||||||
Investments measured at NAV
|
|
|
|
|
|
|
||||||
Common/collective trust
|
|
|
|
|
|
—
|
|
|||||
Total assets at fair value
|
|
$
|
2,574
|
|
|
$
|
49,441
|
|
|
$
|
52,015
|
|
|
|
|
|
|
|
|
||||||
|
|
Liabilities at fair value as of December 31, 2018
|
||||||||||
Foreign currency contracts
|
|
$
|
—
|
|
|
$
|
157
|
|
|
$
|
157
|
|
Total liabilities at fair value
|
|
$
|
—
|
|
|
$
|
157
|
|
|
$
|
157
|
|
|
|
|
|
|
|
|
||||||
|
|
Assets at fair value as of December 31, 2017
|
||||||||||
|
|
Level 1
|
|
Level 2
|
|
Total
|
||||||
Short-term investment fund
|
|
$
|
—
|
|
|
$
|
4,377
|
|
|
$
|
4,377
|
|
Preferred Stock
|
|
3,210
|
|
|
—
|
|
|
3,210
|
|
|||
Corporate bonds
|
|
—
|
|
|
57,128
|
|
|
57,128
|
|
|||
Foreign currency contracts
|
|
—
|
|
|
16
|
|
|
16
|
|
|||
Total assets in the fair value hierarchy
|
|
3,210
|
|
|
61,521
|
|
|
64,731
|
|
|||
|
|
|
|
|
|
|
||||||
Investments measured at NAV
|
|
|
|
|
|
|
||||||
Common/collective trust
|
|
|
|
|
|
$
|
619
|
|
||||
Total assets at fair value
|
|
$
|
3,210
|
|
|
$
|
61,521
|
|
|
$
|
65,350
|
|
|
|
|
|
|
|
|
||||||
|
|
Liabilities at fair value as of December 31, 2017
|
||||||||||
Foreign currency contracts
|
|
$
|
—
|
|
|
$
|
310
|
|
|
$
|
310
|
|
Total liabilities at fair value
|
|
$
|
—
|
|
|
$
|
310
|
|
|
$
|
310
|
|
|
|
December 31, 2018
|
||||||||||
|
|
Receive U.S. Dollars
|
|
Pay U.S. Dollars
|
||||||||
Currency
|
|
Notional
|
|
Fixed Weighted Average Contract Rate
|
|
Notional
|
|
Fixed Weighted Average Contract Rate
|
||||
EUR
|
|
5,412
|
|
|
1.140818
|
|
600
|
|
|
1.141418
|
||
GBP
|
|
739
|
|
|
1.281341
|
|
|
|
|
|||
HKD
|
|
19,050
|
|
|
7.828384
|
|
2,900
|
|
|
7.823295
|
||
CHF
|
|
1,188
|
|
|
0.997552
|
|
85
|
|
|
0.983400
|
||
JPY
|
|
500,950
|
|
|
112.297393
|
|
29,300
|
|
|
110.171900
|
||
|
|
|
|
|
|
|
|
|
||||
|
|
December 31, 2017
|
||||||||||
|
|
Receive U.S. Dollars
|
|
Pay U.S. Dollars
|
||||||||
Currency
|
|
Notional
|
|
Fixed Weighted Average Contract Rate
|
|
Notional
|
|
Fixed Weighted Average Contract Rate
|
||||
EUR
|
|
6,934
|
|
|
1.169910
|
|
|
615
|
|
|
1.178306
|
|
GBP
|
|
493
|
|
|
1.333740
|
|
|
|
|
|
||
CDN
|
|
1,236
|
|
|
1.288630
|
|
|
|
|
|
||
HKD
|
|
16,904
|
|
|
7.789582
|
|
|
|
|
|
||
CHF
|
|
708
|
|
|
0.994737
|
|
|
|
|
|
||
JPY
|
|
868,100
|
|
|
112.983110
|
|
|
16,000
|
|
|
113.720000
|
|
|
|
As of December 31,
|
||||||
|
|
2018
|
|
2017
|
||||
Assets of Bernstein MTIA:
|
|
|
|
|
|
|
||
Assets:
|
|
|
|
|
|
|
||
Investments at fair value as determined by quoted market price:
|
|
|
|
|
|
|
||
Short-term investment fund
|
|
$
|
32,161
|
|
|
$
|
33,067
|
|
Common/collective trust
|
|
—
|
|
|
4,504
|
|
||
Common stocks
|
|
116,881
|
|
|
149,257
|
|
||
Total investments
|
|
149,042
|
|
|
186,828
|
|
||
Cash
|
|
—
|
|
|
—
|
|
||
Receivables:
|
|
|
|
|
|
|
||
Due from broker for securities sold
|
|
3,843
|
|
|
—
|
|
||
Accrued investment income
|
|
155
|
|
|
124
|
|
||
Total receivables
|
|
3,998
|
|
|
124
|
|
||
Total assets
|
|
153,040
|
|
|
186,952
|
|
||
Liabilities:
|
|
|
|
|
|
|
||
Due to broker for securities purchased
|
|
—
|
|
|
—
|
|
||
Accrued investment manager fees
|
|
—
|
|
|
298
|
|
||
Payable under securities lending agreement
|
|
32,161
|
|
|
33,067
|
|
||
Other
|
|
1,716
|
|
|
—
|
|
||
Total liabilities
|
|
33,877
|
|
|
33,365
|
|
||
Net assets of Bernstein MTIA
|
|
$
|
119,163
|
|
|
$
|
153,587
|
|
Plan’s percentage interest in Bernstein MTIA net assets
|
|
70
|
%
|
|
75
|
%
|
||
Plan interest in Bernstein MTIA
|
|
$
|
83,979
|
|
|
$
|
114,567
|
|
|
|
Year ended December 31,
|
||||||
|
|
2018
|
|
2017
|
||||
Net appreciation (depreciation) in fair value of investments:
|
|
|
|
|
|
|
||
Common stocks
|
|
$
|
(24,335
|
)
|
|
$
|
12,227
|
|
Interest and dividends
|
|
2,005
|
|
|
1,904
|
|
||
Less investment expenses
|
|
(1,199
|
)
|
|
(1,250
|
)
|
||
Investment income (loss)
|
|
(23,529
|
)
|
|
12,881
|
|
||
|
|
|
|
|
||||
Transfers in
|
|
10,928
|
|
|
7,498
|
|
||
Transfers out
|
|
(21,823
|
)
|
|
(34,790
|
)
|
||
Changes in net assets
|
|
$
|
(34,424
|
)
|
|
$
|
(14,411
|
)
|
|
|
Assets at fair value as of December 31, 2018
|
||||||||||
|
|
Level 1
|
|
Level 2
|
|
Total
|
||||||
Short-term investment fund
|
|
$
|
—
|
|
|
$
|
32,161
|
|
|
$
|
32,161
|
|
Common stocks
|
|
116,881
|
|
|
—
|
|
|
116,881
|
|
|||
Total assets in the fair value hierarchy
|
|
116,881
|
|
|
32,161
|
|
|
149,042
|
|
|||
|
|
|
|
|
|
|
||||||
Investments measured at NAV
|
|
|
|
|
|
|
||||||
Common/collective trust
|
|
|
|
|
|
—
|
|
|||||
Total assets at fair value
|
|
$
|
116,881
|
|
|
$
|
32,161
|
|
|
$
|
149,042
|
|
|
|
|
|
|
|
|
||||||
|
|
Assets at fair value as of December 31, 2017
|
||||||||||
|
|
Level 1
|
|
Level 2
|
|
Total
|
||||||
Short-term investment fund
|
|
$
|
—
|
|
|
$
|
33,067
|
|
|
$
|
33,067
|
|
Common stocks
|
|
149,257
|
|
|
—
|
|
|
149,257
|
|
|||
Total assets in the fair value hierarchy
|
|
149,257
|
|
|
33,067
|
|
|
182,324
|
|
|||
|
|
|
|
|
|
|
||||||
Investments measured at NAV
|
|
|
|
|
|
|
||||||
Common/collective trust
|
|
|
|
|
|
4,504
|
|
|||||
Total assets at fair value
|
|
$
|
149,257
|
|
|
$
|
33,067
|
|
|
$
|
186,828
|
|
|
|
As of December 31,
|
||||||
|
|
2018
|
|
2017
|
||||
Net assets available for benefits per the financial statements
|
|
$
|
2,178,671
|
|
|
$
|
2,394,296
|
|
Amounts allocated to withdrawing participants
|
|
(100
|
)
|
|
(589
|
)
|
||
Net assets available for benefits per the Form 5500
|
|
$
|
2,178,571
|
|
|
$
|
2,393,707
|
|
|
|
Year ended December 31,
|
||||||
|
|
2018
|
|
2017
|
||||
Benefits paid to participants per the financial statements
|
|
$
|
204,773
|
|
|
$
|
249,361
|
|
Amounts allocated to withdrawing participants at December 31, 2018 and 2017
|
|
100
|
|
|
589
|
|
||
Amounts allocated to withdrawing participants at December 31, 2017 and 2016
|
|
(589
|
)
|
|
(789
|
)
|
||
Benefits paid to participants per the Form 5500
|
|
$
|
204,284
|
|
|
$
|
249,161
|
|
|
OCCIDENTAL PETROLEUM CORPORATION
|
Schedule 1
|
(a)
|
|
(b)
|
|
(c)
|
|
(d)
|
|
(e)
|
|||
|
|
|
|
Description of investment,
|
|
|
|
|
|||
|
|
|
|
including maturity date, rate of
|
|
|
|
|
|||
Related
|
|
Identity of issue, borrower,
|
|
interest, collateral, par, maturity
|
|
|
|
Current
|
|||
party
|
|
lessor, or similar party
|
|
value, or duration
|
|
Cost
(1)
|
|
value
|
|||
|
|
Short-Term Investment Fund:
|
|
|
|
|
|
|
|
|
|
*
|
|
BNY Short-Term Investment Fund
(2)
|
|
A collective trust investing in short-term securities, 11,969,406 units
|
|
|
|
|
11,969
|
|
|
|
|
Common stock:
|
|
|
|
|
|
|
|
|
|
*
|
|
Occidental Petroleum Corporation
(2)
|
|
Common stock, 8,554,412 shares
|
|
253,042
|
|
|
525,070
|
|
|
|
|
|
|
|
|
|
|
|
|||
*
|
|
Participant notes receivable:
|
|
1,854 participant loans, various maturities ranged from January 2019 to September 2028, interest rates range from 3% to 7%, balances collateralized by participant account
|
|
|
|
|
21,612
|
|
|
|
|
Plan interest in master trust accounts:
|
|
|
|
|
|
|
|
|
|
|
|
Oxy Defined Contribution Plan Master Trust Account
|
|
Participation in master trust agreement
|
|
|
|
1,187,820
|
|
||
|
|
Oxy Combined Advent Capital Management Master Trust
|
|
Master trust investment account, 593,987 units
|
|
|
|
14,297
|
|
||
|
|
Oxy Combined Alliance Bernstein Master Trust
|
|
Master trust investment account, 1,251,167 units
|
|
|
|
83,979
|
|
||
|
|
Guaranteed Investment Contracts Master Trust
|
|
Master trust investment account,15,142,867 units
|
|
|
|
327,053
|
|
||
|
|
|
|
Total Plan interest in master trust accounts
|
|
|
|
|
1,613,149
|
|
|
|
|
|
|
Total
|
|
|
|
|
$
|
2,171,800
|
|
(1)
|
Cost information omitted for participant-directed investment.
|
(2)
|
Includes non-participant-directed investments.
|
*
|
Represents a party in interest as defined by ERISA.
|
|
OCCIDENTAL PETROLEUM CORPORATION
|
Schedule 2
|
Identity of party involved
|
Description of asset (includes interest rate and maturity in case of loan)
|
Purchase Price
|
Selling Price
|
Lease rental
|
Expense incurred with transaction
|
Cost of asset
|
Current value of asset on transaction date
|
Net gain
|
||||||||||||||
Series of transactions:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||||
* Bank of New York
|
EB Temporary Investment Fund:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|||||||
|
222 Acquisitions
|
$
|
131,725
|
|
$
|
—
|
|
$
|
—
|
|
$
|
—
|
|
$
|
131,725
|
|
$
|
131,725
|
|
$
|
—
|
|
|
263 Dispositions
|
$
|
—
|
|
$
|
132,386
|
|
$
|
—
|
|
$
|
—
|
|
$
|
132,386
|
|
$
|
132,386
|
|
$
|
—
|
|
|
OCCIDENTAL PETROLEUM CORPORATION SAVINGS PLAN
|
||
|
|
|
|
|
|
|
|
|
By
|
/s/ Darin Moss
|
|
|
|
Darin Moss - Chairman of the
|
|
|
|
Occidental Petroleum Corporation
|
|
|
|
Pension and Retirement Plan Administrative Committee
|
Exhibit
|
|
|
|
|
|
|
|
|
|
No.
|
|
Exhibit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
23.1
|
|
|
Consent of Independent Registered Public Accounting Firm
|
|
1 Year Occidental Petroleum Chart |
1 Month Occidental Petroleum Chart |
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