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ORCL Oracle Corp

116.00
1.04 (0.90%)
04 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Oracle Corp NYSE:ORCL NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  1.04 0.90% 116.00 116.21 115.07 116.12 4,484,978 01:00:00

Statement of Changes in Beneficial Ownership (4)

21/12/2020 11:29pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

West W Corey
2. Issuer Name and Ticker or Trading Symbol

ORACLE CORP [ ORCL ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Controller, EVP, CAO
(Last)          (First)          (Middle)

C/O DELPHI ASSET MANAGEMENT CORP, 5525 KIETZKE LANE, SUITE 200
3. Date of Earliest Transaction (MM/DD/YYYY)

12/18/2020
(Street)

RENO, NV 89511
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/18/2020  M  200000 A$30.11 309647 D  
Common Stock 12/18/2020  S(1)  200000 D$65.0022 (2)109647 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option $30.11 12/18/2020  M     200000   (3)7/1/2023 Common Stock 200000 $0 0 D  

Explanation of Responses:
(1) Sale of shares pursuant to a Rule 10b5-1 plan adopted November 7, 2019.
(2) This transaction was executed in multiple trades at prices ranging from $65.00 to $65.006. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
(3) 25% of the shares subject to the option vested annually on each anniversary of the grant date.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
West W Corey
C/O DELPHI ASSET MANAGEMENT CORP
5525 KIETZKE LANE, SUITE 200
RENO, NV 89511


Controller, EVP, CAO

Signatures
/s/ Rebecca A. Isakson by Rebecca A. Isakson Attorney in Fact for W. Corey West (POA filed 06/25/19)12/21/2020
**Signature of Reporting PersonDate

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