ADVFN Logo ADVFN

We could not find any results for:
Make sure your spelling is correct or try broadening your search.

Trending Now

Toplists

It looks like you aren't logged in.
Click the button below to log in and view your recent history.

Hot Features

Registration Strip Icon for default Register for Free to get streaming real-time quotes, interactive charts, live options flow, and more.

NCLH Norwegian Cruise Line Holdings Ltd

16.10
0.11 (0.69%)
Pre Market
Last Updated: 11:15:34
Delayed by 15 minutes
Share Name Share Symbol Market Type
Norwegian Cruise Line Holdings Ltd NYSE:NCLH NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.11 0.69% 16.10 19,074 11:15:34

Statement of Changes in Beneficial Ownership (4)

03/03/2021 9:37pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Sommer Harry
2. Issuer Name and Ticker or Trading Symbol

Norwegian Cruise Line Holdings Ltd. [ NCLH ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Pres. & CEO of NCL
(Last)          (First)          (Middle)

7665 CORPORATE CENTER DRIVE
3. Date of Earliest Transaction (MM/DD/YYYY)

3/1/2021
(Street)

MIAMI, FL 33126
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock (1)3/1/2021  F  1911 D$29.85 240555 D  
Common Stock (2)3/1/2021  F  9264 D$29.85 231291 D  
Common Stock (3)3/1/2021  F  3161 D$29.85 228130 D  
Common Stock (4)3/1/2021  F  4518 D$29.85 223612 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares

Explanation of Responses:
(1) Represents shares withheld by Norwegian Cruise Line Holdings Ltd. ("NCLH") to satisfy tax withholding obligations in connection with the vesting of 1/3rd of 23,536 restricted stock units granted to the reporting person on March 1, 2018.
(2) Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 23,536 performance stock units granted to the reporting person on March 1, 2018.
(3) Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 1/3rd of 24,093 restricted stock units granted to the reporting person on March 1, 2019.
(4) Represents shares withheld by NCLH to satisfy tax withholding obligations in connection with the vesting of 1/3rd of 36,965 restricted stock units granted to the reporting person on March 1, 2020.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Sommer Harry
7665 CORPORATE CENTER DRIVE
MIAMI, FL 33126


Pres. & CEO of NCL

Signatures
/s/Daniel S. Farkas, as attorney-in-fact for Harry Sommer3/3/2021
**Signature of Reporting PersonDate

1 Year Norwegian Cruise Line Chart

1 Year Norwegian Cruise Line Chart

1 Month Norwegian Cruise Line Chart

1 Month Norwegian Cruise Line Chart

Your Recent History

Delayed Upgrade Clock