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DE Deere and Co

390.75
-10.21 (-2.55%)
Last Updated: 17:43:15
Delayed by 15 minutes
Share Name Share Symbol Market Type
Deere and Co NYSE:DE NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  -10.21 -2.55% 390.75 398.38 390.69 397.78 344,656 17:43:15

Statement of Changes in Beneficial Ownership (4)

03/04/2014 10:40pm

Edgar (US Regulatory)


FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

ALLEN SAMUEL R
2. Issuer Name and Ticker or Trading Symbol

DEERE & CO [ DE ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
__ X __ Officer (give title below)      _____ Other (specify below)
Chairman & CEO
(Last)          (First)          (Middle)

DEERE & CO, ONE JOHN DEERE PLACE
3. Date of Earliest Transaction (MM/DD/YYYY)

4/2/2014
(Street)

MOLINE, IL 61265
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
$1 Par Common Stock   (1) 4/2/2014     M    71   A $48.375   233018.5172   D    
$1 Par Common Stock   (1) 4/2/2014     S    71   D $92   232947.5172   D    
$1 Par Common Stock   (1) 4/3/2014     M    32300   A $48.375   265247.5172   D    
$1 Par Common Stock   (1) 4/3/2014     S    32300   D $92.0201   (2) 232947.5172   (3) D    
$1 Par Common Stock                  47203   I   By LLC  

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Market Priced Options   (1) (4) $48.375   4/2/2014     M      71         (5) 12/6/2016   Common Stock   71   $0   32300   D    
Market Priced Options   (1) (4) $48.375   4/3/2014     M      32300         (5) 12/6/2016   Common Stock   32300   $0   0   D    

Explanation of Responses:
( 1)  Exercise of Rule 16b-3 employee stock options and related sale of shares pursuant to a Rule 10(b)5-1 stock option exercise plan adopted on August 22, 2013.
( 2)  The sale price reported on April 3, 2014 in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $92.00 to $92.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
( 3)  Includes 178,460 restricted stock units granted under the John Deere Omnibus Equity and Incentive Plan to be settled solely in shares. Units include the ability to have shares withheld to satisfy income tax obligations.
( 4)  All options include the ability to withhold shares upon the exercise of the option to satisfy income tax obligations.
( 5)  The options became exercisable in two approximately equal installments on December 6, 2008 and 2009.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
ALLEN SAMUEL R
DEERE & CO
ONE JOHN DEERE PLACE
MOLINE, IL 61265


Chairman & CEO

Signatures
/s/ Paul Wilczynski, Assistant Secretary, Deere & Company, Under Power of Attorney 4/3/2014
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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