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Share Name | Share Symbol | Market | Type |
---|---|---|---|
GE Aerospace | NYSE:GE | NYSE | Common Stock |
Price Change | % Change | Share Price | High Price | Low Price | Open Price | Shares Traded | Last Trade | |
---|---|---|---|---|---|---|---|---|
1.85 | 1.14% | 164.49 | 165.74 | 162.0101 | 165.30 | 3,967,223 | 01:00:00 |
FORM 3
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Washington, D.C. 20549 |
OMB APPROVAL
OMB Number: 3235-0104 Estimated average burden hours per response... 0.5 |
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1. Name and Address of Reporting Person * Joyce David Leon |
2. Date of Event Requiring Statement (MM/DD/YYYY)
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3. Issuer Name and Ticker or Trading Symbol GENERAL ELECTRIC CO [GE] |
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
___ X ___ Officer (give title below) _____ Other (specify below) Vice Chairman / |
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
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X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person |
Table I - Non-Derivative Securities Beneficially Owned |
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1.Title of Security
(Instr. 4) |
2. Amount of Securities Beneficially Owned
(Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5) |
4. Nature of Indirect Beneficial Ownership
(Instr. 5) |
Common Stock | 283601 | D |
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Common Stock | 29872 | I | 401(k) plan |
Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities) |
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1. Title of Derivate Security
(Instr. 4) |
2. Date Exercisable and Expiration Date
(MM/DD/YYYY) |
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5) |
6. Nature of Indirect Beneficial Ownership
(Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Restricted Stock Units | (2) | (2) | Common Stock | 10000 | (1) | D |
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Restricted Stock Units | (3) | (3) | Common Stock | 60000 | (1) | D |
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Restricted Stock Units | (4) | (4) | Common Stock | 40000 | (1) | D |
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Restricted Stock Units | (5) | (5) | Common Stock | 29600 | (1) | D |
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Restricted Stock Units | (6) (9) | (6) | Common Stock | 150000 | (1) | D |
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Restricted Stock Units | (7) | (7) | Common Stock | 27000 | (1) | D |
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Employee Stock Options (right to buy) (8) | 9/7/2006 | 9/7/2017 | Common Stock | 55000 | $38.75 | D |
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Employee Stock Options (right to buy) (8) | 9/9/2009 | 9/9/2018 | Common Stock | 100000 | $28.12 | D |
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Employee Stock Options (right to buy) (8) | 3/12/2010 | 3/12/2019 | Common Stock | 400000 | $9.57 | D |
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Employee Stock Options (right to buy) (8) | 7/23/2010 | 7/23/2019 | Common Stock | 500000 | $11.95 | D |
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Employee Stock Options (right to buy) (8) | 6/10/2011 | 6/10/2020 | Common Stock | 650000 | $15.68 | D |
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Employee Stock Options (right to buy) (8) | 6/9/2012 | 6/9/2021 | Common Stock | 700000 | $18.58 | D |
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Employee Stock Options (right to buy) (8) | 9/7/2013 | 9/7/2022 | Common Stock | 700000 | $21.59 | D |
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Employee Stock Options (right to buy) (8) | 9/13/2014 | 9/13/2023 | Common Stock | 500000 | $23.78 | D |
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Employee Stock Options (right to buy) (8) | 9/5/2015 | 9/5/2024 | Common Stock | 550000 | $26.10 | D |
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Employee Stock Options (right to buy) (8) | 9/11/2016 | 9/11/2025 | Common Stock | 184000 | $24.95 | D |
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Employee Stock Option (right to buy) (8) | 9/9/2017 | 9/9/2026 | Common Stock | 200000 | $30.11 | D |
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Reporting Owners
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Reporting Owner Name / Address |
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Director | 10% Owner | Officer | Other | ||
Joyce David Leon
GENERAL ELECTRIC COMPANY 41 FARNSWORTH STREET BOSTON, MA 02210 |
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Vice Chairman |
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Signatures
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Brian Sandstrom on behalf of David L. Joyce | 11/28/2016 | |
** Signature of Reporting Person | Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1 Year GE Aerospace Chart |
1 Month GE Aerospace Chart |
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