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NEM Newmont Corporation

42.68
-0.73 (-1.68%)
27 Apr 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
Newmont Corporation NYSE:NEM NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  -0.73 -1.68% 42.68 43.39 42.50 43.24 14,689,195 00:56:34

Statement of Changes in Beneficial Ownership (4)

01/03/2021 10:43pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Gottesfeld Stephen P
2. Issuer Name and Ticker or Trading Symbol

NEWMONT Corp /DE/ [ NEM ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
EVP and Chief S&EA Officer
(Last)          (First)          (Middle)

6900 E. LAYTON AVE., SUITE 700
3. Date of Earliest Transaction (MM/DD/YYYY)

2/25/2021
(Street)

DENVER, CO 80237
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock, $1.60 par value 2/25/2021  F  2014 (1)D$56.63 110441 D  
Common Stock, $1.60 par value 2/26/2021  F  1857 (2)D$55.01 108584 D  
Common Stock, $1.60 par value 2/26/2021  A  22383 A$0 130967 D  
Common Stock, $1.60 par value 2/26/2021  F  9827 (3)D$55.01 121140 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,587 stock-settled restricted stock units.
(2) Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,230 stock-settled restricted stock units.
(3) Shares withheld to satisfy tax withholding obligation applicable to the vesting of 22,383 stock-settled performance stock units.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Gottesfeld Stephen P
6900 E. LAYTON AVE.
SUITE 700
DENVER, CO 80237


EVP and Chief S&EA Officer

Signatures
Logan H. Hennessey, as attorney-in-fact for Stephen P. Gottesfeld3/1/2021
**Signature of Reporting PersonDate

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