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MHK Mohawk Industries Inc

131.735
3.91 (3.05%)
Last Updated: 18:40:41
Delayed by 15 minutes
Share Name Share Symbol Market Type
Mohawk Industries Inc NYSE:MHK NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  3.91 3.05% 131.735 132.54 128.85 129.11 326,274 18:40:41

Statement of Changes in Beneficial Ownership (4)

10/06/2015 10:04pm

Edgar (US Regulatory)


FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

LORBERBAUM JEFFREY S
2. Issuer Name and Ticker or Trading Symbol

MOHAWK INDUSTRIES INC [ MHK ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

__ X __ Director                      __ X __ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
Chairman and CEO
(Last)          (First)          (Middle)

160 SOUTH INDUSTRIAL BLVD., P.O. BOX 12069
3. Date of Earliest Transaction (MM/DD/YYYY)

6/8/2015
(Street)

CALHOUN, GA 30703
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock   6/8/2015     J (1)    42471.0   D $0.0   (1) 8313785   I   Aladdin Partners, LP  
Common Stock   6/8/2015     J (1)    42471.0   A $0.0   (1) 42471   I   MCL Family Funds Tr  
Common Stock   6/9/2015     S    800.0   D $187.0044   41671   I   MCL Family Funds Tr  
Common Stock   6/10/2015     S    41671.0   D $189.8434   (2) 0   I   MCL Family Funds Tr  
Common Stock                  95253   D    
Common Stock                  741140   I   Dalton Partners  
Common Stock                  386702   I   PAS Trust  
Common Stock                  194   I   by Managed Account  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Explanation of Responses:
( 1)  The limited partnership interest in Aladdin Partners, LP formerly held by MCL Life Trust but distributed to The MCL Family Funds Trust, was redeemed on a pro rata basis for 42,471 shares of common stock to be held by The MCL Family Funds Trust. The Reporting Person is the trustee of the MCL Family Funds Trust and a family member of the Reporting Person is the trust's sole beneficiary.
( 2)  The reporting person effected multiple same-way open market sale transactions on the same day at different prices through a trade order executed by a broker-dealer. The price shown reflects the weighted average sale price of such transactions. The range of prices for such transactions was $188.095-$189.8434. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares sold at each separate price.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
LORBERBAUM JEFFREY S
160 SOUTH INDUSTRIAL BLVD.
P.O. BOX 12069
CALHOUN, GA 30703
X X Chairman and CEO

Signatures
JEFFREY S. LORBERBAUM 6/10/2015
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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