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MMC Marsh and McLennan Companies Inc

199.77
0.00 (0.00%)
Pre Market
Last Updated: 10:37:58
Delayed by 15 minutes
Share Name Share Symbol Market Type
Marsh and McLennan Companies Inc NYSE:MMC NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 199.77 0 10:37:58

Statement of Changes in Beneficial Ownership (4)

04/05/2021 9:01pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Burke Dominic
2. Issuer Name and Ticker or Trading Symbol

MARSH & MCLENNAN COMPANIES, INC. [ MMC ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Vice Chairman
(Last)          (First)          (Middle)

1166 AVENUE OF THE AMERICAS
3. Date of Earliest Transaction (MM/DD/YYYY)

5/1/2021
(Street)

NEW YORK, NY 10036
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 5/1/2021  M(1)  6230 A$0 9531 D  
Common Stock 5/1/2021  F(1)  2929 D$136.165 6602 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units  (2)5/1/2021  M (1)    6230   (3) (3)Common Stock 6230 $0 6230 D  

Explanation of Responses:
(1) Vesting and distribution to reporting person of 6,230 shares underlying restricted stock units of which 2,929 were withheld by Marsh & McLennan Companies to cover applicable taxes. These 6,230 shares underlying restricted stock units relate to 18,690 restricted stock units that were granted on May 1, 2019.
(2) The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
(3) These restricted stock units vest in three equal annual installments on May 1st of 2020, 2021 and 2022.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Burke Dominic
1166 AVENUE OF THE AMERICAS
NEW YORK, NY 10036


Vice Chairman

Signatures
/s/ Tiffany D. Wooley, Attorney-in-Fact5/4/2021
**Signature of Reporting PersonDate

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