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CVS CVS Health Corporation

55.96
0.81 (1.47%)
04 May 2024 - Closed
Delayed by 15 minutes
Share Name Share Symbol Market Type
CVS Health Corporation NYSE:CVS NYSE Common Stock
  Price Change % Change Share Price High Price Low Price Open Price Shares Traded Last Trade
  0.81 1.47% 55.96 56.43 54.96 55.22 23,942,832 01:00:00

Statement of Changes in Beneficial Ownership (4)

03/04/2020 10:26pm

Edgar (US Regulatory)


FORM 4 [ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response...
0.5                       
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

Boratto Eva C
2. Issuer Name and Ticker or Trading Symbol

CVS HEALTH Corp [ CVS ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                    _____ 10% Owner
__X__ Officer (give title below)    _____ Other (specify below)
EVP & CFO
(Last)          (First)          (Middle)

ONE CVS DRIVE
3. Date of Earliest Transaction (MM/DD/YYYY)

4/1/2020
(Street)

WOONSOCKET, RI 02895
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 4/1/2020  F  887 (1)D$58.34 69520.5255 D  
Common Stock (restricted)         5915 D  

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security3. Trans. Date3A. Deemed Execution Date, if any4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4)11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option $58.61 (2)4/1/2020  A   168956    4/1/2021 (3)4/1/2030 Common Stock 168956 $58.61 168956 D  
Stock Option $74.29           4/1/2015 (4)4/1/2021 Common Stock 18882  18882 D  
Stock Option $102.26           4/1/2016 (5)4/1/2022 Common Stock 27392  27392 D  
Stock Option $104.82           4/1/2017 (6)4/1/2023 Common Stock 21509  21509 D  
Stock Option $78.05           4/3/2018 (7)4/3/2024 Common Stock 35062  35062 D  
Stock Option $62.21           4/1/2019 (8)4/1/2025 Common Stock 35030  35030 D  
Stock Option $54.19           4/1/2020 (9)4/1/2029 Common Stock 202007  202007 D  

Explanation of Responses:
(1) Surrrender of shares in payment of withholding taxes due upon the vesting of a restricted stock award.
(2) The number of shares subject to the option were calculated using a 30-day average price.
(3) Option becomes exercisable in four equal annual installments, commencing 4/1/2021.
(4) Option became exercisable in four equal annual installments, commencing 4/1/2015.
(5) Option became exercisable in four equal annual installments, commencing 4/1/2016.
(6) Option becomes exercisable in four equal annual installments, commencing 4/1/2017.
(7) Option became exercisable in four equal annual installments, commencing 4/3/2018.
(8) Option became exercisable in four equal annual installments, commencing 4/1/2019.
(9) Option became exercisable in four equal annual installments, commencing 4/1/2020.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director10% OwnerOfficerOther
Boratto Eva C
ONE CVS DRIVE
WOONSOCKET, RI 02895


EVP & CFO

Signatures
/s/ Eva C. Boratto4/3/2020
**Signature of Reporting PersonDate

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