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EVR Evercore Inc

193.23
0.00 (0.00%)
Pre Market
Last Updated: 09:09:32
Delayed by 15 minutes
Share Name Share Symbol Market Type
Evercore Inc NYSE:EVR NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.00 0.00% 193.23 0 09:09:32

Statement of Changes in Beneficial Ownership (4)

14/05/2021 10:00pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

HYMAN EDWARD S
2. Issuer Name and Ticker or Trading Symbol

Evercore Inc. [ EVR ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
Vice Chair EVR & Chairman EISI
(Last)          (First)          (Middle)

C/O EVERCORE INC., 55 EAST 52ND STREET, FLOOR 38
3. Date of Earliest Transaction (MM/DD/YYYY)

5/13/2021
(Street)

NEW YORK, NY 10055
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Class A Partnership Units of Evercore LP 5/13/2021  D  1200 D (1)47119 D  
Shares of Class B common stock, par value $0.01 per share 5/13/2021  A(2)  1 A (2)1 D  
Shares of Class B common stock, par value $0.01 per share         2 I Shares held in Corporation (3)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Class A Partnership Units of Evercore LP  (4)5/13/2021  A   1200     (4) (4)Shares of Class A common stock, par value $0.01 per share 1200  (1)1200 (4)D  
Class E Units of Evercore LP  (4)           (4) (4)Shares of Class A common stock, par value $0.01 per share  (3) 2545205 I Shares in Corporation (3)

Explanation of Responses:
(1) On May 13, 2021, the Reporting Person exchanged 1,200 shares of Class A common stock for an equal number of Evercore LP partnership units
(2) On May 13, 2021, the Reporting Person purchased one share of Class B common stock for par value. Class B common stock has no associated economic rights.
(3) The Reporting Person holds 2,545,205 Class E Units and 2 Class B Shares through ISI Holding Inc. and ISI Holding II, Inc., each of which is a corporation controlled by the Reporting Person.
(4) Pursuant to the Restated Certificate of Incorporation of Evercore Inc., Evercore LP partnership units are, subject to certain restrictions in the Evercore LP partnership agreement, exchangeable on a one-to-one basis for shares of Evercore Inc. Class A common stock, subject to customary conversion rate adjustments for stock splits, stock dividends and reclassifications.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
HYMAN EDWARD S
C/O EVERCORE INC.
55 EAST 52ND STREET, FLOOR 38
NEW YORK, NY 10055


Vice Chair EVR & Chairman EISI

Signatures
/s/ Jason Klurfeld, as Attorney-in-Fact5/14/2021
**Signature of Reporting PersonDate

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