We could not find any results for:
Make sure your spelling is correct or try broadening your search.
Share Name | Share Symbol | Market | Type |
---|---|---|---|
Occidental Petroleum Corporation | NYSE:OXY | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
-0.26 | -0.40% | 64.40 | 64.91 | 63.66 | 64.80 | 6,771,520 | 01:00:00 |
[X]
|
ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES
|
|
|
|
EXCHANGE ACT OF 1934 [
NO FEE REQUIRED
]
|
[ ]
|
TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES
|
|
|
|
EXCHANGE ACT OF 1934 [
NO FEE REQUIRED
]
|
|
A. Full title of the plan and the address of the plan, if different from that of the issuer named below:
|
|
B. Name of issuer of the securities held pursuant to the plan and the address of its principal executive office:
|
|
|
Page
|
|||
|
|
|
|||
|
|
||||
|
|
||||
|
|
||||
|
|
||||
Supplemental Schedules
|
|
||||
|
|
|
|||
1
|
|
||||
|
|
|
|||
2
|
|
||||
|
|
||||
Note
:
|
Other supplemental schedules have been omitted because they are not applicable or are not required by 29 CFR 2520.103-10 of the Department of Labor’s Rules and Regulations for Reporting and Disclosure under the Employee Retirement Income Security Act of 1974, as amended.
|
|
|||
|
|
|
|
|
|
|
2015
|
|
2014
|
||||
Assets:
|
|
|
|
|
|
|
||
Cash
|
|
$
|
79
|
|
|
$
|
125
|
|
Investments:
|
|
|
|
|
|
|||
At fair value:
|
|
|
|
|
|
|||
Common/collective trust funds
|
|
18,053
|
|
|
4,362
|
|
||
Common stock
|
|
651,708
|
|
|
823,740
|
|
||
Mutual funds
|
|
958,342
|
|
|
1,048,592
|
|
||
Plan interest in master trust accounts
|
|
127,354
|
|
|
142,413
|
|
||
Total investments at fair value
|
|
1,755,457
|
|
|
2,019,107
|
|
||
At contract value:
|
|
|
|
|
||||
Plan interest in master trust accounts
|
|
420,236
|
|
|
441,176
|
|
||
Total investments at contract value
|
|
420,236
|
|
|
441,176
|
|
||
|
|
|
|
|
||||
Receivables:
|
|
|
|
|
|
|||
Notes receivable from participants
|
|
22,357
|
|
|
21,646
|
|
||
Interest and dividends
|
|
7,488
|
|
|
7,555
|
|
||
Participant contribution
|
|
1,307
|
|
|
2,133
|
|
||
Employer contribution
|
|
2,240
|
|
|
1,197
|
|
||
Total receivables
|
|
33,392
|
|
|
32,531
|
|
||
Total assets
|
|
2,209,164
|
|
|
2,492,939
|
|
||
|
|
|
|
|
||||
Net assets available for benefits
|
|
$
|
2,209,164
|
|
|
$
|
2,492,939
|
|
|
|
2015
|
|
2014
|
||||
Changes to net assets attributable to:
|
|
|
|
|
|
|
||
Investment income (loss):
|
|
|
|
|
|
|
||
Interest
|
|
$
|
18
|
|
|
$
|
12
|
|
Dividends
|
|
71,125
|
|
|
65,974
|
|
||
Net depreciation in fair value of investments
|
|
(180,413
|
)
|
|
(54,676
|
)
|
||
Plan interest in master trust accounts investment income
|
|
7,646
|
|
|
20,573
|
|
||
Other
|
|
387
|
|
|
318
|
|
||
Total investment (loss) income
|
|
(101,237
|
)
|
|
32,201
|
|
||
|
|
|
|
|
||||
Interest income on notes receivable from participants
|
|
661
|
|
|
789
|
|
||
Contributions:
|
|
|
|
|
|
|
||
Participant
|
|
78,071
|
|
|
95,670
|
|
||
Employer
|
|
53,381
|
|
|
55,241
|
|
||
Participant rollovers
|
|
5,119
|
|
|
6,771
|
|
||
Total contributions
|
|
136,571
|
|
|
157,682
|
|
||
Deductions:
|
|
|
|
|
|
|
||
Benefits paid to participants
|
|
319,770
|
|
|
363,069
|
|
||
Total deductions
|
|
319,770
|
|
|
363,069
|
|
||
Net decrease
|
|
(283,775
|
)
|
|
(172,397
|
)
|
||
Net assets available for benefits:
|
|
|
|
|
|
|
||
Beginning of year
|
|
2,492,939
|
|
|
2,665,336
|
|
||
End of year
|
|
$
|
2,209,164
|
|
|
$
|
2,492,939
|
|
|
|
Assets at fair value as of December 31, 2015
|
||||||||||
|
|
Level 1
|
|
Level 2
|
|
Total
|
||||||
Common stock
|
|
|
|
|
|
|
|
|
|
|||
Occidental Petroleum Corporation
|
|
$
|
644,290
|
|
|
$
|
—
|
|
|
$
|
644,290
|
|
California Resources Corporation
|
|
7,418
|
|
|
—
|
|
|
7,418
|
|
|||
Mutual funds
|
|
958,342
|
|
|
—
|
|
|
958,342
|
|
|||
Total assets the fair value hierarchy, excluding
|
|
|
|
|
|
|
|
|
|
|||
Plan’s interest in master trusts, at fair value
|
|
1,610,050
|
|
|
—
|
|
|
1,610,050
|
|
|||
|
|
|
|
|
|
|
||||||
Investments measured at NAV:
|
|
|
|
|
|
|
||||||
Common/collective trusts
|
|
—
|
|
—
|
|
|
18,053
|
|
||||
Investments at fair value, excluding
|
|
|
|
|
|
|
||||||
Plan's interest in master trusts
|
|
$
|
1,610,050
|
|
|
$
|
—
|
|
|
$
|
1,628,103
|
|
|
|
|
|
|
|
|
||||||
|
|
Assets at fair value as of December 31, 2014
|
||||||||||
|
|
Level 1
|
|
Level 2
|
|
Total
|
||||||
Common stock
|
|
|
|
|
|
|
|
|
|
|||
Occidental Petroleum Corporation
|
|
$
|
804,028
|
|
|
$
|
—
|
|
|
$
|
804,028
|
|
California Resources Corporation
|
|
19,712
|
|
|
—
|
|
|
19,712
|
|
|||
Mutual funds
|
|
1,048,592
|
|
|
—
|
|
|
1,048,592
|
|
|||
Total assets the fair value hierarchy, excluding
|
|
|
|
|
|
|
||||||
Plan’s interest in master trusts, at fair value
|
|
1,872,332
|
|
|
—
|
|
|
1,872,332
|
|
|||
|
|
|
|
|
|
|
||||||
Investments measured at NAV:
|
|
|
|
|
|
|
||||||
Common/collective trusts
|
|
—
|
|
|
—
|
|
|
4,362
|
|
|||
Investments at fair value, excluding
|
|
|
|
|
|
|
||||||
Plan's interest in master trusts
|
|
$
|
1,872,332
|
|
|
$
|
—
|
|
|
$
|
1,876,694
|
|
|
|
As of December 31,
|
||||||
|
|
2015
|
|
2014
|
||||
Common/collective trust
|
|
$
|
16,353
|
|
|
$
|
7,593
|
|
Synthetic guaranteed investment contracts
|
|
|
|
|
||||
Common/collective trusts
|
|
|
|
|
||||
Fixed income funds
|
|
545,696
|
|
|
583,509
|
|
||
Separate account contract
|
|
57,426
|
|
|
61,787
|
|
||
Total synthetic guaranteed investment contracts
|
|
603,122
|
|
|
645,296
|
|
||
|
|
|
|
|
||||
Total investments
|
|
$
|
619,475
|
|
|
$
|
652,889
|
|
|
|
As of December 31,
|
||||||
|
|
2015
|
|
2014
|
||||
Net assets:
|
|
|
|
|
|
|
||
Common/collective trust
|
|
$
|
12,058
|
|
|
$
|
1,403
|
|
Oxy common stock
|
|
644,290
|
|
|
804,028
|
|
||
Interest and dividends receivable
|
|
7,200
|
|
|
7,250
|
|
||
|
|
$
|
663,548
|
|
|
$
|
812,681
|
|
|
|
|
|
|
||||
|
|
Year ended December 31,
|
||||||
|
|
2015
|
|
2014
|
||||
Changes in net assets:
|
|
|
|
|
|
|
||
Contributions
|
|
$
|
60,338
|
|
|
$
|
66,417
|
|
Investment income
|
|
29,077
|
|
|
29,394
|
|
||
Net depreciation in fair value of investments
|
|
(128,059
|
)
|
|
(112,677
|
)
|
||
Transfers between funds
|
|
(31,099
|
)
|
|
(52,965
|
)
|
||
Benefits paid to participants
|
|
(79,382
|
)
|
|
(95,723
|
)
|
||
Transfer to California Resources Stock Fund
|
|
—
|
|
|
(29,694
|
)
|
||
Administrative expenses
|
|
(8
|
)
|
|
(7
|
)
|
||
Changes in net assets
|
|
$
|
(149,133
|
)
|
|
$
|
(195,255
|
)
|
|
|
As of December 31,
|
||||||
|
|
2015
|
|
2014
|
||||
Net assets:
|
|
|
|
|
|
|
||
Common / Collective Trust
|
|
$
|
279
|
|
|
$
|
1,847
|
|
California Resources common stock
|
|
7,418
|
|
|
19,712
|
|
||
California Resources Stock Fund
|
|
$
|
7,697
|
|
|
$
|
21,559
|
|
|
|
|
|
|
||||
|
|
Year ended December 31,
|
||||||
|
|
2015
|
|
2014
|
||||
Changes in net assets:
|
|
|
|
|
|
|
||
Transfer from Oxy Stock Fund
|
|
$
|
—
|
|
|
$
|
29,694
|
|
Investment income
|
|
89
|
|
|
8
|
|
||
Net depreciation in fair value of investments
|
|
(10,059
|
)
|
|
(6,799
|
)
|
||
Transfers between funds
|
|
(1,909
|
)
|
|
(485
|
)
|
||
Benefits paid to participants
|
|
(1,983
|
)
|
|
(859
|
)
|
||
Changes in net assets
|
|
$
|
(13,862
|
)
|
|
$
|
21,559
|
|
|
|
As of December 31,
|
||||||
|
|
2015
|
|
2014
|
||||
Plan interest in master trust accounts:
|
|
|
|
|
|
|
||
GIC MTIA, at contract value
|
|
$
|
420,236
|
|
|
$
|
441,176
|
|
Advent MTIA, at fair value
|
|
19,541
|
|
|
18,196
|
|
||
Bernstein MTIA, at fair value
|
|
107,813
|
|
|
124,217
|
|
||
Net assets
|
|
$
|
547,590
|
|
|
$
|
583,589
|
|
|
|
As of December 31,
|
||||||
|
|
2015
|
|
2014
|
||||
Assets:
|
|
|
|
|
|
|
||
Common/collective trusts
|
|
$
|
16,353
|
|
|
$
|
7,593
|
|
Synthetic guaranteed investment contracts:
|
|
|
|
|
||||
Common/collective trusts - fixed income funds
|
|
545,696
|
|
|
583,509
|
|
||
Separate account contract
|
|
57,426
|
|
|
61,787
|
|
||
Accrued expense
|
|
(108
|
)
|
|
(139
|
)
|
||
Accrued investment income
|
|
4
|
|
|
1
|
|
||
Net assets
|
|
$
|
619,371
|
|
|
$
|
652,751
|
|
Plan’s percentage interest in GIC MTIA net assets
|
|
68
|
%
|
|
68
|
%
|
||
Plan interest in GIC MTIA
|
|
$
|
420,236
|
|
|
$
|
441,176
|
|
|
|
Year ended December 31,
|
||||||
|
|
2015
|
|
2014
|
||||
Interest Income
|
|
$
|
13,854
|
|
|
$
|
13,344
|
|
Less investment expenses
|
|
(555
|
)
|
|
(646
|
)
|
||
Total investment income
|
|
13,299
|
|
|
12,698
|
|
||
|
|
|
|
|
||||
Transfers in
|
|
82,100
|
|
|
116,017
|
|
||
Transfers out
|
|
(128,779
|
)
|
|
(189,876
|
)
|
||
Changes in Net Assets
|
|
$
|
(33,380
|
)
|
|
$
|
(61,161
|
)
|
|
|
As of December 31,
|
||||||
|
|
2015
|
|
2014
|
||||
Assets of Advent MTIA:
|
|
|
|
|
|
|
||
Assets:
|
|
|
|
|
|
|
||
Investments at fair value as determined by quoted market price:
|
|
|
|
|
|
|
||
Short-term investment fund
|
|
$
|
7,483
|
|
|
$
|
8,385
|
|
Common/collective trust
|
|
1,114
|
|
|
2,045
|
|
||
Preferred stocks
|
|
6,762
|
|
|
4,543
|
|
||
Corporate bonds
|
|
65,650
|
|
|
61,943
|
|
||
Total investments
|
|
81,009
|
|
|
76,916
|
|
||
Cash
|
|
254
|
|
|
976
|
|
||
Receivables:
|
|
|
|
|
|
|
||
Due from broker for securities sold
|
|
—
|
|
|
64
|
|
||
Accrued investment income
|
|
252
|
|
|
325
|
|
||
Foreign currency contracts
|
|
203
|
|
|
743
|
|
||
Total receivables
|
|
455
|
|
|
1,132
|
|
||
Total assets
|
|
81,718
|
|
|
79,024
|
|
||
Liabilities:
|
|
|
|
|
|
|
||
Due to broker for securities sold
|
|
805
|
|
|
95
|
|
||
Accrued expenses
|
|
166
|
|
|
166
|
|
||
Payable under securities lending agreement
|
|
7,483
|
|
|
8,385
|
|
||
Foreign currency contracts
|
|
—
|
|
|
35
|
|
||
Total liabilities
|
|
8,454
|
|
|
8,681
|
|
||
Net assets of Advent MTIA
|
|
$
|
73,264
|
|
|
$
|
70,343
|
|
Plan’s percentage interest in Advent MTIA net assets
|
|
27
|
%
|
|
26
|
%
|
||
Plan interest in Advent MTIA
|
|
$
|
19,541
|
|
|
$
|
18,196
|
|
|
|
Year ended December 31,
|
||||||
|
|
2015
|
|
2014
|
||||
Net appreciation (depreciation) in fair value of investments:
|
|
|
|
|
|
|
||
Corporate bonds
|
|
$
|
1,472
|
|
|
$
|
2,530
|
|
Preferred stocks
|
|
(247
|
)
|
|
272
|
|
||
Net appreciation
|
|
1,225
|
|
|
2,802
|
|
||
Interest and dividends
|
|
1,355
|
|
|
1,460
|
|
||
Less investment expenses
|
|
(597
|
)
|
|
(589
|
)
|
||
Investment income
|
|
1,983
|
|
|
3,673
|
|
||
|
|
|
|
|
||||
Transfers in
|
|
7,615
|
|
|
4,794
|
|
||
Transfers out
|
|
(6,677
|
)
|
|
(6,562
|
)
|
||
Changes in Net Assets
|
|
$
|
2,921
|
|
|
$
|
1,905
|
|
|
|
Assets at fair value as of December 31, 2015
|
||||||||||
|
|
Level 1
|
|
Level 2
|
|
Total
|
||||||
Short-term investment fund
|
|
$
|
—
|
|
|
$
|
7,483
|
|
|
$
|
7,483
|
|
Preferred stock
|
|
6,762
|
|
|
—
|
|
|
6,762
|
|
|||
Corporate bonds
|
|
—
|
|
|
65,650
|
|
|
65,650
|
|
|||
Foreign currency contracts
|
|
|
|
203
|
|
|
203
|
|
||||
Total assets in the fair value hierarchy
|
|
6,762
|
|
|
73,336
|
|
|
80,098
|
|
|||
|
|
|
|
|
|
|
||||||
Investments measured at NAV
|
|
|
|
|
|
|
||||||
Common/collective trust
|
|
—
|
|
|
|
|
1,114
|
|
||||
Total assets at fair value
|
|
$
|
6,762
|
|
|
$
|
73,336
|
|
|
$
|
81,212
|
|
|
|
|
|
|
|
|
||||||
|
|
|
|
|
|
|
||||||
|
|
Assets at fair value as of December 31, 2014
|
||||||||||
|
|
Level 1
|
|
Level 2
|
|
Total
|
||||||
Short-term investment fund
|
|
$
|
—
|
|
|
$
|
8,385
|
|
|
$
|
8,385
|
|
Preferred Stock
|
|
4,543
|
|
|
—
|
|
|
4,543
|
|
|||
Corporate bonds
|
|
—
|
|
|
61,943
|
|
|
61,943
|
|
|||
Foreign currency contracts
|
|
|
|
743
|
|
|
743
|
|
||||
Total assets in the fair value hierarchy
|
|
4,543
|
|
|
71,071
|
|
|
75,614
|
|
|||
|
|
|
|
|
|
|
||||||
Investments measured at NAV
|
|
|
|
|
|
|
||||||
Common/collective trust
|
|
|
|
|
|
$
|
2,045
|
|
||||
Total assets at fair value
|
|
$
|
4,543
|
|
|
$
|
71,071
|
|
|
$
|
77,659
|
|
|
|
|
|
|
|
|
||||||
|
|
Liabilities at fair value as of December 31, 2014
|
||||||||||
Foreign currency contracts
|
|
$
|
—
|
|
|
$
|
35
|
|
|
$
|
35
|
|
Total liabilities at fair value
|
|
$
|
—
|
|
|
$
|
35
|
|
|
$
|
35
|
|
|
|
December 31, 2015
|
||||||||||
|
|
Receive U.S. Dollars
|
|
Pay U.S. Dollars
|
||||||||
Currency
|
|
Notional
|
|
Fixed Weighted Average Contract Rate
|
|
Notional
|
|
Fixed Weighted Average Contract Rate
|
||||
EUR
|
|
15,163,000
|
|
|
1.092170
|
|
1,000,000
|
|
|
1.091442
|
||
GBP
|
|
530,000
|
|
|
1.539390
|
|
|
|
|
|||
CDN
|
|
2,900,000
|
|
|
1.310225
|
|
|
|
|
|||
HKD
|
|
7,900,000
|
|
|
7.749200
|
|
|
|
|
|||
CHF
|
|
980,000
|
|
|
0.987350
|
|
|
|
|
|||
JPY
|
|
73,900,000
|
|
|
121.145000
|
|
79,000,000
|
|
|
121.244000
|
||
|
|
|
|
|
|
|
|
|
||||
|
|
December 31, 2014
|
||||||||||
|
|
Receive U.S. Dollars
|
|
Pay U.S. Dollars
|
||||||||
Currency
|
|
Notional
|
|
Fixed Weighted Average Contract Rate
|
|
Notional
|
|
Fixed Weighted Average Contract Rate
|
||||
EUR
|
|
12,841,000
|
|
|
1.249470
|
|
|
930,000
|
|
|
1.246620
|
|
GBP
|
|
520,000
|
|
|
1.587240
|
|
|
—
|
|
|
—
|
|
CDN
|
|
590,000
|
|
|
1.144120
|
|
|
—
|
|
|
—
|
|
HKD
|
|
13,700,000
|
|
|
7.751560
|
|
|
7,600,000
|
|
|
7.756060
|
|
JPY
|
|
642,700,000
|
|
|
115.170520
|
|
|
62,300,000
|
|
|
119.536100
|
|
|
|
As of December 31,
|
||||||
|
|
2015
|
|
2014
|
||||
Assets of Bernstein MTIA:
|
|
|
|
|
|
|
||
Assets:
|
|
|
|
|
|
|
||
Investments at fair value as determined by quoted market price:
|
|
|
|
|
|
|
||
Short-term investment fund
|
|
$
|
11,131
|
|
|
$
|
3,368
|
|
Common/collective trust
|
|
3,655
|
|
|
3,690
|
|
||
Common stocks
|
|
145,022
|
|
|
170,508
|
|
||
Total investments
|
|
159,808
|
|
|
177,566
|
|
||
Cash
|
|
15
|
|
|
14
|
|
||
Receivables:
|
|
|
|
|
|
|
||
Due from broker for securities sold
|
|
270
|
|
|
167
|
|
||
Accrued investment income
|
|
120
|
|
|
226
|
|
||
Total receivables
|
|
390
|
|
|
393
|
|
||
Total assets
|
|
160,213
|
|
|
177,973
|
|
||
Liabilities:
|
|
|
|
|
|
|
||
Due to broker for securities purchased
|
|
53
|
|
|
1,039
|
|
||
Accrued investment manager fees
|
|
34
|
|
|
34
|
|
||
Payable under securities lending agreement
|
|
11,131
|
|
|
3,368
|
|
||
Total liabilities
|
|
11,218
|
|
|
4,441
|
|
||
Net assets of Bernstein MTIA
|
|
$
|
148,995
|
|
|
$
|
173,532
|
|
Plan’s percentage interest in Bernstein MTIA net assets
|
|
72
|
%
|
|
72
|
%
|
||
Plan interest in Bernstein MTIA
|
|
$
|
107,813
|
|
|
$
|
124,217
|
|
|
|
Year ended December 31,
|
||||||
|
|
2015
|
|
2014
|
||||
Net appreciation (depreciation) in fair value of investments:
|
|
|
|
|
|
|
||
Common stocks
|
|
$
|
(2,778
|
)
|
|
$
|
14,306
|
|
Interest and dividends
|
|
2,234
|
|
|
3,085
|
|
||
Less investment expenses
|
|
(1,309
|
)
|
|
(1,564
|
)
|
||
Investment income
|
|
(1,853
|
)
|
|
15,827
|
|
||
|
|
|
|
|
||||
Transfers in
|
|
14,559
|
|
|
17,928
|
|
||
Transfers out
|
|
(37,243
|
)
|
|
(57,508
|
)
|
||
Changes in net assets
|
|
$
|
(24,537
|
)
|
|
$
|
(23,753
|
)
|
|
|
Assets at fair value as of December 31, 2015
|
||||||||||
|
|
Level 1
|
|
Level 2
|
|
Total
|
||||||
Short-term investment fund
|
|
$
|
—
|
|
|
$
|
11,131
|
|
|
$
|
11,131
|
|
Common stocks
|
|
145,022
|
|
|
—
|
|
|
145,022
|
|
|||
Total assets in the fair value hierarchy
|
|
145,022
|
|
|
11,131
|
|
|
156,153
|
|
|||
|
|
|
|
|
|
|
||||||
Investments measured at NAV
|
|
|
|
|
|
|
||||||
Common/collective trust
|
|
|
|
|
|
3,655
|
|
|||||
Total assets at fair value
|
|
$
|
145,022
|
|
|
$
|
11,131
|
|
|
$
|
159,808
|
|
|
|
|
|
|
|
|
||||||
|
|
Assets at fair value as of December 31, 2014
|
||||||||||
|
|
Level 1
|
|
Level 2
|
|
Total
|
||||||
Short-term investment fund
|
|
$
|
—
|
|
|
$
|
3,368
|
|
|
$
|
3,368
|
|
Common stocks
|
|
170,508
|
|
|
—
|
|
|
170,508
|
|
|||
Total assets in the fair value hierarchy
|
|
170,508
|
|
|
3,368
|
|
|
173,876
|
|
|||
|
|
|
|
|
|
|
||||||
Investments measured at NAV
|
|
|
|
|
|
|
||||||
Common/collective trust
|
|
|
|
|
|
3,690
|
|
|||||
Total assets at fair value
|
|
$
|
170,508
|
|
|
$
|
3,368
|
|
|
$
|
177,566
|
|
|
|
As of December 31,
|
||||||
|
|
2015
|
|
2014
|
||||
Net assets available for benefits per the financial statements
|
|
$
|
2,209,164
|
|
|
$
|
2,492,939
|
|
Amounts allocated to withdrawing participants
|
|
(582
|
)
|
|
—
|
|
||
Net assets available for benefits per the Form 5500
|
|
$
|
2,208,582
|
|
|
$
|
2,492,939
|
|
|
|
Year ended December 31,
|
||||||
|
|
2015
|
|
2014
|
||||
Benefits paid to participants per the financial statements
|
|
$
|
319,770
|
|
|
$
|
363,069
|
|
Amounts allocated to withdrawing participants at December 31, 2015 and 2014
|
|
582
|
|
|
—
|
|
||
Amounts allocated to withdrawing participants at December 31, 2014 and 2013
|
|
—
|
|
|
(2,963
|
)
|
||
Benefits paid to participants per the Form 5500
|
|
$
|
320,352
|
|
|
$
|
360,106
|
|
|
OCCIDENTAL PETROLEUM CORPORATION
|
Schedule 1
|
(a)
|
|
(b)
|
|
(c)
|
|
(d)
|
|
(e)
|
|||
|
|
|
|
Description of investment,
|
|
|
|
|
|||
|
|
|
|
including maturity date, rate of
|
|
|
|
|
|||
Related
|
|
Identity of issue, borrower,
|
|
interest, collateral, par, maturity
|
|
|
|
Current
|
|||
party
|
|
lessor, or similar party
|
|
value, or duration
|
|
Cost
(1)
|
|
value
|
|||
|
|
Cash
|
|
|
|
|
|
|
$
|
79
|
|
|
|
Short-Term Investment Fund:
|
|
|
|
|
|
|
|
|
|
*
|
|
BNY Short-Term Investment Fund
(2)
|
|
A collective trust investing in short-term securities, 13,753,259 units
|
|
|
|
|
13,753
|
|
|
|
|
Common stock:
|
|
|
|
|
|
|
|
|
|
*
|
|
Occidental Petroleum Corporation
(2)
|
|
Common stock, 9,529,501 shares
|
|
247,512
|
|
|
644,290
|
|
|
|
|
California Resources Corporation
|
|
Common stock, 3,183,747 shares
|
|
7,094
|
|
|
7,418
|
|
|
|
|
|
|
|
|
|
|
651,708
|
|
||
|
|
|
|
|
|
|
|
|
|||
*
|
|
Participant loans:
|
|
1,898 participant loans, various maturities ranged from January 2016 to January 2026, interest rates range from 3% to 5%, balances collateralized by participant account
|
|
|
|
|
22,357
|
|
|
|
|
Mutual funds:
|
|
|
|
|
|
|
|
|
|
|
|
MFO Vanguard Institutional Index Fund
|
|
1,284,645 shares
|
|
155,382
|
|
|
239,753
|
|
|
|
|
MFO Black Rock Equity Dividend Fund
|
|
2,303,519 shares
|
|
48,095
|
|
|
48,374
|
|
|
|
|
MFO Causeway Cap Mgmt. Intl Value Inst’l
|
|
5,484,853 shares
|
|
76,611
|
|
|
77,227
|
|
|
|
|
MFO Dodge & Cox Balanced Fund
|
|
1,627,310 shares
|
|
134,185
|
|
|
153,651
|
|
|
|
|
MFO Fidelity Contrafund
|
|
881,293 shares
|
|
78,029
|
|
|
87,204
|
|
|
|
|
MFO Massachusetts Investors Growth Stock Fund
|
|
2,312,076 shares
|
|
50,814
|
|
|
54,519
|
|
|
|
|
MFO Pimco Total Return Fund Inst’l
|
|
5,691,434 shares
|
|
62,129
|
|
|
57,313
|
|
|
|
|
MFO Pimco High Yield Fund
|
|
2,655,539 shares
|
|
24,789
|
|
|
21,934
|
|
|
|
|
MFO Vanguard Specialized Portfolios Reit Index Fund Inst’l
|
|
4,110,415 shares
|
|
61,874
|
|
|
71,891
|
|
|
|
|
MFO Vanguard Mid-Cap Index Inst’l Fund
|
|
768,249 shares
|
|
86,660
|
|
|
124,479
|
|
|
|
|
MFO Vanguard Inflation Protected Securities Inst’l
|
|
2,141,880 shares
|
|
23,530
|
|
|
21,997
|
|
|
|
|
|
|
Total mutual funds
|
|
|
|
|
958,342
|
|
|
|
|
Common/collective trust:
|
|
|
|
|
|
|
|||
|
|
Neuberger Berman Value Equity Fund
|
|
342,349 units
|
|
4,633
|
|
|
4,300
|
|
|
|
|
|
|
|
|
|
|
|
|||
|
|
Plan interest in master trust accounts:
|
|
|
|
|
|
|
|
|
|
|
|
Oxy Combined Advent Capital Management Master Trust Acct
|
|
928,632 units
|
|
16,401
|
|
|
19,541
|
|
|
|
|
Oxy Combined Alliance Bernstein Master Trust Acct
|
|
3,666,457 units
|
|
73,470
|
|
|
107,813
|
|
|
|
|
Guaranteed Investment Contracts Master Trust Acct
|
|
20,821,729 units
|
|
376,731
|
|
|
420,236
|
|
|
|
|
|
|
Total Plan interest in master trust accounts
|
|
|
|
|
547,590
|
|
|
|
|
|
|
Total
|
|
|
|
|
$
|
2,198,129
|
|
(1)
|
Cost information omitted for participant-directed investment.
|
(2)
|
Includes non-participant-directed investments.
|
*
|
Represents a party in interest as defined by ERISA.
|
|
OCCIDENTAL PETROLEUM CORPORATION
|
Schedule 2
|
Identity of party involved
|
Description of asset (includes interest rate and maturity in case of loan)
|
Purchase Price
|
Selling Price
|
Lease rental
|
Expense incurred with transaction
|
Cost of asset
|
Current value of asset on transaction date
|
Net gain
|
||||||||||||||
Series of transactions:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||||||||
* Bank of New York
|
EB Temporary Investment Fund:
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|||||||
|
245 Acquisitions
|
$
|
109,725
|
|
$
|
—
|
|
$
|
—
|
|
$
|
—
|
|
$
|
109,725
|
|
$
|
109,725
|
|
$
|
—
|
|
|
504 Dispositions
|
$
|
—
|
|
$
|
100,332
|
|
$
|
—
|
|
$
|
—
|
|
$
|
100,332
|
|
$
|
100,332
|
|
$
|
—
|
|
|
OCCIDENTAL PETROLEUM CORPORATION SAVINGS PLAN
|
||
|
|
|
|
|
|
|
|
|
By
|
/s/ Darin Moss
|
|
|
|
Darin Moss - Chairman of the
|
|
|
|
Occidental Petroleum Corporation
|
|
|
|
Pension and Retirement Plan Administrative Committee
|
Exhibit
|
|
|
|
|
|
|
|
|
|
No.
|
|
Exhibit
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
23.1
|
|
|
Consent of Independent Registered Public Accounting Firm
|
|
23.2
|
|
|
Consent of Independent Registered Public Accounting Firm
|
|
1 Year Occidental Petroleum Chart |
1 Month Occidental Petroleum Chart |
It looks like you are not logged in. Click the button below to log in and keep track of your recent history.
Support: +44 (0) 203 8794 460 | support@advfn.com
By accessing the services available at ADVFN you are agreeing to be bound by ADVFN's Terms & Conditions