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Share Name | Share Symbol | Market | Type |
---|---|---|---|
GE Aerospace | NYSE:GE | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
3.77 | 2.30% | 167.88 | 167.96 | 165.03 | 165.12 | 2,865,494 | 19:56:30 |
|
Page
Number(s) |
|
|
Report of Independent Registered Public Accounting Firm
|
3
|
|
|
Financial Statements:
|
|
Statements of Net Assets Available for Plan Benefits
as of December 31, 2018 and 2017 |
4
|
|
|
Statements of Changes in Net Assets Available for Plan Benefits
for the Years Ended December 31, 2018 and 2017 |
5
|
|
|
Notes to Financial Statements
|
6 - 17
|
|
|
Supplemental Schedule:
(i)
|
|
Schedule H, Line 4i- Schedule of Assets (Held at End of Year)
as of December 31, 2018 |
18 - 23
|
/s/ KPMG LLP
|
KPMG LLP
|
|
2018
|
|
2017
|
||||
Assets:
|
|
|
|
||||
|
|
|
|
||||
Investments at fair value (notes 4 and 5)
|
$
|
22,896,202
|
|
|
$
|
27,760,962
|
|
Notes receivable from participants
|
351,216
|
|
|
390,087
|
|
||
Employer contribution receivable (note 1)
|
90,652
|
|
|
4,034
|
|
||
Accrued dividends and interest
|
7,456
|
|
|
37,015
|
|
||
Other assets
|
4,698
|
|
|
26,724
|
|
||
Total assets
|
23,350,224
|
|
|
28,218,822
|
|
||
|
|
|
|
||||
|
|
|
|
||||
Liabilities:
|
|
|
|
||||
|
|
|
|
||||
Other liabilities
|
37,606
|
|
|
21,625
|
|
||
Total liabilities
|
37,606
|
|
|
21,625
|
|
||
|
|
|
|
||||
Net assets available for plan benefits
|
$
|
23,312,618
|
|
|
$
|
28,197,197
|
|
|
2018
|
|
2017
|
||||
Additions (reductions) to net assets attributed to:
|
|
|
|
||||
Investment income:
|
|
|
|
||||
Net depreciation in fair value of investments
|
$
|
(4,437,589
|
)
|
|
$
|
(2,275,817
|
)
|
Interest and dividend income:
|
|
|
|
||||
Common stock
|
99,753
|
|
|
264,384
|
|
||
Registered investment companies
|
551,173
|
|
|
755,977
|
|
||
Other investments
|
43,953
|
|
|
26,269
|
|
||
|
(3,742,710
|
)
|
|
(1,229,187
|
)
|
||
|
|
|
|
||||
Interest on notes receivable from participants
|
15,362
|
|
|
16,523
|
|
||
|
|
|
|
||||
Contributions:
|
|
|
|
||||
Employee
|
908,688
|
|
|
1,010,309
|
|
||
Employer
|
410,310
|
|
|
463,904
|
|
||
|
1,318,998
|
|
|
1,474,213
|
|
||
|
|
|
|
||||
Total additions (reductions)
|
(2,408,350
|
)
|
|
261,549
|
|
||
|
|
|
|
||||
Deductions from net assets attributed to:
|
|
|
|
||||
Participant withdrawals
|
3,218,342
|
|
|
3,179,909
|
|
||
|
|
|
|
||||
Net decrease before asset transfers
|
(5,626,692
|
)
|
|
(2,918,360
|
)
|
||
|
|
|
|
||||
Transfers from other qualified plans (note 3)
|
742,113
|
|
|
1,547,275
|
|
||
|
|
|
|
||||
Net decrease after asset transfers
|
(4,884,579
|
)
|
|
(1,371,085
|
)
|
||
|
|
|
|
|
|||
Net assets available for plan benefits at:
|
|
|
|
|
|
||
Beginning of year
|
28,197,197
|
|
|
29,568,282
|
|
||
End of year
|
$
|
23,312,618
|
|
|
$
|
28,197,197
|
|
(1)
|
Description of the Plan
|
(a)
|
General Electric Common Stock Fund (the “GE Stock Fund”) – The GE Stock Fund invests at least 98% of its assets in GE common stock, with the remainder held in cash or cash equivalents to provide for the GE Stock Fund’s estimated liquidity needs.
|
(b)
|
GE RSP Income Fund (the “Income Fund”) – The Income Fund managed by SSGA FM seeks a high interest rate of return over a long-term period consistent with the preservation of capital by investing at least 80% of its net assets in debt securities.
|
(c)
|
GE RSP U.S. Equity Fund (the “U.S. Equity Fund”) – The U.S. Equity Fund managed by SSGA FM seeks long-term growth of capital and income by primarily investing in equity securities of U.S. companies, such as common and preferred stocks.
|
(d)
|
State Street Institutional International Equity Fund (the “SSGA International Fund”) – The SSGA International Fund managed by SSGA FM sought long-term growth of capital by investing at least 80% of its net assets in equity securities, such as common and preferred stocks. The SSGA International Fund invested primarily in companies in both developed and emerging market countries outside the United States. The SSGA International Fund was liquidated and eliminated as an investment option effective November 1, 2018. Proceeds were invested in the Mercer GE International Equity Fund.
|
(e)
|
State Street Institutional Small-Cap Equity Fund (the “Small-Cap Fund”) – The Small-Cap Fund managed by SSGA FM seeks long-term growth of capital by investing at least 80% of its net assets in equity securities of smaller companies, such as common and preferred stocks.
|
(f)
|
Non-U.S. Equity Index Fund – A collective investment trust maintained and managed by BlackRock that seeks investment results that correspond generally to the investment performance of the Morgan Stanley Capital International All Country World Index (“MSCI ACWI”) ex-U.S. Net Dividend Return Index by investing in a portfolio of international equity securities to approximate, as closely as practicable, the capitalization weighted total rates of return of the markets in certain countries for publicly traded equity securities. Effective May 1, 2018, the Non-U.S. Equity Index Fund seeks investment results that correspond generally to the investment performance of the MSCI ACWI ex-U.S. IMI Net Dividend Return Index by investing in a portfolio of large-capitalization, mid-capitalization and small-capitalization companies located in international developed and emerging markets.
|
(g)
|
U.S. Aggregate Bond Index Fund – A collective investment trust maintained and managed by BlackRock that seeks investment results that correspond generally to the investment performance of the Bloomberg Barclays U.S. Aggregate Bond Index by investing in a representative sample of securities that collectively has an investment profile similar to the index.
|
(h)
|
U.S. Large-Cap Equity Index Fund – A collective investment trust maintained and managed by BlackRock that seeks investment results that correspond generally to the investment performance of the S&P 500 Index by investing in large companies within the United States.
|
(i)
|
U.S. Mid-Cap Equity Index Fund – A collective investment trust maintained and managed by BlackRock that seeks investment results that correspond generally to the investment performance of the S&P Mid-Cap 400 Index by investing in medium-sized companies within the United States.
|
(j)
|
U.S. Small-Cap Equity Index Fund – A collective investment trust maintained and managed by BlackRock that seeks investment results that correspond generally to the investment performance of the Russell 2000 Index by investing in smaller companies within the United States.
|
(k)
|
U.S. Treasury Inflation-Protected Securities Index Fund (the “U.S. TIPS Index Fund”) – A collective investment trust maintained and managed by BlackRock that seeks investment results that correspond generally to the investment performance of the Bloomberg Barclays U.S. Treasury Inflation-Protected Securities Index by investing in substantially all of the securities that make up the index.
|
(l)
|
GE RSP Short-Term Interest Fund (the “ST Interest Fund”) – The ST Interest Fund managed by SSGA TC seeks to preserve principal and achieve a market-related interest rate of return by investing primarily in a variety of investment-grade debt securities, such as U.S. government securities, asset-backed securities, corporate bonds and money market instruments.
|
(m)
|
GE RSP Government Money Market Fund (the “Money Market Fund”) – The Money Market Fund managed by SSGA TC seeks a high level of current income consistent with the preservation of capital and maintenance of liquidity by investing at least 99.5% of its net assets in short-term U.S. government securities, cash and/or repurchase agreements that are collateralized by cash or U.S. government securities.
|
(n)
|
Target Retirement Date Funds (the “TRD Funds”) – The TRD Funds are daily valued separate accounts managed by BlackRock. The investment objective of each TRD Fund is to seek the highest total return (total return includes capital appreciation and income) over time consistent with an appropriate degree of risk, and a specified allocation among various types of assets. To achieve its investment objective, each TRD Fund invests in a combination of underlying investment funds representing a variety of asset classes (the “Underlying Funds”). A TRD Fund’s asset allocation changes over time and is expected to gradually shift from a combination of Underlying Funds that emphasizes investment in stocks to a combination of Underlying Funds and invests in bonds, stocks, and short-term investments. As of May 2018, the “landing point” at which the target asset allocation is expected to become static became the target retirement date (rather than 15 years after that date). For this reason, the 2005 Target Retirement Date Fund, 2010 Target Retirement Date Fund and the 2015 Target Retirement Date Fund were consolidated into the Target Retirement Income Fund. The suite of Target Retirement Date Funds includes the following:
|
Target Retirement Income Fund
|
|
2040 Target Retirement Date Fund
|
2020 Target Retirement Date Fund
|
|
2045 Target Retirement Date Fund
|
2025 Target Retirement Date Fund
|
|
2050 Target Retirement Date Fund
|
2030 Target Retirement Date Fund
|
|
2055 Target Retirement Date Fund
|
2035 Target Retirement Date Fund
|
|
2060 Target Retirement Date Fund
|
(o)
|
Mercer GE International Equity Fund - A collective investment trust managed by Mercer Trust Company seeks long-term growth of capital by investing at least 85% of its net assets in equity securities, such as common and preferred stocks. The Mercer GE International Equity Fund invests primarily in companies in both developed and emerging market countries outside of the United States.
|
(a)
|
Basis of Accounting
|
(b)
|
Investments
|
(c)
|
Fair Value Measurements
|
(e)
|
Participant Withdrawals
|
(f)
|
Management Estimates and Assumptions
|
|
|
2018
|
||
|
|
(in thousands)
|
||
|
|
|
||
Alstom, Inc. 401(k) Plan
|
|
$
|
740,468
|
|
Wise.io, Inc. 401(k) Plan
|
|
595
|
|
|
Archeion Holdings, LLC. 401(k) Profit Sharing Plan
|
|
382
|
|
|
Biosafe America, Inc. 401(k) Plan
|
|
376
|
|
|
Concept Laser, Inc. 401(k) Plan
|
|
292
|
|
|
|
|
$
|
742,113
|
|
|
|
2017
|
||
|
|
(in thousands)
|
||
|
|
|
||
GE Asset Management Plan for Affiliated GE Companies
|
|
$
|
1,190,404
|
|
GE Asset Maintenance Plan
|
|
332,400
|
|
|
Meridium, Inc. Employees’ Profit Sharing and 401(k) Plan
|
|
22,151
|
|
|
TriNet 401(k) Plan associated with Critical Technologies, Inc.
|
|
1,173
|
|
|
TriNet 401(k) Plan associated with ShipXpress, Inc.
|
|
1,058
|
|
|
TriNet 401(k) Plan associated with Bit Stew Systems (US) Inc.
|
|
89
|
|
|
|
|
$
|
1,547,275
|
|
|
2018
|
|
2017
|
||||
|
(in thousands)
|
||||||
Common Stock:
|
|
|
|
||||
GE Common Stock
|
$
|
1,987,811
|
|
|
$
|
4,900,068
|
|
|
|
|
|
||||
Registered Investment Companies:
|
|
|
|
||||
GE RSP Income Fund
|
1,500,093
|
|
|
1,777,820
|
|
||
GE RSP U.S. Equity Fund
|
3,303,295
|
|
|
3,850,832
|
|
||
State Street Institutional International Equity Fund
|
—
|
|
|
1,163,552
|
|
||
State Street Institutional Small-Cap Equity Fund
|
1,058,656
|
|
|
1,328,184
|
|
||
Total Registered Investment Companies
|
5,862,044
|
|
|
8,120,388
|
|
||
|
|
|
|
||||
Collective Funds:
(a)
|
|
|
|
||||
Non-U.S. Equity Index Fund
|
1,920,777
|
|
|
2,037,953
|
|
||
U.S. Aggregate Bond Index Fund
|
1,824,321
|
|
|
1,468,424
|
|
||
U.S. Large-Cap Equity Index Fund
|
2,802,561
|
|
|
5,630,701
|
|
||
U.S. Mid-Cap Equity Index Fund
|
1,051,900
|
|
|
1,617,893
|
|
||
U.S. Small-Cap Equity Index Fund
|
870,273
|
|
|
1,155,818
|
|
||
U.S. Treasury Inflation-Protected Securities Index Fund
|
418,478
|
|
|
554,003
|
|
||
Commodity Index Daily Fund
|
205,949
|
|
|
—
|
|
||
BlackRock Developed Real Estate Index Non-Lendable Fund
|
492,382
|
|
|
—
|
|
||
Russell 1000 Index Non-Lendable Fund
|
2,302,186
|
|
|
—
|
|
||
Mercer GE International Equity Fund
|
850,280
|
|
|
—
|
|
||
Total Collective Funds
|
12,739,107
|
|
|
12,464,792
|
|
||
|
|
|
|
||||
Other Investments:
(a)
|
|
|
|
||||
Interest Bearing Cash
|
18,644
|
|
|
—
|
|
||
Short-Term Money Market Instruments
|
598,060
|
|
|
227,100
|
|
||
U.S. Treasury and U.S. Government Agency Debt Obligations
|
1,328,749
|
|
|
1,680,110
|
|
||
Commercial Mortgage-Backed, Corporate Notes and Asset-Backed Securities
|
361,787
|
|
|
368,504
|
|
||
Total Other Investments
|
2,307,240
|
|
|
2,275,714
|
|
||
|
|
|
|
||||
Total investments at fair value
|
$
|
22,896,202
|
|
|
$
|
27,760,962
|
|
|
|
|
|
||||
|
|
|
|
(5)
|
Fair Value Measurements
|
(9)
|
Reconciliation of Financial Statements to Form 5500
|
|
2018
|
|
2017
|
||||
|
(in thousands)
|
||||||
|
|
|
|
||||
Total investments per financial statements
|
$
|
22,896,202
|
|
|
$
|
27,760,962
|
|
|
|
|
|
||||
Total notes receivable per financial statements
|
351,216
|
|
|
390,087
|
|
||
Deemed distributions
|
(10,083
|
)
|
|
(10,777
|
)
|
||
Total notes receivable per Form 5500
|
341,133
|
|
|
379,310
|
|
||
|
|
|
|
||||
Total investments per Form 5500
|
$
|
23,237,335
|
|
|
$
|
28,140,272
|
|
|
2018
|
|
2017
|
||||
|
(in thousands)
|
||||||
|
|
|
|
||||
Total deductions from net assets per financial statements
|
$
|
3,218,342
|
|
|
$
|
3,179,909
|
|
Deemed distributions offset against plan assets
|
(4,649
|
)
|
|
(6,355
|
)
|
||
New deemed distributions
|
3,955
|
|
|
4,795
|
|
||
Total expenses per Form 5500
|
$
|
3,217,648
|
|
|
$
|
3,178,349
|
|
|
2018
|
|
2017
|
||||
|
(in thousands)
|
||||||
|
|
|
|
||||
Net assets available for plan benefits per the financial statements
|
$
|
23,312,618
|
|
|
$
|
28,197,197
|
|
Deemed distributions
|
(10,083
|
)
|
|
(10,777
|
)
|
||
Net assets available for plan benefits per the Form 5500
|
$
|
23,302,535
|
|
|
$
|
28,186,420
|
|
|
|
|
|
||||
Total net decrease after asset transfers per the financial statements
|
$
|
(4,884,579
|
)
|
|
$
|
(1,371,085
|
)
|
Changes in deemed distributions
|
694
|
|
|
1,560
|
|
||
Total net loss per the Form 5500
|
$
|
(4,883,885
|
)
|
|
$
|
(1,369,525
|
)
|
Description
|
|
|
|
Shares
|
|
|
Fair Value*
|
|
|||
Corporate Stocks - Common
|
|
|
|
|
|
|
|
|
|||
GE Common Stock
|
|
|
|
262,590,586
|
|
|
$
|
1,987,810,732
|
|
(g)
|
|
|
|
|
|
|
|
|
|
|
|||
Registered Investment Companies
|
|
|
|
|
|
|
|
|
|||
GE RSP Income Fund
|
|
|
|
134,779,268
|
|
|
|
1,500,093,251
|
|
(b),(g)
|
|
GE RSP U.S. Equity Fund
|
|
|
|
71,732,776
|
|
|
|
3,303,294,525
|
|
(b),(g)
|
|
State Street Institutional Small-Cap Equity Fund
|
|
|
|
72,560,380
|
|
|
|
1,058,655,943
|
|
(b),(g)
|
|
Total Registered Investment Companies
|
|
|
|
|
|
|
5,862,043,719
|
|
|
||
|
|
|
|
|
|
|
|
|
|||
Collective Funds
|
|
|
|
|
|
|
|
|
|||
Non-U.S. Equity Index Fund
|
|
|
|
|
|
|
1,920,776,554
|
|
|
||
U.S. Aggregate Bond Index Fund
|
|
|
|
|
|
|
1,824,321,014
|
|
|
||
U.S. Large-Cap Equity Index Fund
|
|
|
|
|
|
|
2,802,560,879
|
|
|
||
U.S. Mid-Cap Equity Index Fund
|
|
|
|
|
|
|
1,051,900,241
|
|
|
||
U.S. Small-Cap Equity Index Fund
|
|
|
|
|
|
|
870,272,502
|
|
|
||
U.S. Treasury Inflation-Protected Securities Index Fund
|
|
|
|
|
|
|
418,478,246
|
|
|
||
Commodity Index Daily Fund
|
|
|
|
|
|
|
205,949,339
|
|
|
||
BlackRock Developed Real Estate Index Non-Lendable Fund
|
|
|
|
|
|
|
492,382,079
|
|
|
||
Russell 1000 Index Non-Lendable Fund
|
|
|
|
|
|
|
2,302,186,217
|
|
|
||
Mercer GE International Equity Fund
|
|
|
|
|
|
|
850,280,263
|
|
|
||
Total Collective Funds
|
|
|
|
|
|
|
12,739,107,334
|
|
|
||
|
|
|
|
|
|
|
|
|
|||
Other Investments
|
|
|
|
|
|
|
|
|
|||
|
|
Rate of Interest
|
|
Maturity
|
|
|
Fair Value*
|
|
|||
Short-Term Money Market Instruments
|
|
|
|
|
|
|
|
|
|||
BNP Paribas S.A.
|
|
2.950
|
|
%
|
1/2/2019
|
|
|
$
|
259,000,000
|
|
|
Citigroup Global Markets, Inc.
|
|
2.950
|
|
|
1/2/2019
|
|
|
|
106,000,000
|
|
|
TD Securities USA LLC
|
|
2.960
|
|
|
1/2/2019
|
|
|
|
230,000,000
|
|
|
Merrill Lynch, Pierce, Fenner & Smith, Inc.
|
|
2.950
|
|
|
1/2/2019
|
|
|
|
3,060,000
|
|
|
Total Short-Term Money Market Instruments
|
|
|
|
|
|
|
598,060,000
|
|
|
||
|
|
|
|
|
|
|
|
|
|||
Interest Bearing Cash
|
|
|
|
|
|
|
|
|
|||
State Street Bank
|
|
0.500
|
|
|
—
|
|
|
|
18,630,444
|
|
(g)
|
Goldman Sachs
|
|
2.520
|
|
|
—
|
|
|
|
13,684
|
|
|
Total Interest Bearing Cash
|
|
|
|
|
|
|
18,644,128
|
|
|
||
|
|
|
|
|
|
|
|
|
|||
U.S. Treasury and U.S. Government Agency Debt Obligations
|
|
|
|
|
|
|
|
|
|||
Fannie Mae Discount Notes
|
|
2.238
|
|
|
1/2/2019
|
|
|
|
7,799,524
|
|
(c)
|
Fannie Mae Discount Notes
|
|
2.284
|
|
|
1/9/2019
|
|
|
|
4,997,511
|
|
(c)
|
Fannie Mae Discount Notes
|
|
2.430
|
|
|
2/27/2019
|
|
|
|
14,943,404
|
|
(c)
|
Federal Farm Credit Banks
|
|
2.345
|
|
|
1/15/2019
|
|
|
|
3,100,000
|
|
(d)
|
Federal Farm Credit Banks
|
|
2.479
|
|
|
6/24/2019
|
|
|
|
29,465,462
|
|
(d)
|
Federal Farm Credit Banks
|
|
2.310
|
|
|
7/18/2019
|
|
|
|
3,999,776
|
|
(d)
|
Federal Farm Credit Banks
|
|
2.416
|
|
|
7/25/2019
|
|
|
|
8,000,000
|
|
(d)
|
Federal Home Loan Bank Discount Notes
|
|
2.264
|
|
|
1/2/2019
|
|
|
|
19,998,767
|
|
(c)
|
Federal Home Loan Bank Discount Notes
|
|
2.264
|
|
|
1/3/2019
|
|
|
|
7,499,075
|
|
(c)
|
Federal Home Loan Bank Discount Notes
|
|
2.287
|
|
|
1/9/2019
|
|
|
|
12,493,769
|
|
(c)
|
Federal Home Loan Bank Discount Notes
|
|
2.294
|
|
|
1/11/2019
|
|
|
|
7,495,313
|
|
(c)
|
Federal Home Loan Bank Discount Notes
|
|
2.296
|
|
|
1/15/2019
|
|
|
|
7,793,175
|
|
(c)
|
Federal Home Loan Bank Discount Notes
|
|
2.297
|
|
|
1/17/2019
|
|
|
|
7,292,700
|
|
(c)
|
Federal Home Loan Bank Discount Notes
|
|
2.298
|
|
|
1/17/2019
|
|
|
|
3,096,900
|
|
(c)
|
Federal Home Loan Bank Discount Notes
|
|
2.386
|
|
|
1/23/2019
|
|
|
|
29,957,008
|
|
(c)
|
Federal Home Loan Bank Discount Notes
|
|
2.249
|
|
|
1/24/2019
|
|
|
|
11,234,188
|
|
(c)
|
Federal Home Loan Bank Discount Notes
|
|
2.353
|
|
|
2/11/2019
|
|
|
|
7,779,568
|
|
(c)
|
Federal Home Loan Bank Discount Notes
|
|
2.342
|
|
|
2/12/2019
|
|
|
|
7,779,161
|
|
(c)
|
Federal Home Loan Bank Discount Notes
|
|
2.341
|
|
|
2/13/2019
|
|
|
|
7,728,802
|
|
(c)
|
Federal Home Loan Bank Discount Notes
|
|
2.414
|
|
|
2/13/2019
|
|
|
|
46,268,816
|
|
(c)
|
Federal Home Loan Bank Discount Notes
|
|
2.353
|
|
|
2/19/2019
|
|
|
|
7,775,582
|
|
(c)
|
Federal Home Loan Bank Discount Notes
|
|
2.422
|
|
|
2/20/2019
|
|
|
|
15,947,244
|
|
(c)
|
Federal Home Loan Bank Discount Notes
|
|
2.433
|
|
|
2/27/2019
|
|
|
|
29,886,712
|
|
(c)
|
Federal Home Loan Bank Discount Notes
|
|
2.451
|
|
|
3/15/2019
|
|
|
|
24,878,181
|
|
(c)
|
Federal Home Loan Bank Discount Notes
|
|
2.448
|
|
|
3/20/2019
|
|
|
|
19,896,000
|
|
(c)
|
Federal Home Loan Bank Discount Notes
|
|
2.474
|
|
|
3/29/2019
|
|
|
|
24,853,490
|
|
(c)
|
Federal Home Loan Banks
|
|
2.078
|
|
|
1/4/2019
|
|
|
|
15,100,000
|
|
(d)
|
Other Investments, continued
|
|
|
|
|
|
|
|
|
|||
Description
|
|
Rate of Interest
|
|
Maturity
|
|
|
Fair Value*
|
|
|||
U.S. Treasury and U.S. Government Agency Debt Obligations
|
|
|
|
|
|
|
|
|
|||
Federal Home Loan Banks
|
|
2.459
|
|
%
|
1/24/2019
|
|
|
$
|
9,500,518
|
|
(d)
|
Federal Home Loan Banks
|
|
2.379
|
|
|
1/24/2019
|
|
|
|
5,000,000
|
|
(d)
|
Federal Home Loan Banks
|
|
2.380
|
|
|
2/1/2019
|
|
|
|
34,999,771
|
|
(d)
|
Federal Home Loan Banks
|
|
2.338
|
|
|
2/7/2019
|
|
|
|
25,000,657
|
|
(d)
|
Federal Home Loan Banks
|
|
2.381
|
|
|
2/25/2019
|
|
|
|
15,000,000
|
|
(d)
|
Federal Home Loan Banks
|
|
2.395
|
|
|
3/1/2019
|
|
|
|
9,400,000
|
|
(d)
|
Federal Home Loan Banks
|
|
2.390
|
|
|
3/20/2019
|
|
|
|
25,498,799
|
|
(d)
|
Federal Home Loan Banks
|
|
2.411
|
|
|
3/25/2019
|
|
|
|
7,100,000
|
|
(d)
|
Federal Home Loan Banks
|
|
2.088
|
|
|
4/10/2019
|
|
|
|
19,800,000
|
|
(d)
|
Federal Home Loan Banks
|
|
2.419
|
|
|
6/24/2019
|
|
|
|
7,100,000
|
|
(d)
|
Federal Home Loan Banks
|
|
2.330
|
|
|
7/16/2019
|
|
|
|
10,250,000
|
|
(d)
|
Federal Home Loan Mortgage Corp.
|
|
2.068
|
|
|
1/9/2019
|
|
|
|
18,100,000
|
|
(d)
|
Federal Home Loan Mortgage Corp.
|
|
2.355
|
|
|
3/18/2019
|
|
|
|
5,700,000
|
|
(d)
|
Federal Home Loan Mortgage Corp.
|
|
2.078
|
|
|
4/9/2019
|
|
|
|
20,100,000
|
|
(d)
|
Federal Home Loan Mortgage Corp.
|
|
2.490
|
|
|
6/19/2019
|
|
|
|
14,000,000
|
|
(d)
|
Federal Home Loan Mortgage Corp.
|
|
2.375
|
|
|
6/19/2019
|
|
|
|
14,500,000
|
|
(d)
|
Federal Home Loan Mortgage Corp.
|
|
7.500
|
|
|
1/1/2027
|
|
|
|
83,352
|
|
|
Federal Home Loan Mortgage Corp.
|
|
7.000
|
|
|
11/1/2031
|
|
|
|
17,968
|
|
|
Federal Home Loan Mortgage Corp.
|
|
7.000
|
|
|
4/1/2032
|
|
|
|
218,275
|
|
|
Federal Home Loan Mortgage Corp.
|
|
7.000
|
|
|
6/1/2032
|
|
|
|
29,195
|
|
|
Federal Home Loan Mortgage Corp. REMIC
|
|
3.405
|
|
|
12/15/2031
|
|
|
|
296,444
|
|
(d)
|
Federal National Mortgage Assoc.
|
|
2.540
|
|
|
1/30/2019
|
|
|
|
14,000,000
|
|
(d)
|
Federal National Mortgage Assoc.
|
|
2.387
|
|
|
3/8/2019
|
|
|
|
9,101,238
|
|
(d)
|
Federal National Mortgage Assoc.
|
|
2.500
|
|
|
4/30/2019
|
|
|
|
10,000,000
|
|
(d)
|
Federal National Mortgage Assoc.
|
|
7.500
|
|
|
11/1/2021
|
|
|
|
5,691
|
|
|
Federal National Mortgage Assoc.
|
|
7.500
|
|
|
1/1/2025
|
|
|
|
33,045
|
|
|
Federal National Mortgage Assoc.
|
|
7.000
|
|
|
3/1/2029
|
|
|
|
38,741
|
|
|
Federal National Mortgage Assoc.
|
|
7.500
|
|
|
10/1/2030
|
|
|
|
22,288
|
|
|
Federal National Mortgage Assoc.
|
|
7.500
|
|
|
2/1/2031
|
|
|
|
51,163
|
|
|
Federal National Mortgage Assoc.
|
|
7.000
|
|
|
6/1/2031
|
|
|
|
12,753
|
|
|
Federal National Mortgage Assoc.
|
|
7.000
|
|
|
10/1/2031
|
|
|
|
225,759
|
|
|
Federal National Mortgage Assoc.
|
|
8.000
|
|
|
3/1/2032
|
|
|
|
68,791
|
|
|
Federal National Mortgage Assoc.
|
|
8.000
|
|
|
5/1/2032
|
|
|
|
24,345
|
|
|
Federal National Mortgage Assoc.
|
|
7.500
|
|
|
6/1/2032
|
|
|
|
70,067
|
|
|
Federal National Mortgage Assoc.
|
|
4.637
|
|
|
12/1/2032
|
|
|
|
265,897
|
|
(d)
|
Federal National Mortgage Assoc.
|
|
7.000
|
|
|
4/1/2033
|
|
|
|
23,775
|
|
|
Federal National Mortgage Assoc.
|
|
7.500
|
|
|
4/1/2033
|
|
|
|
44,154
|
|
|
Federal National Mortgage Assoc.
|
|
3.663
|
|
|
5/1/2033
|
|
|
|
462,501
|
|
(d)
|
Federal National Mortgage Assoc.
|
|
4.190
|
|
|
6/1/2033
|
|
|
|
433,031
|
|
(d)
|
Federal National Mortgage Assoc.
|
|
4.290
|
|
|
6/1/2033
|
|
|
|
378,464
|
|
(d)
|
Federal National Mortgage Assoc.
|
|
4.515
|
|
|
6/1/2033
|
|
|
|
3,454
|
|
(d)
|
Federal National Mortgage Assoc.
|
|
4.290
|
|
|
6/1/2033
|
|
|
|
160,537
|
|
(d)
|
Federal National Mortgage Assoc.
|
|
5.465
|
|
|
6/1/2033
|
|
|
|
38,272
|
|
(d)
|
Federal National Mortgage Assoc.
|
|
4.289
|
|
|
7/1/2033
|
|
|
|
333,345
|
|
(d)
|
Federal National Mortgage Assoc.
|
|
4.375
|
|
|
7/1/2033
|
|
|
|
31,938
|
|
(d)
|
Federal National Mortgage Assoc.
|
|
7.000
|
|
|
11/1/2033
|
|
|
|
211,565
|
|
|
Federal National Mortgage Assoc.
|
|
7.500
|
|
|
11/1/2033
|
|
|
|
24,195
|
|
|
Federal National Mortgage Assoc.
|
|
8.000
|
|
|
11/1/2033
|
|
|
|
26,201
|
|
|
Federal National Mortgage Assoc.
|
|
7.000
|
|
|
3/1/2034
|
|
|
|
15,784
|
|
|
Federal National Mortgage Assoc.
|
|
7.500
|
|
|
3/1/2034
|
|
|
|
144,655
|
|
|
Federal National Mortgage Assoc.
|
|
7.500
|
|
|
5/1/2034
|
|
|
|
53,955
|
|
|
Federal National Mortgage Assoc.
|
|
7.000
|
|
|
6/1/2034
|
|
|
|
36,310
|
|
|
Federal National Mortgage Assoc.
|
|
7.000
|
|
|
1/1/2035
|
|
|
|
114,167
|
|
|
Federal National Mortgage Assoc.
|
|
7.000
|
|
|
5/1/2035
|
|
|
|
77,407
|
|
|
Federal National Mortgage Assoc.
|
|
7.000
|
|
|
5/1/2035
|
|
|
|
98,351
|
|
|
Federal National Mortgage Assoc.
|
|
7.000
|
|
|
1/1/2036
|
|
|
|
217,460
|
|
|
Federal National Mortgage Assoc.
|
|
2.883
|
|
|
6/1/2044
|
|
|
|
21,965,590
|
|
(d)
|
Federal National Mortgage Assoc. REMIC
|
|
4.500
|
|
|
2/25/2040
|
|
|
|
1,603,481
|
|
|
Freddie Mac Discount Notes
|
|
2.439
|
|
|
3/20/2019
|
|
|
|
18,901,612
|
|
(c)
|
Government National Mortgage Assoc.
|
|
7.000
|
|
|
11/15/2023
|
|
|
|
71,956
|
|
|
Government National Mortgage Assoc.
|
|
7.500
|
|
|
1/15/2031
|
|
|
|
140,720
|
|
|
|
|
|
|
|
|
|
|
|
Other Investments, continued
|
|
|
|
|
|
|
|
|
|||
Description
|
|
Rate of Interest
|
|
|
Maturity
|
|
|
|
Fair Value*
|
|
|
U.S. Treasury and U.S. Government Agency Debt Obligations
|
|
|
|
|
|
|
|
|
|||
Government National Mortgage Assoc.
|
|
7.500
|
|
%
|
3/15/2031
|
|
|
$
|
12,615
|
|
|
Government National Mortgage Assoc.
|
|
7.000
|
|
|
3/15/2031
|
|
|
|
69,835
|
|
|
Government National Mortgage Assoc.
|
|
7.500
|
|
|
5/15/2031
|
|
|
|
34,991
|
|
|
Government National Mortgage Assoc.
|
|
7.500
|
|
|
7/15/2031
|
|
|
|
40,647
|
|
|
Government National Mortgage Assoc.
|
|
7.500
|
|
|
9/15/2031
|
|
|
|
79,820
|
|
|
Government National Mortgage Assoc.
|
|
7.000
|
|
|
5/15/2032
|
|
|
|
83,843
|
|
|
Government National Mortgage Assoc.
|
|
7.000
|
|
|
11/15/2032
|
|
|
|
31,692
|
|
|
U.S. Treasury Bills
|
|
2.279
|
|
|
1/2/2019
|
|
|
|
11,999,253
|
|
(c)
|
U.S. Treasury Bills
|
|
2.217
|
|
|
1/3/2019
|
|
|
|
14,998,188
|
|
(c)
|
U.S. Treasury Bills
|
|
2.325
|
|
|
1/8/2019
|
|
|
|
39,982,228
|
|
(c)
|
U.S. Treasury Bills
|
|
2.246
|
|
|
1/10/2019
|
|
|
|
44,975,222
|
|
(c)
|
U.S. Treasury Bills
|
|
2.264
|
|
|
1/10/2019
|
|
|
|
29,983,350
|
|
(c)
|
U.S. Treasury Bills
|
|
2.340
|
|
|
1/15/2019
|
|
|
|
14,986,583
|
|
(c)
|
U.S. Treasury Bills
|
|
2.297
|
|
|
1/17/2019
|
|
|
|
19,780,178
|
|
(c)
|
U.S. Treasury Bills
|
|
2.315
|
|
|
1/17/2019
|
|
|
|
12,187,692
|
|
(c)
|
U.S. Treasury Bills
|
|
2.391
|
|
|
1/29/2019
|
|
|
|
10,979,894
|
|
(c)
|
U.S. Treasury Bills
|
|
2.351
|
|
|
1/31/2019
|
|
|
|
31,738,918
|
|
(c)
|
U.S. Treasury Bills
|
|
2.356
|
|
|
1/31/2019
|
|
|
|
3,193,840
|
|
(c)
|
U.S. Treasury Bills
|
|
2.366
|
|
|
2/7/2019
|
|
|
|
17,957,080
|
|
(c)
|
U.S. Treasury Bills
|
|
2.387
|
|
|
2/14/2019
|
|
|
|
19,942,800
|
|
(c)
|
U.S. Treasury Bills
|
|
2.392
|
|
|
2/21/2019
|
|
|
|
34,883,727
|
|
(c)
|
U.S. Treasury Bills
|
|
2.410
|
|
|
2/28/2019
|
|
|
|
14,942,906
|
|
(c)
|
U.S. Treasury Bills
|
|
2.412
|
|
|
3/7/2019
|
|
|
|
10,953,028
|
|
(c)
|
U.S. Treasury Bills
|
|
2.423
|
|
|
3/14/2019
|
|
|
|
19,905,000
|
|
(c)
|
U.S. Treasury Bills
|
|
2.479
|
|
|
4/18/2019
|
|
|
|
16,877,975
|
|
(c)
|
U.S. Treasury Bills
|
|
2.494
|
|
|
5/2/2019
|
|
|
|
11,901,990
|
|
(c)
|
U.S. Treasury Bills
|
|
2.546
|
|
|
6/13/2019
|
|
|
|
7,910,169
|
|
(c)
|
U.S. Treasury Bills
|
|
2.573
|
|
|
7/5/2019
|
|
|
|
14,808,994
|
|
(c)
|
U.S. Treasury Bond
|
|
3.125
|
|
|
5/15/2048
|
|
|
|
415,450
|
|
|
U.S. Treasury Notes
|
|
0.875
|
|
|
4/15/2019
|
|
|
|
6,371,420
|
|
|
U.S. Treasury Notes
|
|
2.551
|
|
|
4/30/2019
|
|
|
|
13,255,595
|
|
(d)
|
U.S. Treasury Notes
|
|
2.375
|
|
|
3/15/2021
|
|
|
|
38,144,485
|
|
|
U.S. Treasury Notes
|
|
2.375
|
|
|
4/15/2021
|
|
|
|
41,105,519
|
|
|
U.S. Treasury Notes
|
|
2.750
|
|
|
8/15/2021
|
|
|
|
75,454,370
|
|
|
U.S. Treasury Notes
|
|
1.875
|
|
|
8/31/2022
|
|
|
|
7,513,351
|
|
|
U.S. Treasury Notes
|
|
2.750
|
|
|
11/15/2023
|
|
|
|
2,667,271
|
|
|
U.S. Treasury Notes
|
|
2.875
|
|
|
11/30/2025
|
|
|
|
9,410,415
|
|
(f)
|
U.S. Treasury Notes
|
|
2.875
|
|
|
8/15/2028
|
|
|
|
20,871,221
|
|
|
Vendee Mortgage Trust
|
|
0.105
|
|
|
10/15/2026
|
|
|
|
9,595
|
|
(d),(e)
|
|
|
|
|
|
|
|
|
|
|||
Total U.S. Treasury and U.S. Government Agency Debt Obligations
|
|
|
|
|
|
|
1,328,748,915
|
|
|
||
|
|
|
|
|
|
|
|
|
|||
Commercial Mortgage-Backed, Corporate Notes and Asset-Backed Securities
|
|
|
|
|
|
|
|
|
|||
Amazon.com Inc.
|
|
1.900
|
|
|
8/21/2020
|
|
|
|
2,955,780
|
|
|
American Express Co.
|
|
0.004
|
|
|
11/5/2021
|
|
|
|
5,048,750
|
|
|
Amgen Inc.
|
|
0.002
|
|
|
5/10/2019
|
|
|
|
4,978,550
|
|
|
Anheuser-Busch InBev Finance Inc.
|
|
2.650
|
|
|
2/1/2021
|
|
|
|
1,440,975
|
|
|
Anheuser-Busch InBev Finance Inc.
|
|
2.500
|
|
|
2/9/2022
|
|
|
|
4,929,100
|
|
|
Asian Development Bank
|
|
1.625
|
|
|
5/5/2020
|
|
|
|
2,961,960
|
|
|
AT&T Inc.
|
|
3.800
|
|
|
3/15/2022
|
|
|
|
3,012,690
|
|
|
AT&T Inc.
|
|
5.000
|
|
|
3/1/2021
|
|
|
|
3,102,210
|
|
|
Bank of America Corp.
|
|
2.650
|
|
|
4/1/2019
|
|
|
|
4,440,754
|
|
|
Bank of America Corp.
|
|
2.369
|
|
|
7/21/2021
|
|
|
|
4,915,100
|
|
(d)
|
BAT Capital Corp.
|
|
2.297
|
|
|
8/14/2020
|
|
|
|
2,929,380
|
|
|
Berkshire Hathaway Finance Corp.
|
|
1.700
|
|
|
3/15/2019
|
|
|
|
6,985,930
|
|
|
Broadcom Corp./Broadcom Cayman Finance Ltd.
|
|
2.200
|
|
|
1/15/2021
|
|
|
|
4,886,350
|
|
|
Campbell Soup Co.
|
|
3.300
|
|
|
3/15/2021
|
|
|
|
1,392,188
|
|
|
Chevron Corp.
|
|
1.961
|
|
|
3/3/2020
|
|
|
|
4,949,150
|
|
|
Cigna Corp.
|
|
3.200
|
|
|
9/17/2020
|
|
|
|
4,981,000
|
|
(a)
|
Cigna Corp.
|
|
3.400
|
|
|
9/17/2021
|
|
|
|
2,493,902
|
|
(a)
|
Cisco Systems Inc.
|
|
2.200
|
|
|
2/28/2021
|
|
|
|
2,960,460
|
|
|
Citibank NA
|
|
3.400
|
|
|
7/23/2021
|
|
|
|
5,006,700
|
|
|
Other Investments, continued
|
|
|
|
|
|
|
|
|
|||
Description
|
|
Rate of Interest
|
|
Maturity
|
|
|
Fair Value*
|
|
|||
Commercial Mortgage-Backed, Corporate Notes and Asset-Backed Securities
|
|
|
|
|
|
|
|
|
|||
Citigroup Inc.
|
|
2.900
|
|
%
|
12/8/2021
|
|
|
$
|
6,874,420
|
|
|
Citigroup Inc.
|
|
3.875
|
|
|
10/25/2023
|
|
|
|
3,012,390
|
|
|
CNH Industrial Capital LLC
|
|
3.375
|
|
|
7/15/2019
|
|
|
|
1,994,600
|
|
|
Conagra Brands Inc.
|
|
3.800
|
|
|
10/22/2021
|
|
|
|
2,099,042
|
|
|
Conagra Brands Inc.
|
|
3.219
|
|
|
10/22/2020
|
|
|
|
1,491,310
|
|
(d)
|
Credit Suisse Group Funding Guernsey Ltd.
|
|
3.125
|
|
|
12/10/2020
|
|
|
|
2,973,240
|
|
|
CVS Health Corp.
|
|
3.350
|
|
|
3/9/2021
|
|
|
|
4,984,900
|
|
|
Dell International LLC/EMC Corp.
|
|
3.480
|
|
|
6/1/2019
|
|
|
|
4,988,100
|
|
(a)
|
Devon Energy Corp.
|
|
4.000
|
|
|
7/15/2021
|
|
|
|
2,004,380
|
|
|
Dominion Energy Inc.
|
|
2.579
|
|
|
7/1/2020
|
|
|
|
1,477,440
|
|
|
DowDuPont Inc.
|
|
3.766
|
|
|
11/15/2020
|
|
|
|
2,018,460
|
|
|
Duke Energy Corp.
|
|
3.550
|
|
|
9/15/2021
|
|
|
|
1,449,904
|
|
|
Eastman Chemical Co.
|
|
3.500
|
|
|
12/1/2021
|
|
|
|
2,511,900
|
|
|
EI du Pont de Nemours & Co.
|
|
3.071
|
|
|
5/1/2020
|
|
|
|
5,004,700
|
|
(d)
|
Emera US Finance LP
|
|
2.150
|
|
|
6/15/2019
|
|
|
|
4,968,200
|
|
|
Enable Midstream Partners LP
|
|
2.400
|
|
|
5/15/2019
|
|
|
|
1,601,048
|
|
|
Enterprise Products Operating LLC
|
|
2.800
|
|
|
2/15/2021
|
|
|
|
4,944,550
|
|
|
European Investment Bank
|
|
2.000
|
|
|
3/15/2021
|
|
|
|
4,937,100
|
|
|
Fortive Corp.
|
|
1.800
|
|
|
6/15/2019
|
|
|
|
456,779
|
|
|
General Dynamics Corp.
|
|
3.000
|
|
|
5/11/2021
|
|
|
|
3,003,030
|
|
|
General Mills Inc.
|
|
3.200
|
|
|
4/16/2021
|
|
|
|
2,088,324
|
|
|
General Motors Financial Company Inc.
|
|
3.200
|
|
|
7/13/2020
|
|
|
|
2,969,220
|
|
|
GlaxoSmithKline Capital PLC
|
|
3.125
|
|
|
5/14/2021
|
|
|
|
3,503,549
|
|
|
Honeywell International Inc.
|
|
1.400
|
|
|
10/30/2019
|
|
|
|
4,943,750
|
|
|
ING Bank N.V.
|
|
2.450
|
|
|
3/16/2020
|
|
|
|
9,899,000
|
|
(a)
|
Inter-American Development Bank
|
|
1.875
|
|
|
3/15/2021
|
|
|
|
2,462,825
|
|
|
International Bank for Reconstruction & Development
|
|
1.625
|
|
|
3/9/2021
|
|
|
|
3,920,360
|
|
|
JPMorgan Chase & Co.
|
|
1.850
|
|
|
3/22/2019
|
|
|
|
9,976,800
|
|
|
JPMorgan Chase Bank NA
|
|
3.086
|
|
|
4/26/2021
|
|
|
|
4,985,700
|
|
(d)
|
Keurig Dr Pepper Inc.
|
|
3.551
|
|
|
5/25/2021
|
|
|
|
4,993,200
|
|
(a)
|
Kinder Morgan Energy Partners LP
|
|
5.000
|
|
|
10/1/2021
|
|
|
|
1,619,286
|
|
|
Kreditanstalt fuer Wiederaufbau
|
|
1.625
|
|
|
5/29/2020
|
|
|
|
2,958,480
|
|
|
Kreditanstalt fuer Wiederaufbau
|
|
1.625
|
|
|
3/15/2021
|
|
|
|
2,938,440
|
|
|
Marathon Oil Corp.
|
|
2.700
|
|
|
6/1/2020
|
|
|
|
2,475,772
|
|
|
McKesson Corp.
|
|
3.650
|
|
|
11/30/2020
|
|
|
|
5,020,450
|
|
|
Molson Coors Brewing Co.
|
|
1.450
|
|
|
7/15/2019
|
|
|
|
1,978,360
|
|
|
Morgan Stanley
|
|
2.450
|
|
|
2/1/2019
|
|
|
|
4,997,100
|
|
|
Morgan Stanley
|
|
2.750
|
|
|
5/19/2022
|
|
|
|
11,150,325
|
|
|
MUFG Bank Ltd.
|
|
2.300
|
|
|
3/5/2020
|
|
|
|
4,947,600
|
|
(a)
|
Newell Brands Inc.
|
|
2.600
|
|
|
3/29/2019
|
|
|
|
937,404
|
|
|
Northrop Grumman Corp.
|
|
2.080
|
|
|
10/15/2020
|
|
|
|
4,905,800
|
|
|
Petroleos Mexicanos
|
|
5.500
|
|
|
1/21/2021
|
|
|
|
997,260
|
|
|
Rockwell Collins Inc.
|
|
1.950
|
|
|
7/15/2019
|
|
|
|
6,945,470
|
|
|
Shire Acquisitions Investments Ireland DAC
|
|
1.900
|
|
|
9/23/2019
|
|
|
|
986,070
|
|
|
Sumitomo Mitsui Banking Corp.
|
|
2.450
|
|
|
1/16/2020
|
|
|
|
4,958,800
|
|
|
Sumitomo Mitsui Trust Bank Ltd.
|
|
2.050
|
|
|
3/6/2019
|
|
|
|
9,982,200
|
|
(a)
|
Takeda Pharmaceutical Company Ltd.
|
|
3.800
|
|
|
11/26/2020
|
|
|
|
1,689,108
|
|
(a)
|
Teva Pharmaceutical Finance Netherlands III BV
|
|
1.700
|
|
|
7/19/2019
|
|
|
|
3,935,320
|
|
|
The Home Depot Inc.
|
|
3.250
|
|
|
3/1/2022
|
|
|
|
3,030,300
|
|
|
The Interpublic Group of Companies Inc.
|
|
3.500
|
|
|
10/1/2020
|
|
|
|
5,003,500
|
|
|
The Sherwin-Williams Co.
|
|
2.250
|
|
|
5/15/2020
|
|
|
|
2,460,825
|
|
|
The Southern Co.
|
|
1.850
|
|
|
7/1/2019
|
|
|
|
3,339,140
|
|
|
The Southern Co.
|
|
2.150
|
|
|
9/1/2019
|
|
|
|
2,870,421
|
|
|
UBS Group Funding Switzerland AG
|
|
2.950
|
|
|
9/24/2020
|
|
|
|
2,968,110
|
|
(a)
|
United Technologies Corp.
|
|
1.900
|
|
|
5/4/2020
|
|
|
|
2,218,135
|
|
|
United Technologies Corp.
|
|
1.950
|
|
|
11/1/2021
|
|
|
|
2,882,100
|
|
|
United Technologies Corp.
|
|
3.100
|
|
|
6/1/2022
|
|
|
|
2,926,080
|
|
|
UnitedHealth Group Inc.
|
|
2.125
|
|
|
3/15/2021
|
|
|
|
2,937,780
|
|
|
Volkswagen Group of America Finance LLC
|
|
3.875
|
|
|
11/13/2020
|
|
|
|
3,012,990
|
|
(a)
|
Wells Fargo Bank NA
|
|
2.600
|
|
|
1/15/2021
|
|
|
|
4,935,000
|
|
|
|
|
|
|
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
|
Other Investments, continued
|
|
|
|
|
|
|
|
|
|||
Description
|
|
Rate of Interest
|
|
Maturity
|
|
|
Fair Value*
|
|
|||
Commercial Mortgage-Backed, Corporate Notes and Asset-Backed Securities
|
|
|
|
|
|
|
|
|
|||
Wells Fargo Bank NA
|
|
3.325
|
|
%
|
7/23/2021
|
|
|
$
|
4,990,050
|
|
(d)
|
American Express Credit Account Master Trust 2017-6
|
|
2.040
|
|
|
5/15/2023
|
|
|
|
9,457,176
|
|
|
American Express Credit Account Master Trust 2018-1
|
|
2.670
|
|
|
10/17/2022
|
|
|
|
19,926,553
|
|
|
Citibank Credit Card Issuance Trust
|
|
1.920
|
|
|
4/7/2022
|
|
|
|
10,359,746
|
|
|
Securitized Term Auto Receivables Trust 2018-1A
|
|
3.298
|
|
|
11/25/2022
|
|
|
|
4,002,348
|
|
(a)
|
Tesla Auto Lease Trust 2018-A
|
|
2.320
|
|
|
12/20/2019
|
|
|
|
3,069,085
|
|
(a)
|
Toyota Auto Receivables 2018-C Owner Trust
|
|
2.770
|
|
|
8/16/2021
|
|
|
|
6,987,105
|
|
|
Citigroup Commercial Mortgage Trust
|
|
0.920
|
|
|
9/10/2046
|
|
|
|
864,312
|
|
(d),(e)
|
Export Development Canada
|
|
1.625
|
|
|
1/17/2020
|
|
|
|
990,080
|
|
|
Government of Chile
|
|
3.875
|
|
|
8/5/2020
|
|
|
|
708,078
|
|
|
Government of Hungary
|
|
6.375
|
|
|
3/29/2021
|
|
|
|
528,505
|
|
|
Japan Bank for International Cooperation
|
|
2.125
|
|
|
11/16/2020
|
|
|
|
987,220
|
|
|
|
|
|
|
|
|
|
|
|
|||
Total Commercial Mortgage-Backed, Corporate Notes and Asset-Backed Securities
|
|
|
|
|
|
|
361,787,034
|
|
|
||
|
|
|
|
|
|
|
|
|
|||
Total Other Investments
|
|
|
|
|
|
|
2,307,240,077
|
|
|
||
|
|
|
|
|
|
|
|
|
|||
Total Investments
|
|
|
|
|
|
|
22,896,201,862
|
|
|
||
|
|
|
|
|
|
|
|
|
|||
Notes Receivable from Participants
|
|
Rate of Interest
|
|
Maturity
|
|
|
Fair Value*
|
|
|||
|
|
|
|
|
|
|
|
|
|||
Total Notes Receivable (56,607) from Participants
|
|
3.25 - 9.51%
|
|
1 month - 30 yrs.
|
|
|
341,133,349
|
|
(g)
|
||
|
|
|
|
|
|
|
|
|
|||
Total Assets (Held at End of Year)
|
|
|
|
|
|
$
|
23,237,335,211
|
|
|
||
|
|
|
|
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
|
|
|
Notes to Schedule of Assets:
|
|
|
|
(a)
|
Pursuant to Rule 144A of the Securities Act of 1933, as amended, these securities may be resold in transactions exempt from registration, normally to qualified institutional buyers. At December 31, 2018, these securities amounted to $57,026,643 or 9.61% of the net assets of the GE RSP Short-Term Interest Fund. These securities have been determined to be liquid using procedures established by the Fund's Board of Trustees.
|
(b)
|
Funds managed and administered by SSGA FM, an affiliate of SSC.
|
(c)
|
Coupon amount represents effective yield.
|
(d)
|
Variable or floating rate of security. The stated rate represents the rate at December 31, 2018.
|
(e)
|
Interest only security. These securities represent the right to receive the monthly interest payments on an underlying pool of mortgages. Payments of principal on the pool reduce the value of the "interest only" holding.
|
(f)
|
At December 31, 2018, a portion of this security was pledged to cover collateral requirements for futures.
|
(g)
|
Represents a party-in-interest to the Plan.
|
|
|
|
|
*
|
Cost omitted for participant directed investments
|
|
|
GE Retirement Savings Plan
|
|
|
|
|
|
|
|
|
|
June 21, 2019
|
|
/s/ Thomas S. Timko
|
|
Date
|
|
Thomas S. Timko
Vice President, Chief Accounting Officer and Controller
General Electric Company
|
|
Exhibit Number
|
|
Description of the Exhibit
|
|
|
|
|
Consent of Independent Registered Public Accounting Firm
|
1 Year GE Aerospace Chart |
1 Month GE Aerospace Chart |
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