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Share Name | Share Symbol | Market | Type |
---|---|---|---|
Northrop Grumman Corp Holding Co | NYSE:NOC | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
-3.80 | -0.72% | 524.31 | 530.60 | 523.205 | 524.33 | 425,474 | 00:02:49 |
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person
*
Caylor Mark A |
2. Issuer Name
and
Ticker or Trading Symbol
NORTHROP GRUMMAN CORP /DE/ [ NOC ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __ X __ Officer (give title below) _____ Other (specify below) Corp VP & Pres ES & CSO |
2980 FAIRVIEW PARK DRIVE |
3. Date of Earliest Transaction
(MM/DD/YYYY)
|
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FALLS CHURCH, VA 22042 |
4. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_ X _ Form filed by One Reporting Person ___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||
1.Title of Security
(Instr. 3) |
2. Trans. Date | 2A. Deemed Execution Date, if any |
3. Trans. Code
(Instr. 8) |
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 2/17/2017 | M | 14310.1200 (1) | A | $0.0000 | 34388.8100 | D | |||
Common Stock | 2/17/2017 | F | 6679.0000 (2) | D | $243.5800 | 27709.8100 | D | |||
Common Stock | 2/19/2017 (3) | M | 4032.0000 (4) | A | $0.0000 | 31741.8100 | D | |||
Common Stock | 2/19/2017 (3) | F | 2053.0000 (5) | D | $243.5800 | 29688.8100 | D | |||
Common Stock | 34.1135 | I | Held in Northrop Grumman Savings & Investment Plan (6) |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any |
4. Trans. Code
(Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) |
6. Date Exercisable and Expiration Date |
7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4) |
8. Price of Derivative Security
(Instr. 5) |
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Performance Stock Rights | (7) | 2/17/2017 | A | 12267.1200 (8) | (7) | (7) | Common Stock | 12267.1200 | $0.0000 | 37920.1200 (9) | D | ||||
Restricted Performance Stock Rights | (7) | 2/17/2017 | M | 14310.1200 (1) | (7) | (7) | Common Stock | 14310.1200 | $0.0000 | 23610.0000 (10) | D | ||||
Restricted Stock Rights | (11) | 2/17/2017 | A | 3189.0000 | (11) | (11) | Common Stock | 3189.0000 | $0.0000 | 14597.0000 (12) | D | ||||
Restricted Stock Rights | (13) | 2/19/2017 (3) | M | 4032.0000 (4) | (13) | (13) | Common Stock | 4032.0000 | $0.0000 | 10565.0000 (14) | D |
Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
Caylor Mark A
2980 FAIRVIEW PARK DRIVE FALLS CHURCH, VA 22042 |
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Corp VP & Pres ES & CSO |
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Signatures
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/s/ Jennifer C. McGarey, Attorney-in-Fact | 2/22/2017 | |
** Signature of Reporting Person |
Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year Northrop Grumman Chart |
1 Month Northrop Grumman Chart |
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